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ASIC Issues Public Warning on FX Provider, Grandegoldens Pty Ltd
Friday, 27/03/2015 | 06:40 GMT by
Jeff Patterson
Australian Insider Trading Duo Gets Jail Time After Trading Margin FX
- Former Australian Bureau of Statistics employee Christopher Hill got 3 years and 3 months while the holder of margin forex trading accounts with Pepperstone and AxiCorp Luca Kamay is sentenced to 7 years and 3 months.
Tuesday, 17/03/2015 | 19:09 GMT by
Victor Golovtchenko
Australian Regulator Cancels License of FX Broker Enfinium Post-Mortem
- After an investigation into the broker’s alleged virtual dealer malpractices between 2010 and 2013 yielded no results due to the company not maintaining adequate records of its operations, ASIC cancelled its license.
Monday, 16/02/2015 | 10:21 GMT by
Victor Golovtchenko
Mining Difficulty Back up as Hashrate Returns to All-Time Highs
Wednesday, 31/12/2014 | 18:09 GMT by
Leon Pick
Interactive Brokers to Refund $1.5 Million in Fees & Commissions in Australia
- The Australian customers of the company will be reimbursed with the fees and commissions which they paid to the brokerage for retail margin loans during the period between July 2010 and August 2013.
Tuesday, 16/12/2014 | 14:31 GMT by
Victor Golovtchenko
ASIC Forces Broker to Enhance Supervision in "Forex Crackdown"
- The Australian watchdog raised concerns over Calibre’s risk frameworks, advice to clients and supervision of representatives, and the company has changed the way it does business adhering to a stricter procedures.
Monday, 08/12/2014 | 07:19 GMT by
Avi Mizrahi
ESMA Grants Trade Repository Access to Australian Financial Regulator
- The European Securities and Markets Authority signed two Memorandum of Understanding agreements which are enhancing cross-border cooperation with Australian authorities on trade repositories and CCPs.
Friday, 05/12/2014 | 09:30 GMT by
Victor Golovtchenko
Two Aussies Plead Guilty of Insider Trading after Pocketing $180,000
- The pair pled guilty after admitting to all of their wrongdoings related to several cases of exceptionally good trading decisions related to takeover bids netted them a hefty sum from CFD and shares transactions.
Friday, 05/12/2014 | 07:33 GMT by
Victor Golovtchenko
FOFA Bandwagon Takes Unexpected U-Turn as Advisors Brace for Compliance Quagmire
- With regulators in the process of reforming financial regulation worldwide, the Australian Senate gets involved by voting to repeal previous regulation designed to protect retail investors. Political games in economic circles.
Thursday, 20/11/2014 | 04:51 GMT by
George Tchetvertakov
KnCMiner unveils 16 nm Solar ASIC, says it will increase performance six-fold
Wednesday, 19/11/2014 | 13:38 GMT by
Leon Pick
Discretionary CFD Broker Terminated by ASIC, Director Banned for Second Time
- ASIC terminates one CFD broker, bans its Director and warns against a margin foreign-exchange broker YoutradeFX operating without a license. The regulator's battle for compliant market practises continues.
Tuesday, 18/11/2014 | 01:26 GMT by
George Tchetvertakov
Aussie Regulator Opens Public Consultation into Electronic Disclosure Methods
- ASIC wants financial markets and all their participants to embrace the digital age in their own suitable way. Improved electronic disclosure rules are only the first step in the regulators aim to better engage customers.
Friday, 14/11/2014 | 03:16 GMT by
George Tchetvertakov
ASIC Announces Areas of Focus for Upcoming Financial Reports by Listed Companies
- The Aussie regulator encourages greater transparency and responsibility from Listed companies when submitting financial reports at the end of the year. ASIC urges Directors to "challenge the accounting estimates and treatments" if necessary.
Friday, 07/11/2014 | 01:50 GMT by
George Tchetvertakov
ASIC Looks to Optimise Its Operations despite Having Its Hands Full
- Despite stronger fees and revenues ASIC is planning for a 12% budget cut next year alongside 209 job losses. A mixed picture in a rapidly changing market with one certainty, "proactive surveillance will substantially reduce in 2014-15".
Thursday, 30/10/2014 | 03:44 GMT by
George Tchetvertakov
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