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ASIC Jumps Into Action with Fintech Regulation
- Is the Australian Government kicking the problem down the road?
Wednesday, 23/03/2016 | 13:13 GMT by
Sophie Gerber
FCA, ASIC Ink FinTech Deal, Easing Barriers to Entry For Startups
- The FCA and ASIC have signed a new agreement in both UK and Australia.
Wednesday, 23/03/2016 | 10:38 GMT by
Jeff Patterson
ASIC Drafts Robo-Advisory Guidelines
- New ASIC regulatory guide and draft proposals on robo-advisor guidelines.
Monday, 21/03/2016 | 07:49 GMT by
Steven Hatzakis
ASIC Fines Australian Investment Exchange, Etrade, for Regulatory Infringements
- Etrade and AUSIEX caused market disturbance for two companies’ stocks because of order mispricing
Wednesday, 09/12/2015 | 08:59 GMT by
Irina Slav
Exclusive: Go Markets Group UK Owner Named by SEC amid IPO Attempt
- Stephen B. Wheatley, who was allegedly involved in a pump and dump scheme in the US, appeared in Go Markets Group's presentation to investors. The proposal to list on the NSX "may be abandoned", but the group "does not expect the brand to be affected".
Tuesday, 08/12/2015 | 10:30 GMT by
Avi Mizrahi
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