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Regulation

GTL Tradeup, an Australian FX Broker Goes Belly Up Down Under

  • Australian FX broker, GTL Tradeup has filed for bankruptcy. The regulated FX broker contacted the regulator on the 25th of September, informing them that its Board of Directors had resolved to place the business into Liquidation.
Thursday, 26/09/2013 | 00:47 GMT by Adil Siddiqui
Regulation

Interactive Brokers Retracts Margin Loan Facility Following Breach Of ASIC License Terms

  • Interactive Brokers has ceased providing its Australian clients with margin lending after surveillance by ASIC unearthed concerns that the company's license does not permit the extension of credit.
Wednesday, 28/08/2013 | 10:21 GMT by Andrew Saks McLeod
Regulation

ASIC Releases Sixth Supervision Report - Surveillance On The Agenda

  • Australian financial markets regulator ASIC has released its sixth market supervision report today, further demonstrating its continued efforts to apply strict rulings to all firms which operate under its jurisdiction.
Wednesday, 21/08/2013 | 09:44 GMT by Andrew Saks McLeod
Brokers

MetaTrader Continues Its Retail Dominance; ThinkForex Explains The Need For Diversity

  • MetaTrader 4 has enjoyed a clear run of the retail FX market for a number of years, however although it remains a benchmark among retail traders, there is an increasing demand for other platforms. ThinkForex details why.
Friday, 16/08/2013 | 12:41 GMT by Andrew Saks McLeod
Technology

Australia Sets New Rules on HFT and Dark Liquidity

  • Australia's financial regulator has discharged a total of eight market integrity rules on dark liquidity and high frequency trading, the guidance clarifies expectations on market participants and operators.
Monday, 12/08/2013 | 20:36 GMT by Adil Siddiqui
Technology

July Forex Industry Review: Summer Doldrums Hitting the Market?

  • We’ve reached August, and the summer is in full blast in major market centers. But that didn't stop July from being an active month of activity and announcements in the forex industry across the globe.
Thursday, 01/08/2013 | 14:26 GMT by Ron Finberg
Technology

High Frequency Trading Takes a Sharp U-turn - Heading in the Right Direction

  • High frequency trading accounts to a considerable market share of global e-trading, this is a preview of a report in the Forex Magnates Quarterly Q2 report reviewing the many changes that have been affecting this sector.
Monday, 29/07/2013 | 07:40 GMT by Adil Siddiqui
Regulation

ASIC Releases Half Yearly Regulatory Enforcement Outcomes For January To June 2013

  • Australia's financial markets regulator ASIC has demonstrated recently that it is strengthening its regulatory scope, and has today released full details of enforcements which have taken place between January and June this year.
Wednesday, 24/07/2013 | 07:20 GMT by Andrew Saks McLeod
Brokers

DMM FX Australia – More Information on Their Upcoming Launch

  • Last week we wrote that Japanese DMM Securities, the world’s second largest retail broker by volume, was on its way to launching an Australian subsidiary, DMM FX. Today we have more details about the upcoming launch.
Tuesday, 23/07/2013 | 12:51 GMT by Ron Finberg
Brokers

Breaking: Japanese Expansion Continues, DMM Securities Launching Australian Division DMM FX

  • MM Securities, the world’s second largest retail broker by volume has secured an ASIC license and will soon be launching DMMFX.COM.AU. DMM FX will feature FX and CFDs as well as binary options trading within its brand.
Thursday, 18/07/2013 | 19:38 GMT by Ron Finberg
Brokers

Invast Securities Launches Australian Licensed Brokerage

  • Japanese Invast Securities is today announcing the launch of its Australian, ASIC licensed brokerage. As reported by Forex Magnates in February, Invast had secured an ASIC license earlier in the year.
Wednesday, 17/07/2013 | 07:03 GMT by Ron Finberg
Regulation

You’re Nicked Mate! Australian Regulator Shuts Down Apex Derivatives And Liquidates Its Assets

  • Sydney-based OTC derivatives and FX firm Apex Derivatives has today been wound up by Australian regulator ASIC for falsely purporting to be ASIC regulated, and for continuing business whilst insolvent.
Tuesday, 09/07/2013 | 07:21 GMT by Andrew Saks McLeod
Executive Moves

Krys Kling Joins DirectFX.com As Global Head of Operations

  • Australian broker and ASIC licensed, DirectFX, has announced the hiring of Krys Kling as its new Global Head of Operations. The hiring is part of DirectFX’s aim of “to broaden their exposure to the global forex market”.
Sunday, 23/06/2013 | 08:16 GMT by Ron Finberg
Analysis

Australian Regulator Goes Light on Dark Pools - Recognizes HFT and Dark Liquidity as Part of Financial Landscape

  • ASIC joins the international debate on high-frequency trading, today releasing a refined set of rules for HFT and dark pool liquidity. The regulator has refrained from imposing restrictions such as resting times.
Tuesday, 18/06/2013 | 10:24 GMT by Andrew Saks McLeod
Regulation

ASIC Puts An End to the Aussie Rob Lifestyle. Murray Priestley Receives Three Year Ban

  • Australian regulator ASIC has banned former CEO of Lifestyle Group from providing any form of financial services for three years after misleading statements relating to the functionality of forex software were made.
Monday, 10/06/2013 | 08:02 GMT by Andrew Saks McLeod
Regulation

ASIC Clamping Down on Unregulated Firms – Fraudulent Currency Trading Scheme Uncovered

Monday, 29/04/2013 | 06:40 GMT by Andrew Saks McLeod
Regulation

Big Brother is Watching You - Surveillance of City Index Australia By ASIC Results in Enforceable Undertaking

Thursday, 11/04/2013 | 10:29 GMT by Andrew Saks McLeod
Executive Moves

INVAST Securities Australia Appoints Brendan Gunn CEO & Andrew Taylor COO

Friday, 05/04/2013 | 07:18 GMT by Ron Finberg
Brokers

AxiTrader Posts Record Volumes for March 2013 of $82 Billion

Thursday, 04/04/2013 | 07:12 GMT by Andrew Saks McLeod
Regulation

Enforceable Undertaking Accepted By ASIC Following Investigation of Halifax Securities Risk Management Procedure

Thursday, 04/04/2013 | 06:50 GMT by Andrew Saks McLeod
Regulation

ASIC Finalizes Framework for Trading of Commonwealth Government Securities on the ASX

Wednesday, 27/03/2013 | 13:32 GMT by Andrew Saks McLeod
Technology

In House Development Rules at MahiFX - New Proprietary Desktop Application Launched

Wednesday, 20/03/2013 | 14:15 GMT by Andrew Saks McLeod
Brokers

Invast Securities Posts Quarterly and FY Results, Launching Australian Subsidiary

Monday, 04/02/2013 | 11:30 GMT by Ron Finberg
Brokers

ThinkForex Operating Under ASIC Regulations, Relocates Global Headquarters to Australia

Sunday, 27/01/2013 | 14:27 GMT by Andrew Saks McLeod
Regulation

ASIC Selects Delta Stream From First Derivatives For New Market Surveillance Solution

Thursday, 13/12/2012 | 13:09 GMT by Ron Finberg
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