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Brokers

Australian Regulator Worried about Flash Crash Events & Leverage

  • The latest batch of product intervention powers are likely to focus on big risks to retail investors
Tuesday, 23/04/2019 | 15:11 GMT by Victor Golovtchenko
Brokers

Breaking: ASIC Backpedals on Some of Its Demands to Brokers

  • The companies are given more time to act as the Australian regulator seeks more details on overseas clients
Thursday, 18/04/2019 | 10:18 GMT by Victor Golovtchenko
Brokers

ASIC Decrees Tsunami Prompts Brokers to Look for Client Insurance

  • As the pressure on ASIC regulated firms is growing, they are devising new tactics to protect customers
Tuesday, 16/04/2019 | 15:44 GMT by Victor Golovtchenko
Brokers

FCA Joins ASIC and Other Regulators in Warning against 4XFX

  • This is not the first time that 4XFX has sparked regulatory concern as it was also blacklisted by other regulators.
Monday, 15/04/2019 | 17:59 GMT by Aziz Abdel-Qader
Analysis

MT4 is Here to Stay, Bithumb Faces Major Losses: Editor’s Pick

  • Find out the top stories over the past week in the FX and crypto space.
Sunday, 14/04/2019 | 07:43 GMT by Celeste Skinner
Brokers

The Chinese Connection: What's Behind ASIC's Crusade against Brokers

  • Many Australian brokers have been heavily reliant on Chinese clients in recent years
Friday, 12/04/2019 | 14:42 GMT by Victor Golovtchenko
Brokers

Exclusive: Some Australian Brokers Gearing Up for a Fight Against ASIC

Friday, 12/04/2019 | 07:54 GMT by Victor Golovtchenko
Brokers

Breaking: ASIC Warns Some Brokers are Breaking Overseas Laws

  • The Australian regulator issued a brisk statement highlighting operations of retail brokers in China and the EU
Thursday, 11/04/2019 | 07:10 GMT by Victor Golovtchenko
Brokers

Exclusive: ASIC Demands All Brokers' Data in a Dramatic Move

  • Brokers are asked to provide client numbers, the jurisdictions they are located in, book strategies and more
Wednesday, 10/04/2019 | 08:38 GMT by Victor Golovtchenko
Brokers

ASIC & FCA Sign Co-Operation Agreement for Post-Brexit Time

  • Australian and UK regulators vowe to retain a close relationship after Brexit
Monday, 08/04/2019 | 06:18 GMT by Victor Golovtchenko
Analysis

XTB Slips Up, Bithumb Hacked for $19 Million: Editor’s Pick

  • Catch up on the top stories in the FX and cryptocurrency space this past week.
Sunday, 07/04/2019 | 07:25 GMT by Celeste Skinner
Brokers

Breaking: Australian Parliament Passes Product Intervention Law

  • The ASIC is getting the same powers ESMA has in Europe but it might take two years before it can use them
Friday, 05/04/2019 | 08:52 GMT by Victor Golovtchenko
Products

GO Markets Launches ASX CFDs, Plans to Add US Equities in Q2

  • The Australian broker is tapping into growing demand for equities amongst retail traders
Thursday, 28/03/2019 | 09:10 GMT by David Kimberley
Brokers

The Land Down Under? Australian FX Volumes Are Skyrocketing

  • While the slump of European brokers continues, Australian companies are booming
Thursday, 21/03/2019 | 12:32 GMT by Victor Golovtchenko
Regulation

ASIC Seeks Interim Injunctions Against Forex Capital Trading

  • At present, the company’s sole director is prohibited from leaving Australia until the 25th of March.
Thursday, 21/03/2019 | 07:21 GMT by Celeste Skinner
Brokers

Exclusive: ASIC Issues First Retail Broker License in Two Years

  • The Australian regulator has been mute for a while when it comes to new retail brokers
Monday, 18/03/2019 | 13:09 GMT by Victor Golovtchenko
Analysis

Will ASIC Follow ESMA and Implement Leverage Restrictions?

  • With tightening regulations in Europe and Asia, Australia is being considered as a safe haven - but will it last?
Monday, 18/03/2019 | 10:33 GMT by Celeste Skinner
Regulation

ASIC AFS Licence Applicants Have 44% Success Rate, Report Shows

  • Between July 2017 until June 2018, the success rate for applications of AFS licenses was 44 per cent.
Thursday, 28/02/2019 | 10:32 GMT by Celeste Skinner
Regulation

ASIC Bans Another Director at Jade Capital Matthew McCrow

  • McCrow was banned because he was involved in the company’s breach of financial services law.
Monday, 25/02/2019 | 07:56 GMT by Celeste Skinner
Regulation

Australia Passes Bill to Enhance Whistleblower Protection

  • ASIC will oversee the implementation of the reforms in July.
Thursday, 21/02/2019 | 08:05 GMT by Celeste Skinner
Regulation

ASIC Ends Monitoring of HSBC for Retail Structured Products

  • The regulator has ceased the bank's enforceable undertaking related to retail structured products.
Wednesday, 20/02/2019 | 06:58 GMT by Celeste Skinner
Regulation

Former Aussie FX Trader at Deutsche Bank Sentenced to Prison

  • Andrew Donaldson fraudulently filed with Deutsche that he made profits of more than AU$31 million.
Tuesday, 12/02/2019 | 07:19 GMT by Celeste Skinner
Regulation

ASIC Lays Out Brexit Plan Ahead of Upcoming Deadline

  • ASIC is working closely with the FCA and BoE to set up new relationships between Australia and the UK.
Friday, 08/02/2019 | 07:53 GMT by Celeste Skinner
Regulation

The Seemingly Never-Ending Warning List of ASIC Grows Again

  • The regulator has warned against KontoFX (NTMT Transformatic Markets OU) and Fortune Way Limited (FXFWay UK Limited).
Tuesday, 05/02/2019 | 08:18 GMT by Celeste Skinner
Brokers

ASIC Suspends AFS License of Halifax

  • Halifax has been in administration since November, 2018.
Monday, 14/01/2019 | 07:12 GMT by Celeste Skinner
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