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Asic
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Andrew Biggs Appointed CEO of Finalto Trading
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Andrew Biggs Appointed CEO of Finalto Trading
Thought Leadership
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Regulation
ASIC Seeks Public Feedback on Crypto ETPs
2021-06-30T09:16:46.000+02:00
The regulator will accept the feedback until July 27, 2021.
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Brokers
ASIC Cancels AFS License of Former Stockbroker BBY
2021-06-28T10:03:37.000+02:00
The regulator initially suspended the firm’s license in 2015.
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Regulation
ASIC Extends Licensing Relief to Foreign Financial Service Providers
2021-06-11T08:49:26.000+02:00
Regulated foreign firms can now operate in the country until March 31, 2023, without a local license.
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Institutional FX
Halifax Auditor Faces Criminal Charges in Australia
2021-06-08T08:24:23.000+02:00
It has become the first audit firm to face criminal charges in the country.
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Arnab Shome
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Institutional FX
Aussie Regulators Urge Firms to Accelerate Switch from LIBOR
2021-06-04T09:32:44.000+02:00
Most of the LIBOR benchmarks will cease to exist by the end of this year.
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Brokers
Aussie Court Slaps Forex CT with AUD20 Million Fine
2021-06-02T08:19:17.000+02:00
The director and former CEO is facing an eight-year ban with a hefty fine.
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Regulation
ASIC Bans USGFX Director John Martin for 10 Years
2021-06-01T08:23:23.000+02:00
He did not have a clear understanding of the compliance rules.
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Regulation
ASIC Bans Binary Options for Australian Retail Clients
2021-04-01T09:11:34.000+02:00
The Australian regulator mentioned that the ban will take effect from 3 May 2021.
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Bilal Jafar
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Regulation
ASIC’s Restrictions on Retail CFDs Trading Come into Effect
2021-03-29T07:55:47.000+02:00
Violators might get up to 5 years of prison time or up to AUD 55 million fine.
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Regulation
ASIC Bans Forex CT Director Shlomo Yoshai for 10 Years
2021-03-17T09:16:41.000+02:00
Four other former employees are banned for their involvement in misconduct and client deception.
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Brokers
ASIC Outlines Additional License Conditions for AxiCorp
2021-03-12T08:35:59.000+02:00
The Australian authority has imposed new conditions on AxiCorp to ensure adequate compliance arrangements.
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Bilal Jafar
Brokers
AxiCorp Settles Australian Financial Services License Issue with ASIC
2021-03-01T10:35:07.000+02:00
The company mentioned that ASIC has withdrawn the proposed suspension of Axi’s Australian Financial Services Licence.
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Bilal Jafar
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Brokers
BRI Ferrier Denies Role in Shutting USG Global’s Bank Accounts
2021-02-11T14:07:58.000+02:00
The liquidator earlier said the broker’s shareholders are causing trouble with its investigation.
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Retail FX
ASIC Confirms Cyber Attack on Its Server
2021-01-25T12:30:09.000+02:00
The details of the attack are not public yet.
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Regulation
Aussie Brokers Welcome ASIC Restrictions Despite Expected Volume Dip
2021-01-19T15:21:36.000+02:00
The new leverage levels will become effective on March 29, 2021.
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Regulation
ASIC Acknowledges PI Insurance Difficulties
2020-12-22T00:00:52.000+02:00
Though getting PI insurance is difficult, companies need to pay close attention to other insurance requirements.
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Ben Glover
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Brokers
ASIC Sues USGFX, Two Representatives for Doing FX Business in China
2020-12-11T01:32:36.000+02:00
Aussie brokers were put on notice by the Australian regulator that it reviews any breaches of overseas laws.
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Aziz Abdel-Qader
Payments
Exclusive: iSignthis CEO Finds ‘Factual Issues’ in ASIC's Lawsuit
2020-12-07T10:36:52.000+02:00
The regulator is blaming the company for misleading investors and not disclosing the end of its Visa relationship.
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Regulation
ASIC Cancels AFS License of Jels Financial Group, Selectinvest
2020-11-27T10:10:30.000+02:00
Both the companies failed to submit audited financial reports for several years.
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News
ASIC Indicts Aussie BitConnect Promoter John Bigatton
2020-11-17T11:56:33.000+02:00
The Australian court will hear the case on February 2, 2021.
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Regulation
ASIC Issued 394 AFS Licenses in 2019-20
2020-11-11T10:39:45.000+02:00
The regulator has become strict with its licensing requirements and is asking applicants about how to deal with the pandemic.
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FinTech
MAP FinTech Integrates DTCC’s GTR for ASIC Reporting
2020-11-03T14:59:59.000+02:00
The regtech company is extensively enhancing its industry presence.
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News
Busted: ASIC Freezes Websites & Bank Accounts of 2 'Ponzi Schemes'
2020-10-26T13:42:57.000+02:00
Matthew Alan Beresford has been arrested and charged in connection with the alleged schemes.
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Rachel McIntosh
Regulation
Plus500, IG and CMC Markets Reveal Their Take on New ASIC Rules
2020-10-23T20:14:14.000+02:00
They all said well prepared and expect the review to have limited financial implications for their business.
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Aziz Abdel-Qader
ADVERTISEMENT
Thought Leaders
ACY Securities Supports ASIC’s Product Intervention Order
2020-10-23T12:53:33.000+02:00
"Measures introduced to improve customer outcomes will also benefit the CFD industry in supporting brokers."
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Finance Magnates Staff
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