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Bcsc
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Regulation
Canada’s BCSC Agrees Settlement of $125,000 with Asia Finance
2016-06-28T10:31:46.000+02:00
Asia Finance was found to have promoted its services to respective clients without being authorised to do so.
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Regulation
Two Canadian HSBC Subsidiaries Settle with BCSC for $320K
2016-06-15T14:51:34.000+02:00
Two of HSBC's Canadian investment subsidiaries were found to have levied excess fees on their respective clients.
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Regulation
BCSC Fines and Bans Individual and his Entities over Securities Fraud
2016-06-06T10:23:30.000+02:00
John Ferdinand Alexander Spangenberg and his entities fined $400k by BCSC.
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Steven Hatzakis
Regulation
Canadian Regulator BCSC Issues Warning About Ava Trade
2016-05-31T12:51:23.000+02:00
Ava Trade is the latest broker to be flagged by the BCSC for advertising its trading platform within its jurisdiction.
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Regulation
BCSC Adds Ivory Option and Trades Capital to its Warning List
2016-05-20T09:22:03.000+02:00
Two further binary options brokers are flagged by BCSC for promoting their trading platforms to Canadian traders.
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Regulation
BCSC Issues Warning About Binary Options Broker Magnum Options
2016-05-16T10:17:57.000+02:00
Magnum Options is the latest broker to be flagged for promoting its trading platform to Canadian traders.
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Regulation
BCSC Warns Investors about Central Option
2016-03-30T08:54:25.000+02:00
Canadian watchdog adds binary options broker Central Option to its warning list.
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Forex Broker AlfaTrade Exposed by BCSC
2016-03-24T20:42:59.000+02:00
Watchdog urges investors to express caution as it adds another broker to its blacklist.
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Regulation
Regulatory Round-Up: Japan's FSA and Canada's BCSC Issue Warnings
2015-09-18T15:25:42.000+02:00
A number of warnings came from the Japanese and Canadian watchdogs today against firms flouting regulations.
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Regulation
Ontario’s Securities Commission Warns against RBOptions
2014-03-20T11:21:17.000+02:00
Ontario’s regulator taking cue from British Colombia warning investors about allegedly Toronto based binary options brokerage, which has not been permitted to provide financial services under Ontario Law.
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Regulation
UK regulator wants more funding
2012-02-02T17:24:32.000+02:00
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