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Payments

Exclusive: iSignthis CEO Finds ‘Factual Issues’ in ASIC's Lawsuit

  • The regulator is blaming the company for misleading investors and not disclosing the end of its Visa relationship.
Monday, 07/12/2020 | 08:36 GMT by Arnab Shome
Regulation

ASIC Cancels AFS License of Jels Financial Group, Selectinvest

  • Both the companies failed to submit audited financial reports for several years.
Friday, 27/11/2020 | 08:10 GMT by Arnab Shome
News

ASIC Indicts Aussie BitConnect Promoter John Bigatton

  • The Australian court will hear the case on February 2, 2021.
Tuesday, 17/11/2020 | 09:56 GMT by Arnab Shome
Regulation

ASIC Issued 394 AFS Licenses in 2019-20

  • The regulator has become strict with its licensing requirements and is asking applicants about how to deal with the pandemic.
Wednesday, 11/11/2020 | 08:39 GMT by Arnab Shome
FinTech

MAP FinTech Integrates DTCC’s GTR for ASIC Reporting

  • The regtech company is extensively enhancing its industry presence.
Tuesday, 03/11/2020 | 12:59 GMT by Arnab Shome
News

Busted: ASIC Freezes Websites & Bank Accounts of 2 'Ponzi Schemes'

  • Matthew Alan Beresford has been arrested and charged in connection with the alleged schemes.
Monday, 26/10/2020 | 11:42 GMT by Rachel McIntosh
Regulation

Plus500, IG and CMC Markets Reveal Their Take on New ASIC Rules

  • They all said well prepared and expect the review to have limited financial implications for their business.
Friday, 23/10/2020 | 18:14 GMT by Aziz Abdel-Qader
Thought Leaders

ACY Securities Supports ASIC’s Product Intervention Order

  • "Measures introduced to improve customer outcomes will also benefit the CFD industry in supporting brokers."
Friday, 23/10/2020 | 10:53 GMT by Finance Magnates Staff
Regulation

ASIC Officially Adopts Curbs on Selling CFDs to Retail Investors

  • Regulated firms are forced to limit the leverage they offer to a maximum of 30:1, down to as little as 2:1 on cryptocurrencies.
Thursday, 22/10/2020 | 22:15 GMT by Aziz Abdel-Qader
Institutional FX

ANZ Faces $7.14 Million Fine over Unlawful Charges to Customers

  • The bank already paid redemption charges to some of its affected customers.
Friday, 02/10/2020 | 07:04 GMT by Arnab Shome
Regulation

ASIC Bans Former BGC Securities Broker from Providing Financial Services

  • Former broker David Moore has been banned from providing financial services for 10 years.
Wednesday, 30/09/2020 | 07:11 GMT by Celeste Skinner
Regulation

ASIC Extends COVID-19 Relief for Capital Raisings & Financial Advice

  • ASIC will continue to monitor the appropriateness of the temporary relief measures.
Wednesday, 23/09/2020 | 05:16 GMT by Celeste Skinner
Brokers

ASIC Cancels AFS Licence of USGFX after Entering Liquidation

  • ASIC cancelled the FX broker’s licence on the 14th of September 2020.
Friday, 18/09/2020 | 05:52 GMT by Celeste Skinner
Regulation

ASIC Places Seven Year Ban on BitConnect Frontman John Bigatton

  • Bigatton has been banned from providing financial services for seven years.
Thursday, 03/09/2020 | 03:38 GMT by Celeste Skinner
Regulation

ASIC Lays Out Strategic Focus for 2020-24 in Corporate Plan

  • Unsurprisingly, the regulator will focus on the long-term impacts of the coronavirus pandemic.
Monday, 31/08/2020 | 07:10 GMT by Celeste Skinner
Regulation

Australian Brokers Respond to ASIC’s CFD Product Intervention Measures

  • Many brokers have criticised the proposed leverage limits from the Australian regulator.
Thursday, 27/08/2020 | 06:12 GMT by Celeste Skinner
Regulation

ASIC Bans Former ANZ Financial Advisor for Five Years

  • Francesco Antonio (Tony) Romano of Adelaide has been banned from providing financial services.
Tuesday, 25/08/2020 | 06:23 GMT by Celeste Skinner
Regulation

ASIC Cancels AFS Licence of Global Merces Following Liquidation

  • The licence cancellation became effective as of the 20th of July 2020.
Friday, 07/08/2020 | 05:53 GMT by Celeste Skinner
Regulation

Australia Sends Financial Adviser to Jail for $1.33 Million Fraud

  • The court made the sentencing exemplary to prevent any such crimes in the future.
Tuesday, 04/08/2020 | 07:05 GMT by Arnab Shome
Brokers

Forex Broker Samtrade FX Secures UK and Australian Licences

  • Samtrade UK International Limited has been authorized as an appointed representative by the FCA.
Wednesday, 29/07/2020 | 10:32 GMT by Celeste Skinner
Brokers

USGFX Administrators BRI Ferrier Extend Convening Period

  • The administrators have been granted an order allowing the extension of the convening period until 18 September.
Tuesday, 28/07/2020 | 10:20 GMT by Celeste Skinner
Brokers

Following USGFX Administration, USG Moves Headquarters to London

  • The Board of USG has also confirmed the resignation of USGFX’s CEO, Shay Zakhaim.
Tuesday, 21/07/2020 | 06:06 GMT by Celeste Skinner
Brokers

ASIC Suspends AFS Licence of USGFX After Voluntary Administration

  • The AFSL of USGFX has been suspended under section 915B of the Corporations Act 2001.
Tuesday, 21/07/2020 | 00:43 GMT by Celeste Skinner
Regulation

ASIC Takes Forex CT to Court, Alleging Unconscionable Conduct

  • The regulator has commenced civil penalty proceedings against the company and Shlomo Yoshai.
Friday, 17/07/2020 | 00:58 GMT by Celeste Skinner
Regulation

ACCC: Aussies Lost US$21.6M to Investment Scams in H1 2020

  • This loss is based on 3,325 reports made to the authority.
Monday, 13/07/2020 | 08:28 GMT by Celeste Skinner
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