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Retail FX

ASIC Drafts Reporting Rules for Foreign Brokers with Aussie Clients

The new rules are likely to commence in October 2024.
It shows ASIC's focus on tightening its grip on local market operations.

Monday, 23/01/2023 | 06:36 GMT by Arnab Shome

Retail FX

AAT Upholds Olive Financial Markets' Aussie Licence Cancellation

ASIC canceled Olive's AFS license on 16 March 2020.
The company appealed against ASIC's decision on 17 March 2020.

Wednesday, 11/01/2023 | 08:22 GMT by Arnab Shome

Regulation

ASIC Confirms on Cybersecurity Controls by AFS Licensees

The confirmation came after a court ruling against an AFS license holder.
There is no specific cybersecurity measure on AFS license obligations.

Thursday, 12/05/2022 | 07:04 GMT by Arnab Shome

Regulation

ASIC Relaxes License Deadline for Foreign Financial Firms

The deadline for foreign firms needing an Australian financial services license has been extended by a year.

Friday, 21/09/2018 | 11:04 GMT by Celeste Skinner

Brokers

ACY Capital Integrates Infrastructure with New Alibaba Data ‎Center

Alibaba's cloud computing arm recently began operations at its first Indonesia-based data center.‎

Tuesday, 20/03/2018 | 15:39 GMT by Aziz Abdel-Qader

Regulation

ASIC Cancels AFS Licence of Lotus Securities for Obligation Failures

The financial services provider failed to fulfill its duties in accordance with ASIC rules and regulations.

Tuesday, 04/10/2016 | 08:20 GMT by Finance Magnates Staff

Regulation

ASIC Shuts Down Advamode Financial and Liquidates ‎its Assets

The Australian regulator cracks down on the ‎Queensland financial services firm.

Tuesday, 28/06/2016 | 12:19 GMT by Aziz Abdel-Qader

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