ADVERTISEMENT
Market news, analysis & forecast powered by
Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Charges
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Exness wins “Best Retail FX Broker” at Finance Magnates London
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Exness wins “Best Retail FX Broker” at Finance Magnates London
Thought Leadership
ADVERTISEMENT
charges
Search for a tag
CryptoCurrency
Binance Irked by SEC’s Move to Query CEO of US Affiliate
2023-08-15T16:19:54.947+02:00
BAM's CEO and CFO do not have 'unique firsthand knowledge' about customer assets.
In other news, the SEC delayed a decision on ARK Invest's spot BTC application.
T
u
e
s
d
a
y
,
1
5
/
0
8
/
2
0
2
3
|
1
4
:
1
9
G
M
T
by
Solomon Oladipupo
CryptoCurrency
FTX’s Bankman-Fried Pleads Not Guilty to $40M Chinese Bribery Charge
2023-03-30T21:57:34.068+02:00
The FTX Founder also pleaded not guilty to campaign law violations.
Three of Bankman-Fried's top associates have pleaded guilty to criminal charges.
T
h
u
r
s
d
a
y
,
3
0
/
0
3
/
2
0
2
3
|
1
9
:
5
7
G
M
T
by
Solomon Oladipupo
CryptoCurrency
New York Charges Celsius Network's Co-Founder Alex Mashinksy with Fraud
2023-01-06T15:00:21.706+02:00
The New York Attorney General said Mashinsky left many investors in "financial ruin."
Celsius Network filed for bankruptcy in July last year.
F
r
i
d
a
y
,
0
6
/
0
1
/
2
0
2
3
|
1
3
:
0
0
G
M
T
by
Solomon Oladipupo
Institutional FX
Julio Herrera Pleads Not Guilty to Bribery Charges
2022-09-06T12:57:11.941+02:00
Herrera reportedly donated £500,000 through Britannia Financial Group.
He has denied conspiracy and bribery charges against him.
T
u
e
s
d
a
y
,
0
6
/
0
9
/
2
0
2
2
|
1
0
:
5
7
G
M
T
by
Bilal Jafar
ADVERTISEMENT
Retail FX
US SEC Charges 18 for Hacking Retail Brokerage Accounts to Buy Microcap Stocks
2022-08-16T17:58:51.930+02:00
The individuals gained over $1 million in illicit profit from the unauthorized purchases.
The SEC described the cross-border scheme as 'brazen and sophisticated'.
T
u
e
s
d
a
y
,
1
6
/
0
8
/
2
0
2
2
|
1
5
:
5
8
G
M
T
by
Solomon Oladipupo
Retail FX
Australian Authorities Charge Chris Marco with 50 Counts of Fraud
2022-07-20T09:03:39.340+02:00
Marco operated an unregistered investment scheme.
He has been charged under section 409 of the Criminal Code (WA).
W
e
d
n
e
s
d
a
y
,
2
0
/
0
7
/
2
0
2
2
|
0
7
:
0
3
G
M
T
by
Bilal Jafar
Retail FX
CFTC Charges Florida Man with Defrauding Investors Out of $9.8M
2022-02-01T12:32:22.559+02:00
The CFTC charged the Florida resident and his investment firm with fraud.
The Florida resident is alleged to have promised fake returns through his commodity pool.
T
u
e
s
d
a
y
,
0
1
/
0
2
/
2
0
2
2
|
1
0
:
3
2
G
M
T
by
Nicholas Otieno
Institutional FX
Nikola to Pay $125 Million to Settled SEC Fraud Charges
2021-12-22T09:11:48.564+02:00
The electric truck manufacturer, Nikola agreed to pay millions to settle fraud charges.
The SEC accuses Nikola of defrauding investors.
