Market news, analysis & forecast powered by

Preview Mode

FM Home
> Asic
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Andrew Biggs Appointed CEO of Finalto Trading Thought Leadership

Asic

Search for a tag
Regulation

ASIC Officially Adopts Curbs on Selling CFDs to Retail Investors

  • Regulated firms are forced to limit the leverage they offer to a maximum of 30:1, down to as little as 2:1 on cryptocurrencies.
Thursday, 22/10/2020 | 22:15 GMT by Aziz Abdel-Qader
Institutional FX

ANZ Faces $7.14 Million Fine over Unlawful Charges to Customers

  • The bank already paid redemption charges to some of its affected customers.
Friday, 02/10/2020 | 07:04 GMT by Arnab Shome
Regulation

ASIC Bans Former BGC Securities Broker from Providing Financial Services

  • Former broker David Moore has been banned from providing financial services for 10 years.
Wednesday, 30/09/2020 | 07:11 GMT by Celeste Skinner
Regulation

ASIC Extends COVID-19 Relief for Capital Raisings & Financial Advice

  • ASIC will continue to monitor the appropriateness of the temporary relief measures.
Wednesday, 23/09/2020 | 05:16 GMT by Celeste Skinner
Brokers

ASIC Cancels AFS Licence of USGFX after Entering Liquidation

  • ASIC cancelled the FX broker’s licence on the 14th of September 2020.
Friday, 18/09/2020 | 05:52 GMT by Celeste Skinner
Regulation

ASIC Places Seven Year Ban on BitConnect Frontman John Bigatton

  • Bigatton has been banned from providing financial services for seven years.
Thursday, 03/09/2020 | 03:38 GMT by Celeste Skinner
Regulation

ASIC Lays Out Strategic Focus for 2020-24 in Corporate Plan

  • Unsurprisingly, the regulator will focus on the long-term impacts of the coronavirus pandemic.
Monday, 31/08/2020 | 07:10 GMT by Celeste Skinner
Regulation

Australian Brokers Respond to ASIC’s CFD Product Intervention Measures

  • Many brokers have criticised the proposed leverage limits from the Australian regulator.
Thursday, 27/08/2020 | 06:12 GMT by Celeste Skinner
Regulation

ASIC Bans Former ANZ Financial Advisor for Five Years

  • Francesco Antonio (Tony) Romano of Adelaide has been banned from providing financial services.
Tuesday, 25/08/2020 | 06:23 GMT by Celeste Skinner
Regulation

ASIC Cancels AFS Licence of Global Merces Following Liquidation

  • The licence cancellation became effective as of the 20th of July 2020.
Friday, 07/08/2020 | 05:53 GMT by Celeste Skinner
Regulation

Australia Sends Financial Adviser to Jail for $1.33 Million Fraud

  • The court made the sentencing exemplary to prevent any such crimes in the future.
Tuesday, 04/08/2020 | 07:05 GMT by Arnab Shome
Brokers

Forex Broker Samtrade FX Secures UK and Australian Licences

  • Samtrade UK International Limited has been authorized as an appointed representative by the FCA.
Wednesday, 29/07/2020 | 10:32 GMT by Celeste Skinner
Brokers

USGFX Administrators BRI Ferrier Extend Convening Period

  • The administrators have been granted an order allowing the extension of the convening period until 18 September.
Tuesday, 28/07/2020 | 10:20 GMT by Celeste Skinner
Brokers

Following USGFX Administration, USG Moves Headquarters to London

  • The Board of USG has also confirmed the resignation of USGFX’s CEO, Shay Zakhaim.
Tuesday, 21/07/2020 | 06:06 GMT by Celeste Skinner
Brokers

ASIC Suspends AFS Licence of USGFX After Voluntary Administration

  • The AFSL of USGFX has been suspended under section 915B of the Corporations Act 2001.
Tuesday, 21/07/2020 | 00:43 GMT by Celeste Skinner
Regulation

ASIC Takes Forex CT to Court, Alleging Unconscionable Conduct

  • The regulator has commenced civil penalty proceedings against the company and Shlomo Yoshai.
Friday, 17/07/2020 | 00:58 GMT by Celeste Skinner
Regulation

ACCC: Aussies Lost US$21.6M to Investment Scams in H1 2020

  • This loss is based on 3,325 reports made to the authority.
Monday, 13/07/2020 | 08:28 GMT by Celeste Skinner
Regulation

Breaking: USGFX Enters into Voluntary Administration

  • BRI Ferrier has been appointed as the administrator.
Thursday, 09/07/2020 | 03:03 GMT by Celeste Skinner
Execution

CFH Expands Bullion Offering, Targets APAC Region, UAE & Turkey

  • The expansion will allow clients to hedge gold positions quoted in different weight units and local currencies.
Wednesday, 08/07/2020 | 03:53 GMT by Celeste Skinner
Execution

ASIC: Credit Suisse Pays US$51.9K Penalty for NXXT Trades

  • Credit Suisse will pay the penalty to comply with MDP infringement notice.
Friday, 03/07/2020 | 02:32 GMT by Celeste Skinner
Regulation

SocGen Securities Australia Pleads Guilty to Client Money Offences

  • Societe Generale Securities Australia pleaded guilty to four separate counts of client money offences.
Wednesday, 01/07/2020 | 01:17 GMT by Celeste Skinner
Regulation

ASIC Bans Former Forex CT Employee Steven Marsh for 3 Years

  • ASIC announced earlier this month that it had cancelled the AFS licence of Forex CT.
Monday, 29/06/2020 | 02:43 GMT by Celeste Skinner
Regulation

ASIC Reports 20% Uptick in Investment Scams During COVID-19

  • The regulator received 20% more reports of misconduct from March to May of 2020 year-on-year.
Wednesday, 24/06/2020 | 01:58 GMT by Celeste Skinner
Regulation

Australian Federal Court Slaps One Tech Media with US$1.24m Fine

  • One Tech Media was charged by ASIC for operating binary options trading without authorisation.
Thursday, 18/06/2020 | 05:04 GMT by Celeste Skinner
Regulation

ASIC Issues Guidance on its Product Intervention Powers

  • The guidance comes 10 months after ASIC issued its consultation paper on CFD restrictions.
Wednesday, 17/06/2020 | 06:30 GMT by Celeste Skinner
See more
Next Previous
!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}