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Blogs

ASIC to Sharpen Teeth with Further Regulatory Powers

  • The recommendations will be applied after 2016, and include one that will affect the margin FX and OTC derivative industry quite substantially.
Thursday, 29/10/2015 | 09:44 GMT by Alicia Pevely
Regulation

HFT in Australia Jumps by 130%, Not a Risk Determines Watchdog

  • The Australian Securities and Investments Commission published the results of its high-frequency trading and dark liquidity study.
Monday, 26/10/2015 | 08:53 GMT by Avi Mizrahi
News

Bitcoin Group Issues Corrective Statements on Financials, PM Investment

  • Bitcoin Group, an Australia-based Bitcoin company slated for IPO next month, has issued a number of corrective statements to investors.
Wednesday, 21/10/2015 | 17:25 GMT by Leon Pick
Regulation

Australian Watchdog Revokes NZGFT License for Deceptive Claims

  • Its Chinese website promoted "Guaranteed Capital with Bonus Scheme" plan and that "Expert Advisors masters can get $1 million US dollar".
Thursday, 15/10/2015 | 13:27 GMT by Avi Mizrahi
Blogs

Trade Reporting – What Do Our Reported Trades Say About Our Brokerage?

  • Sophie Gerber further clarifies what the new ASIC data reporting requirements will and will not reveal about your firm and your clients.
Wednesday, 14/10/2015 | 06:08 GMT by Sophie Gerber
Blogs

Australia - Deadline for Phase 3B OTC Derivatives Issuers Moved to 4 December 2015

  • ASIC moved the trade reporting obligations by 2 months. Read the latest on this matter and prepare yourself for the new deadline.
Thursday, 08/10/2015 | 16:25 GMT by Sophie Gerber
Regulation

ASIC Abruptly Extends Reporting Deadline for Brokers

  • The regulator has postponed derivatives transactions reporting until December due to the unpreparedness of some firms
Thursday, 08/10/2015 | 07:26 GMT by Victor Golovtchenko
Blogs

Australia – October 12 Reporting Deadline Looming - Are You Ready?

  • What information or data needs to be reported for the ASICs October 12th deadline? Read what reporting requirements are expected.
Wednesday, 07/10/2015 | 11:20 GMT by Sophie Gerber
Blogs

Australia – October 12 Reporting Deadline Looming-The Safe Harbour Benefits of Delegated Reporting

  • With the October 12 deadline approaching, you can learn about the reporting requirements and what delegated reporting really is.
Thursday, 24/09/2015 | 09:23 GMT by Sophie Gerber
Regulation

ASIC Exposes Clone Websites of Regulated Entity ABS Group

  • Two websites targeting Chinese clients have been identified by the Australian regulator to have misused the information of a regulated firm
Wednesday, 23/09/2015 | 08:57 GMT by Victor Golovtchenko
Blogs

ASIC Enacts Final Regulations on Single-Sided Reporting for OTC Derivatives

  • Patricia Tsang and Sophie Gerber outline Australian regulations which afford single-sided reporting relief in certain situations.
Friday, 18/09/2015 | 05:55 GMT by Sophie Gerber
Blogs

Australia – October 12 reporting deadline looming - What are the penalties for not reporting?

  • Who needs to report under intermediary authorisation or authorised representative arrangements in relation to OTC derivatives?
Thursday, 10/09/2015 | 09:19 GMT by Sophie Gerber
News

Bitcoin Group First Crypto Company to IPO, Shares Debut on ASX on Nov 11

  • Bitcoin Group, an Australian startup engaged in the mining of bitcoins, is slated to IPO on the ASX on November 11.
Tuesday, 08/09/2015 | 08:29 GMT by Leon Pick
Blogs

To Whom Should Australian OTC Derivative Issuers Report?

  • With the October 12 reporting deadline looming, Patricia Tsang and Sophie Gerber help issuers get a handle on reporting requirements.
Friday, 04/09/2015 | 14:20 GMT by Sophie Gerber
Regulation

XM and FIBO Agree to Suspend Services in Australia

  • The Australian watchdog has requested that brokers stop onboarding clients from the country until their local licensed subsidiary is ready.
Thursday, 27/08/2015 | 06:15 GMT by Avi Mizrahi
Analysis

Australia - Will Single-Sided Reporting Relief Help OTC Derivative Issuers?

  • It is indicated that the relief will commence in October 2015, prior to the 12 October deadline.
Sunday, 23/08/2015 | 12:22 GMT by Sophie Gerber
Regulation

Australian Watchdog Suspends Licence of a Bought out Broker

  • The move calls into question the advantage of taking over an Australian licensed firm to access the market, a common practice in the industry.
Tuesday, 11/08/2015 | 07:14 GMT by Avi Mizrahi
Brokers

AETOS Capital Exposes Chinese Affiliate's Blackmail Attempt

  • The plan was to put pressure on the local government and police by contacting the media after hanging protest banners in ten cities.
Monday, 27/07/2015 | 12:04 GMT by Avi Mizrahi
Brokers

Blackmailing Affiliate Stages Protest Against AETOS Capital Group

  • The protesters accused the Australian regulated firm of stealing their money and operating against local regulations.
Friday, 24/07/2015 | 12:46 GMT by Avi Mizrahi
Regulation

Australian Watchdog Bans Ex-Director of Bankrupt Broker GTL Tradeup

  • ASIC says Andrew Jeffers made false or misleading statements regarding benefits from clients' losses and taking the other side of the trade.
Friday, 24/07/2015 | 05:57 GMT by Avi Mizrahi
News

ASIC Halts IPO of Bitcoin Group for Undisclosed Reasons

  • The Australian Securities and Investments Commission (ASIC) has issued an interim stop order on the planned IPO of Bitcoin Group.
Thursday, 23/07/2015 | 09:04 GMT by Leon Pick
Regulation

Australian Watchdog Clarifies Actions Against Interactive Brokers

  • ASIC has requested from Interactive Brokers to cease providing all over-the-counter FX services in Australia.
Friday, 03/07/2015 | 09:48 GMT by Avi Mizrahi
Regulation

Australian Watchdog Stops Unlicensed Firm's Cold Calling

  • The website of the firm in question, FXTS Guru, no longer appears to function and may have been taken offline
Thursday, 18/06/2015 | 11:05 GMT by Avi Mizrahi
Regulation

Two Australians Convicted of Insider Trading with CFDs

  • The maximum penalty for insider trading in Australia is ten years imprisonment, but both these sentences were fully suspended
Friday, 12/06/2015 | 07:18 GMT by Avi Mizrahi
Regulation

ASIC Moves Forward With OTC Derivatives Reforms

  • ASIC took the lead with three proposals in an attempt to help implement mandatory central clearing requirements for OTC derivatives.
Thursday, 28/05/2015 | 11:47 GMT by Jeff Patterson
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