Montréal Exchange Promotes Julie Rochette to VP, Chief Regulatory Officer

TMX Group, an operator of Equities Equities Equities can be characterized as stocks or shares in a company that investors can buy or sell. When you buy a stock, you are in essence buying an equity, becoming a partial owner of shares in a specific company or fund.However, equities do not pay a fixed interest rate, and as such are not considered guaranteed income. As such, equity markets are often associated with risk.When a company issues bonds, it’s taking loans from buyers. When a company offers shares, on the other hand, it’s selling pa Equities can be characterized as stocks or shares in a company that investors can buy or sell. When you buy a stock, you are in essence buying an equity, becoming a partial owner of shares in a specific company or fund.However, equities do not pay a fixed interest rate, and as such are not considered guaranteed income. As such, equity markets are often associated with risk.When a company issues bonds, it’s taking loans from buyers. When a company offers shares, on the other hand, it’s selling pa Read this Term, fixed income, derivatives, and energy markets exchanges, has appointed Julie Rochette as the newest Vice President (VP) and Chief Regulatory Officer of the Regulatory Division of the Montréal Exchange Exchange An exchange is known as a marketplace that supports the trading of derivatives, commodities, securities, and other financial instruments.Generally, an exchange is accessible through a digital platform or sometimes at a tangible address where investors organize to perform trading. Among the chief responsibilities of an exchange would be to uphold honest and fair-trading practices. These are instrumental in making sure that the distribution of supported security rates on that exchange are effectiv An exchange is known as a marketplace that supports the trading of derivatives, commodities, securities, and other financial instruments.Generally, an exchange is accessible through a digital platform or sometimes at a tangible address where investors organize to perform trading. Among the chief responsibilities of an exchange would be to uphold honest and fair-trading practices. These are instrumental in making sure that the distribution of supported security rates on that exchange are effectiv Read this Term, one of its main exchange constituents, per a group statement.

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Ms. Rochette originally joined the Montréal Exchange in October 2015 and has since served as its Director, Enforcement and Legal Counsel in the Regulatory Division. Her promotion follows on the heels of a recent move that saw Brian Gelfand take up a new role as the Chief Commercial Officer for CDS and CDCC.

Her appointment is tendered with immediate effect and her mandate will see her heading the exchange’s Regulatory Division, which will help foster compliance with the Rules of the Exchange via several mechanisms. This includes market surveillance, investigations, and trade desk examinations.

Ms. Rochette steps into her new position with over two decades of in legal and compliance realm, including several stops at Laurentian Bank, LBC Financial Services, and others, according to information made public on her Linkedin profile.