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Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Andrew Biggs Appointed CEO of Finalto Trading
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Andrew Biggs Appointed CEO of Finalto Trading
Thought Leadership
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Exchanges
ASX Claims that iSignthis is in Breach of Listing Rule 18.7
2020-06-17T03:56:44.000+02:00
iSignthis has responded to the exchange, claiming the statement is one-sided.
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Regulation
ASIC Imposes Extra Conditions on SocGen Securities Australia AFSL
2020-06-15T07:31:25.000+02:00
The company must appoint an independent expert to assess and test its controls, systems and processes.
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Regulation
ASIC to Publish Guidance on Product Intervention Measures in June
2020-06-11T02:51:43.000+02:00
In its revised timetable of ongoing work, ASIC said further guidance will be published this month.
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Brokers
ASIC Cancels AFS Licence of OTC Derivatives Issuer Forex CT
2020-06-05T08:05:25.000+02:00
ASIC found that the company’s business model disregarded key obligations of an AFS licensee.
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Regulation
ASIC Further Suspends the AFSL of Former Stockbroker BBY
2020-06-04T05:07:58.000+02:00
The AFS licence has been suspended until the 30th of June 2021.
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News
Bitmain Adds Antminer T19 to Its Top ASIC Lineup
2020-06-01T08:53:47.000+02:00
The firm will start ship the new miner later this month.
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Regulation
ASIC Cancels AFS License of Australian Golden Securities
2020-06-01T05:02:32.000+02:00
The cancellation is effective from the 21st of May 2020.
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Regulation
ASIC Suspends AFSL of Forex Plus for Six Months
2020-05-28T08:39:31.000+02:00
According to ASIC, the company hadn’t been providing financial services for some time.
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Regulation
ASIC Bans Former Spectrum Wealth Advisor Sean Philip Lewis
2020-05-26T09:32:05.000+02:00
Lewis has been banned from providing financial services for five years.
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Regulation
ASIC Eases Emergency Measures for Equity Market Participants
2020-05-14T13:07:02.000+02:00
ASIC has also revoked its directions to limit the number of trades executed each day.
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Regulation
Part Two: Must-Know Trends in Regulation for New Decade
2020-05-12T10:15:08.000+02:00
Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
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Quinn Perrott
Analysis
Aussie Brokers Respond to ASIC’s Retail CFD COVID-19 Report
2020-05-07T07:47:31.000+02:00
Aussie brokers have enjoyed a boost to trading activity and volumes amid COVID-19.
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Regulation
ASIC: Retail Clients Post Net Loss of $150.8m from CFD Trading in 1 Week
2020-05-06T09:58:17.000+02:00
The client loss occurred during the 16th until the 22nd of March 2020 from 12 Australian CFD providers.
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Analysis
Will COVID-19 Cause ASIC to Delay Leverage Restrictions?
2020-05-05T14:45:20.000+02:00
Amid the chaos of the coronavirus pandemic, will the Aussie regulator delay its leverage restrictions?
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Brokers
ASIC Cancels AFS License of Olive Financial Markets
2020-05-05T08:19:33.000+02:00
Olive has appealed the decision with the Administrative Appeals Tribunal.
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Regulation
Australian Inactive AFSL Holders at Risk of Forfeiting Licences
2020-04-23T09:18:34.000+02:00
A number of AFSLs holding authorisations that cover retail FX brokerage operations are at risk of being cancelled.
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Regulation
ASIC Provides Further Guidance on Internal Market Making
2020-04-15T08:54:20.000+02:00
The updated guidelines follow on from ASIC’s review of internal market-making in H2 of 2019.
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Regulation
ASIC Steps up Market Supervision Amid COVID-19
2020-04-14T10:07:55.000+02:00
The regulator wants to protect consumers who may be vulnerable to COVID-19 related scams.
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Regulation
ASIC Extends Reporting Deadline for Unlisted Entities
2020-04-09T09:29:59.000+02:00
The deadline has been extended for balance dates from 31 December 2019 to 31 March 2020.
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Regulation
ASIC Cancels AFS Licence of FX Trading Provider FS Securities
2020-04-03T10:45:41.000+02:00
The license cancellation took effect on the 5th of March 2020.
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Regulation
ASIC Seriously Considers Scrapping Leverage Restrictions for CFDs
2020-04-01T11:55:22.000+02:00
The regulator has decided against implementing leverage restrictions on CFD trading.
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Regulation
Great Migration of Traders: Regulations Changed the Whole Industry in 2019
2020-03-27T20:47:12.000+02:00
The retail trading industry changed in 2019. Finance Magnates looks at what brought the biggest impact to the whole FX/CFD scene
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Regulation
Will ASIC Delay Leverage Restrictions Amid COVID-19?
2020-03-23T10:36:51.000+02:00
The regulator said today it is recalibrating its priorities to respond to the pandemic.
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Regulation
ASIC: SocGen Securities Australia Breached Client Money Obligations
2020-03-18T08:06:01.000+02:00
The securities firm appeared in the Downing Centre Local Court in Sydney on criminal charges.
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Regulation
ASIC Fines AMP Capital for Derivative Transaction Reporting Breaches
2020-03-17T11:26:32.000+02:00
The regulator also fined AMP Life Limited, which offers life insurance.
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See more
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