Market news, analysis & forecast powered by

Preview Mode

FM Home
> Ron Finberg

9 articles

Ron Finberg

Cappitech

Become an author

Ron Finberg, a specialist in regulatory issues, brings clarity and depth to finance news

Become an author

Ron Finberg

Cappitech

9 articles

Ron Finberg, a specialist in regulatory issues, brings clarity and depth to finance news

Ron Finberg, a specialist in regulatory issues, brings clarity and depth to finance news

Become an author

Latest Articles

Sort by: Latest | Oldest
Sort by: Latest | Oldest
Analysis

Coronavirus, Compliance, SFTR and Business as Usual

  • Ron Finberg, Regulatory Subject Matter Expert, Cappitech, explains how it's business as usual even in unusual times
Tuesday, 17/03/2020 | 14:00 GMT by Ron Finberg
Blogs

MiFID II Reporting Decision Maker Status - What Brokers Need to Know

  • MiFID II adds a lot of new field language that didn’t exist before.
Wednesday, 29/11/2017 | 08:49 GMT by Ron Finberg
Brokers

What Went Down at the London Summit: the CEO Panel

  • Ron Finberg moderated the CEO panel at the London Summit. Here he gives his review of the executives' discussion.
Thursday, 01/12/2016 | 08:43 GMT by Ron Finberg
Bloggers

Trading Stocks during the US Election, the Curious Case of Votecastr

  • Before markets reacted negatively on Donald Trump's victory, a new source of technology based data attracted traders.
Wednesday, 09/11/2016 | 12:43 GMT by Ron Finberg
Blogs

Collateral Damage of Brexit on the FX/CFD/Binary Options Industry

  • There is no precedent for the current situation, but reasonable cross border frameworks seem most likely.
Monday, 27/06/2016 | 12:31 GMT by Ron Finberg
Blogs

From Floating Spreads to Floating Margin, Brexit Awaits

  • Firms have been invoking temporary increases in margin requirements to handle upcoming volatile news periods.
Tuesday, 07/06/2016 | 18:58 GMT by Ron Finberg
Blogs

Following Binary Options, Will EU Regulators Focus on Forex and CFDs?

  • The European regulator supervising national watchdogs, ESMA, releases a revealing Q&A paper about broker practices.
Friday, 15/04/2016 | 14:34 GMT by Ron Finberg
Blogs

Who Handles EMIR Violation Enforcement for Online Brokers?

  • Ron Finberg examines the penalty risks for corporations that fail to comply with EMIR reporting.
Tuesday, 12/04/2016 | 09:07 GMT by Ron Finberg
Blogs

Is ESMA’s €64,000 Fine of the DTCC the First of More to Come?

  • The fine answered the lingering question: when will we start to see fines for failing to comply with the regulations?
Tuesday, 05/04/2016 | 08:43 GMT by Ron Finberg
!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}