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Regulation

ASIC Steps up Market Supervision Amid COVID-19

  • The regulator wants to protect consumers who may be vulnerable to COVID-19 related scams.
Tuesday, 14/04/2020 | 08:07 GMT by Celeste Skinner
Regulation

ASIC Extends Reporting Deadline for Unlisted Entities

  • The deadline has been extended for balance dates from 31 December 2019 to 31 March 2020.
Thursday, 09/04/2020 | 07:29 GMT by Celeste Skinner
Regulation

ASIC Cancels AFS Licence of FX Trading Provider FS Securities

  • The license cancellation took effect on the 5th of March 2020.
Friday, 03/04/2020 | 08:45 GMT by Celeste Skinner
Regulation

ASIC Seriously Considers Scrapping Leverage Restrictions for CFDs

  • The regulator has decided against implementing leverage restrictions on CFD trading.
Wednesday, 01/04/2020 | 09:55 GMT by Celeste Skinner
Regulation

Great Migration of Traders: Regulations Changed the Whole Industry in 2019

  • The retail trading industry changed in 2019. Finance Magnates looks at what brought the biggest impact to the whole FX/CFD scene
Friday, 27/03/2020 | 18:47 GMT by Sylwester Majewski
Regulation

Will ASIC Delay Leverage Restrictions Amid COVID-19?

  • The regulator said today it is recalibrating its priorities to respond to the pandemic.
Monday, 23/03/2020 | 08:36 GMT by Celeste Skinner
Regulation

ASIC: SocGen Securities Australia Breached Client Money Obligations

  • The securities firm appeared in the Downing Centre Local Court in Sydney on criminal charges.
Wednesday, 18/03/2020 | 06:06 GMT by Celeste Skinner
Regulation

ASIC Fines AMP Capital for Derivative Transaction Reporting Breaches

  • The regulator also fined AMP Life Limited, which offers life insurance.
Tuesday, 17/03/2020 | 09:26 GMT by Celeste Skinner
Regulation

ASIC Imposes Emergency Trading Rules Amid COVID-19

  • High volumes have led to the regulator imposing a 25% reduction in market trades.
Monday, 16/03/2020 | 07:43 GMT by Celeste Skinner
Regulation

ASIC Reminds Retail OTC Firms of Reporting Obligations Amid COVID-19

  • Firms need to notify ASIC if they have any material adverse changes to their financial position.
Friday, 13/03/2020 | 06:44 GMT by Celeste Skinner
Brokers

Analysis: Rakuten Beats Australian Competition With Lower Trading Costs

  • As the Australian FX industry becomes more challenging, brokers may have to focus on spreads
Wednesday, 11/03/2020 | 13:01 GMT by Sylwester Majewski
Brokers

ASIC to Retail OTC Derivatives Issuers: Be Vigilant Amidst Coronavirus

  • The regulator has asked retail firms to check their systems and risk mitigation measures.
Wednesday, 11/03/2020 | 06:15 GMT by Celeste Skinner
Analysis

Harsher ASIC Rules Raise Brokers' Fears

  • Regulatory divergence between ASIC's and ESMA's leverage restrictions for FX and CFDs unsettles market
Tuesday, 10/03/2020 | 13:10 GMT by Sophie Gerber
Regulation

Australian FX Brokers Top AFCA's Complaints List

  • Well-known brokers such as Plus500, CMC Markets, IG Group and more have also received complaints.
Monday, 09/03/2020 | 12:38 GMT by Celeste Skinner
Analysis

Australian Market Growth Amidst Increasing Regulatory Scrutiny

  • Can Australia's place as a leader in the global FX market continue?
Tuesday, 03/03/2020 | 11:37 GMT by Sophie Gerber
Brokers

Federal Court Sides with ASIC, Rules Against AGM Markets

  • The Court found that AGM engaged in unconscionable conduct when providing OTC derivative products.
Thursday, 27/02/2020 | 08:15 GMT by Celeste Skinner
Brokers

ASIC Cancels AFS License of Financial Options Pty Ltd

  • The company’s license was suspended in August of 2019.
Tuesday, 25/02/2020 | 08:16 GMT by Celeste Skinner
Brokers

Australian Broker Rubix FX Rebrands as FXTRADING.com

  • The rebranded broker will encompass all of Rubix FX’s regulatory profiles around the globe.
Monday, 17/02/2020 | 17:21 GMT by Aziz Abdel-Qader
Regulation

AFCA Warns Berndale Clients Recovery of Funds is Unlikely

  • Berndale had its AFS license canceled in November of 2018.
Friday, 14/02/2020 | 08:23 GMT by Celeste Skinner
Regulation

ASIC Places 6yr Ban on Former CEO of Spectrum Wealth Advisers

  • The regulator has banned Mark Schroeder from providing financial services for six years.
Tuesday, 11/02/2020 | 08:22 GMT by Celeste Skinner
Regulation

Pepperstone CEO: ASIC’s Powers Will Stifle Innovation in Australia

  • Tamas Szabo spoke in front of a government Committee, outlining his concerns on the regulations.
Tuesday, 11/02/2020 | 07:17 GMT by Celeste Skinner
Regulation

Federal Court Rules in ASIC’s Favour Against One Tech Media Ltd

  • The regulator accused One Tech Media Ltd of providing binary options trading without authorization.
Friday, 07/02/2020 | 08:59 GMT by Celeste Skinner
Brokers

AxiCorp Appeals ASIC’s Suspension of its AFS License

  • The Administrative Appeals Tribunal has granted a stay of the suspension, pending final review.
Monday, 03/02/2020 | 08:34 GMT by Celeste Skinner
Regulation

Are ASIC’s Product Intervention Measures in Australia’s Best Interest?

  • The CEO of Pepperstone has questioned whether ASIC is using its powers appropriately.
Thursday, 23/01/2020 | 11:07 GMT by Celeste Skinner
Brokers

ASIC Extends Halifax AFS License Suspension to January 2021

  • The suspension was previously meant to expire on January 10, 2020.
Tuesday, 07/01/2020 | 08:33 GMT by Celeste Skinner
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