W
e
d
n
e
s
d
a
y
,
2
2
/
1
2
/
2
0
2
1
|
0
7
:
1
1
G
M
T
by
Nicholas Otieno
ADVERTISEMENT
Regulation
CFTC Charges Former Yukom Employees, Imposes Trading Bans
2019-10-01T08:00:33.000+02:00
The orders have been filed against Liora Welles, Yair Hadar, and Shira Uzan.
T
u
e
s
d
a
y
,
0
1
/
1
0
/
2
0
1
9
|
0
6
:
0
0
G
M
T
by
Celeste Skinner
Exchanges
Poland Authority Charges Crypto Exchange BitMarket Co-Founder
2019-09-12T15:36:00.000+02:00
The investigation into the exchange follows on from it closing down suddenly in July.
T
h
u
r
s
d
a
y
,
1
2
/
0
9
/
2
0
1
9
|
1
3
:
3
6
G
M
T
by
Celeste Skinner
Regulation
New Zealand's FMA Charges Man of Conducting Forex Scam
2019-05-29T08:22:07.000+02:00
The man managed to solicit almost NZ$100,000 from consumers under the scheme, the FMA said.
W
e
d
n
e
s
d
a
y
,
2
9
/
0
5
/
2
0
1
9
|
0
6
:
2
2
G
M
T
by
Celeste Skinner
Regulation
Former London-Based Forex Traders Wait for Verdict on Collusion Charges
2018-10-26T09:09:53.000+02:00
The defense of the three accused men argued that their chats did not break the law.
F
r
i
d
a
y
,
2
6
/
1
0
/
2
0
1
8
|
0
7
:
0
9
G
M
T
by
Celeste Skinner
ADVERTISEMENT
Regulation
CFTC Charges FX Trader Jason Amada and Firm with Fraud
2018-08-30T08:12:29.000+02:00
The complaint from the regulator alleges that in two months Amada caused around $280,000 in losses.
T
h
u
r
s
d
a
y
,
3
0
/
0
8
/
2
0
1
8
|
0
6
:
1
2
G
M
T
by
Celeste Skinner
Regulation
Polish Court Sentences Two for Forex Scam
2018-08-22T10:40:44.000+02:00
A Polish Court sentenced Mariusz O. and Robert S. to time in prison for extorting more than $672,900 from investors.
W
e
d
n
e
s
d
a
y
,
2
2
/
0
8
/
2
0
1
8
|
0
8
:
4
0
G
M
T
by
Celeste Skinner
Regulation
US DoJ Officially Charges Former Yukom CEO Lee Elbaz for Wire Fraud
2018-03-26T12:21:17.000+02:00
The Israeli national was charged with three counts of wire fraud, and one count of conspiracy to commit wire fraud.
M
o
n
d
a
y
,
2
6
/
0
3
/
2
0
1
8
|
1
0
:
2
1
G
M
T
by
Finance Magnates Staff
News
Federal Indictment Charges Michigan Man With Selling Bitcoin Without License
2017-10-31T19:48:22.000+02:00
Although it's not illegal to possess bitcoins, a license is needed to exchange them.
T
u
e
s
d
a
y
,
3
1
/
1
0
/
2
0
1
7
|
1
7
:
4
8
G
M
T
by
Aziz Abdel-Qader
ADVERTISEMENT
Brokers
Exclusive: NFA Charged FXCM for Using Own LP for No Dealing Desk Execution
2017-02-07T06:20:46.000+02:00
US regulator NFA filed charges against FXCM and its principles on multiple counts.
T
u
e
s
d
a
y
,
0
7
/
0
2
/
2
0
1
7
|
0
4
:
2
0
G
M
T
by
Victor Golovtchenko
Blogs
Hidden Charges in Your Brokerage
2016-12-13T17:59:58.000+02:00
Brokers and even prime brokers and banks charge many fees that are either hidden or somewhere in the fine print.
T
u
e
s
d
a
y
,
1
3
/
1
2
/
2
0
1
6
|
1
5
:
5
9
G
M
T
by
Guest Contributors
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
