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Regulation

ASIC Relaxes License Deadline for Foreign Financial Firms

  • The deadline for foreign firms needing an Australian financial services license has been extended by a year.
Friday, 21/09/2018 | 11:04 GMT by Celeste Skinner
Regulation

ASIC Hits ANZ with Civil Charges over $2.5 Billion Share Sale

  • The charges involve alleged cartel arrangements relating to trading in ANZ shares.
Friday, 14/09/2018 | 17:53 GMT by Aziz Abdel-Qader
Executive Moves

Pepperstone Brings in Ex-ASIC Lawyer to Head Compliance Team

  • Peta Stead worked on CFD, FX and binary options rules for the Aussie regulator
Friday, 14/09/2018 | 15:10 GMT by David Kimberley
Regulation

NEX Launches OTC Derivatives Trading Solution for ASIC Reporting

  • The solution helps firms based or trading in Australia to meet ASIC's OTC derivatives trade reporting requirements.
Thursday, 13/09/2018 | 06:14 GMT by Celeste Skinner
Regulation

Platinum Asset Management Selects Catena for OTC Reporting Needs

  • To perform trade reporting for Platinum, Catena’s TRACE Reporting connects to CME Group’s Trade Repository service.
Tuesday, 11/09/2018 | 07:13 GMT by Celeste Skinner
Regulation

ASIC to Keep Watchful Eye on Cryptocurrencies and ICOs

  • In its corporate plan, the regulator has highlighted cryptocurrencies as a potential threat to the financial markets.
Friday, 07/09/2018 | 07:40 GMT by Celeste Skinner
Regulation

ASX Investigates BPG’s Penny Stock Aiming to Raise $15 Million in ICO

  • ASX is looking into Byte Power Group to see whether it is in compliance with the ASX Listing Rules.
Wednesday, 05/09/2018 | 09:36 GMT by Celeste Skinner
News

Leaked Bitmain Pre-IPO Document Show Holes in Business Plan

  • Bitmain reports net assets of $2.6 billion, but its sales are dropping and holdings losing value.
Thursday, 30/08/2018 | 14:35 GMT by Simon Golstein
News

Australians Can Now Pay Utility Bills with Cryptocurrency

  • A cryptocurrency exchange and bill payment company have partnered to offer the new service.
Wednesday, 22/08/2018 | 13:50 GMT by Simon Golstein
Brokers

“Facing Regulation Brokers Should be Strategic, not Panic”

  • TRAction’s Sophie Gerber on the regulatory landscape in the land down under.
Wednesday, 15/08/2018 | 15:09 GMT by Finance Magnates Staff
Interviews

Exclusive: FP Markets Managing Director Reveals Plans of Global Expansion

  • We sat down with the Managing Director of FP Markets, Matthew Murphie, to discuss the company’s current global growth plans.
Thursday, 09/08/2018 | 16:02 GMT by Celeste Skinner
Regulation

FMA Flags Two Unregulated Firms Operating in New Zealand

  • Oak Harbour Limited & Caledonia Investment Company Limited have both been flagged by regulators in Australia and Hong Kong.
Monday, 06/08/2018 | 08:23 GMT by Celeste Skinner
Regulation

ASIC Obtains Court Orders Against Operator of DanFX Fraud

  • Ali was convicted and sentenced in 2012 for fraud charges.
Thursday, 26/07/2018 | 21:18 GMT by Aziz Abdel-Qader
Regulation

ASIC Slaps Commonwealth Bank of Australia With $20 Million Fine

  • The CBA has to pay $15 million to the community, and $5 million to the Australian regulator.
Wednesday, 11/07/2018 | 09:08 GMT by Celeste Skinner
Regulation

ASIC Proposes Changes to Securities and Futures Markets Regulation

  • If the proposals are put into law, firms' risk management systems will have to change significantly
Wednesday, 04/07/2018 | 08:54 GMT by David Kimberley
Regulation

ASIC Orders National Australia Bank to Change Its Spot FX Policy

  • An independent expert found that NAB’s response to an initial court order had significant deficiencies in multiple areas.
Thursday, 28/06/2018 | 14:27 GMT by Celeste Skinner
Brokers

ASIC Imposes Sanctions on Vantage Global Prime Following Court Ruling

  • The court ruled an employee made $95,000 by using confidential trading information from clients of Vantage.
Monday, 25/06/2018 | 10:57 GMT by Celeste Skinner
News

Fork the Fork: Bitcoin Gold Set to Make Yet Another Hard Fork

  • Bitcoin Gold endured a 51 percent attack last month with cost the community $18 million worth of BTG tokens.
Wednesday, 06/06/2018 | 14:21 GMT by Arnab Shome
Brokers

Exclusive: Brokers Open Doors for EU Clients to Australian Subsidiaries

  • Several companies who are holding an EU and an Australian license are moving clients to their ASIC subsidiaries
Friday, 18/05/2018 | 10:57 GMT by Victor Golovtchenko
News

Australia’s Financial Market Watchdog Set to Bust Decisive ICOs

  • The agency has already sent notices to a few ICOs with questionable objectives.
Tuesday, 01/05/2018 | 09:49 GMT by Arnab Shome
Brokers

Direct FX License Suspended Six Months After Ownership Change

  • At the time the firm got some counterpart issues which prompted some shareholders to leave
Thursday, 26/04/2018 | 15:53 GMT by Victor Golovtchenko
Regulation

Australian Day Trader Jailed for Market Manipulation of Shares

  • The trader used CFDs to manipulate the prices of an ASX-traded stock
Tuesday, 10/04/2018 | 08:07 GMT by Victor Golovtchenko
News

FCA and ASIC Sign Enhanced Cooperation Agreement for Fintech Innovation

  • The agreement is an extension of a deal inked in 2016, as regulators aim to increase cooperation
Friday, 23/03/2018 | 06:45 GMT by Finance Magnates Staff
News

Outrage as Bitmain Introduces ASIC to Mine Monero

  • The ASIC won't be able to mine Monero after the coin's upcoming hard fork.
Monday, 19/03/2018 | 12:43 GMT by Arnab Shome
Regulation

ASIC Publishes Market Integrity Report for H2 2017

  • The report outlines the steps taken by the Australian regulatory body to ensure a safe and efficient financial environment.
Thursday, 15/03/2018 | 09:53 GMT by Finance Magnates Staff
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