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Retail FX

ASIC Aims to Simplify Search for Information on Licensed Brokers

  • Data from ASIC Connect will be transferred to the Professional Registers Search.
  • The regulator aims to simplify consumers' search for information about licensed firms.
Tuesday, 28/05/2024 | 06:47 GMT by Damian Chmiel
Retail FX

Indie Advice's License Axed by ASIC: Financial Inactivity Fallout

  • Despite the cancellation, the license is effective till June 2024 for dispute resolutions.
  • This is another ASF license withdrawal in recent months.
Tuesday, 23/01/2024 | 08:59 GMT by Damian Chmiel
Retail FX

News Nuggets | 28 August: ASIC Suspends AFS License; FCA Warns against 5 Fraudulent Firms

  • Also, Coinstore two hits milestones; Cake Group completes its executive team.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Monday, 28/08/2023 | 10:36 GMT by Finance Magnates Staff
Retail FX

No AFS License Needed until 2025: ASIC Extends FFSPs Transitional Relief Again

  • The Australian regulator extends the deadline for foreign firms.
  • The date has been set for 31 March 2025, pushing back the need for an Australian license.
Tuesday, 08/08/2023 | 05:08 GMT by Damian Chmiel
FinTech

Webull Expands into Australia in Third APAC Launch

  • Only US-listed securities are to be initially offered in Australia.
  • Webull Australia secured the AFS license earlier in June.
Monday, 19/12/2022 | 18:47 GMT by Solomon Oladipupo
Regulation

ASIC Cancels Licence of Forex Brokerage for Attempting to Sell AFS Authorisation

  • ASIC has cancelled the licence of IMS FX and warned that approval is required for any change in control of a licensee.
Thursday, 01/09/2016 | 07:10 GMT by Finance Magnates Staff
Regulation

ASIC Shuts Down Advamode Financial and Liquidates ‎its Assets

  • The Australian regulator cracks down on the ‎Queensland financial services firm.
Tuesday, 28/06/2016 | 12:19 GMT by Aziz Abdel-Qader
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