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Director's “Cavalier Attitude” Leads to 10-Year ASIC Ban, License Loss
- ASIC bans United Global Capital director for a decade and cancels company's license due to misconduct.
- The regulator found that UGC engaged in deceptive practices and failed to meet licensee obligations.
Wednesday, 31/07/2024 | 06:56 GMT by
Damian Chmiel
FCA Permanently Bans Speculative Mini-Bond Mass Marketing
- The already imposed temporary ban will become permanent on January 1, 2021.
Thursday, 10/12/2020 | 11:15 GMT by
Arnab Shome
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