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Regulation

ASIC Seeks Public Consultation on Guidance of Dispute Resolution Authority

  • ASIC has issued a draft updated Regulatory Guide 139 to promote a smooth transition to AFCA oversight.
Monday, 05/03/2018 | 07:52 GMT by Finance Magnates Staff
Brokers

Vantage FX Launches New Affiliate Program

  • The program is highlighted by a CPA affiliate plan, which provides up to $800 commission per referred account.
Wednesday, 28/02/2018 | 08:59 GMT by Finance Magnates Staff
Analysis

Litecoin Forks, Australian Brokers Have New Worries: Best of the Week

  • Catch up on last week's top stories.
Sunday, 25/02/2018 | 19:17 GMT by Simon Golstein
Brokers

Exclusive: Australian FX Brokers Raise Alarm about New Regulations

  • Potential abuse from clients through the new complaints system could cost brokers dearly.
Thursday, 22/02/2018 | 06:38 GMT by Victor Golovtchenko
Regulation

Australian Parliament Approves Creation of Financial Complaints Authority

  • ASIC will oversee the new organization, which will manage complaints and dispute resolutions for the Australian financial sector.
Wednesday, 14/02/2018 | 09:07 GMT by Finance Magnates Staff
Regulation

Australian Authorities Crack Down on a Clone and Two Unregulated Brokers

  • The local regulator has frozen the assets of a clone of AGM Markets together with OT Markets and Ozifin
Tuesday, 13/02/2018 | 08:33 GMT by Victor Golovtchenko
Regulation

ASIC Bans Operators of Binary Options' Managed Accounts Scam

  • The two set up managed accounts services using fake information‎.
Friday, 09/02/2018 | 16:26 GMT by Aziz Abdel-Qader
News

Samsung Enters Bitcoin Mining Industry with New Mining Hardware

  • Samsung is targeting the lucrative Chinese market with its ASIC chips.
Wednesday, 31/01/2018 | 11:54 GMT by Arnab Shome
Regulation

ASIC Further Clarifies its Reporting Rules for OTC Derivatives Issuers

  • ASIC sent a questionnaire to licensees requesting additional information .
Thursday, 18/01/2018 | 12:24 GMT by Sophie Gerber
News

Australia Reminds Cryptocurrency Providers of Impending Legal Obligations

  • Cryptocurrency firms must register and report illicit client activity.
Tuesday, 16/01/2018 | 10:03 GMT by Simon Golstein
Brokers

Client’s Manipulative Orders Cost Interactive Brokers $250,000

  • A client of Interactive Brokers placed misleading orders on the market, aimed to prop up the shares of a mining firm.
Thursday, 14/12/2017 | 07:54 GMT by Victor Golovtchenko
Regulation

ANZ Reaches $50m Settlement with ASIC Following Breach in Trading Conduct

  • A small group of ANZ traders engaged in misconduct on the BBSW market between 2010-12.
Friday, 10/11/2017 | 09:05 GMT by Jeff Patterson
Innovation

Bitcoin Mining Giant Bitmain Launches Deep Learning AI Hardware

  • “Bitmain saw trends in the AI business that were similar to the early days of Bitcoin."
Wednesday, 25/10/2017 | 13:47 GMT by Avi Mizrahi
Blogs

Top of Book a Top Concern for Compliance Officers at Australian FX Brokers

  • ASIC-regulated brokers should evaluate their procedures to ensure that they are compliant with Australian laws.
Wednesday, 25/10/2017 | 09:58 GMT by Guest Contributors
Regulation

ANZ Settles with ASIC over BBSW Benchmark Rigging

  • Sources suggest the last-minute deal with ASIC will cost ANZ more than $50 million.
Monday, 23/10/2017 | 16:17 GMT by Aziz Abdel-Qader
Brokers

Australian Regulator Pushes Final Client Money Rules for 2018

  • The new client money rules in Australia will apply from the beginning of April 2018.
Tuesday, 10/10/2017 | 07:52 GMT by Victor Golovtchenko
Execution

ASIC, RBA Endorse New ASX BBSW Trade Reporting Guidelines

  • The BBSW methodology will now be utilizing a larger sample size of market transactions.
Tuesday, 10/10/2017 | 06:05 GMT by Jeff Patterson
News

Australian Regulators Recognise the Positive Potential of ICOs

  • "We want to ensure innovative firms understand the regulatory framework they may be operating under."
Thursday, 28/09/2017 | 08:40 GMT by Avi Mizrahi
Regulation

OpenMarkets Australia Pays $200,000 Penalty Following ASIC Notice

  • OpenMarkets Australia was deemed to have breached market integrity rules with ASX and Chi-X Australia Market.
Thursday, 28/09/2017 | 05:56 GMT by Jeff Patterson
Regulation

Merrill Lynch Pays $60,000 Fine for Inappropriate Order Limits in Australia

  • MLAF set inappropriate order limits in its upstream and downstream systems, undetected for 6 years.
Tuesday, 12/09/2017 | 06:43 GMT by Colin Firth
Regulation

What ASIC Has Done to Protect Investors in H1 2017

  • Australian watchdog releases its Market Integrity Report.
Monday, 11/09/2017 | 07:48 GMT by Colin Firth
Brokers

CMC Catching Up With IG in Australia, Plus500 Tops City Index: Investment Trends

  • The annual Investment Trends report on the Australian CFDs market shows Plus500’s push paying off.
Wednesday, 30/08/2017 | 07:38 GMT by Victor Golovtchenko
Regulation

Australian Day Trader Pleads Guilty to Charges of Price Manipulation

  • Trader pleads guilty to charges of using his direct market access to manipulate prices.
Monday, 28/08/2017 | 10:32 GMT by Colin Firth
Regulation

ASIC Warns against 10 Unlicensed Firms

  • The Australian regulatory authority has alerted the local trading community that these firms could be scams.
Monday, 21/08/2017 | 12:06 GMT by Finance Magnates Staff
Regulation

ASIC Continues Strict Watch on Industry by Warning Customers of Email Scams

  • ASIC warns customers to be wary of scam emails and gives tips on self-protection.
Monday, 07/08/2017 | 09:25 GMT by Colin Firth
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