Preview Mode
complaint
Analysis: Compensation Paid by Brokers Grew Tenfold from 2016 - 2017
- The number of filed complaints also rose dramatically.
Thursday, 15/03/2018 | 10:54 GMT by
Sylwester Majewski
IFG Markets, Wilson Cheng Permanently Barred from NFA Following Settlement
- Following an earlier compliant and allegations of illicit recordkeeping practices and fraud by the NFA, IFG Markets LLC and Wilson Cheng have been permanently banned from membership, reaching a settlement.
Thursday, 09/10/2014 | 18:29 GMT by
Jeff Patterson
CFTC Launches Charges against Steven Lyn Scott for FX Commodity Pool Scheme
- The CFTC has filed formal charges against Steven Lyn Scott for solicitation fraud, the misappropriation of client funds, and other violations in connection with a fraudulent forex commodity pool.
Thursday, 20/03/2014 | 15:37 GMT by
Jeff Patterson
Financial Commission Releases Semi-Annual Report on FX, Expansion Eyed in 2014
- The Financial Commission, a third-party dispute and resolution entity specializing in forex, has released its semi annual report, highlighted by a growing list of members and expansionary initiatives.
Tuesday, 25/02/2014 | 17:51 GMT by
Jeff Patterson
ILQ Cans Hedging as NFA Files Complaint Against Firm for Failure to Co-Operate
- ILQ has issued a notice to its client base removing the 'hedging' facility that it had previously provided, subsequent to a complaint by the NFA which levels allegations at the company's method of operation.
Wednesday, 29/01/2014 | 14:47 GMT by
Andrew Saks McLeod
Forex Thief Gets 15 Years, Gambled Clients' Funds at Casino, Tried Evading Capture
- The slick forex fraudster wasn't so smooth, after unlawful conduct, including evading feds and obtaining a high quality fake Russian passport, were not enough to keep Aleksander Efrosman from getting a +15 year prison term.
Thursday, 16/01/2014 | 09:58 GMT by
Steven Hatzakis
Commodity Pool Operator Dips Into Customer's Funds Via Loan, CFTC Alleges in Filed Complaint
- CFTC Alleges Alexander Glytenko of Direct Investment Products (DIP) solicited 761 investors for $3.9M and then misappropriated customers funds via a $464,000 personal loan against the CPO pool that hasn't been repaid.
Thursday, 12/12/2013 | 20:56 GMT by
Steven Hatzakis
Industry Associations File Lawsuit Against the CFTC Challenging the Agency on Multiple Fronts
- The Commodity Futures Trading Commission has been challenged in a Washington D.C Court by a lawsuit filed by SIFMA, ISDA and IIB, as derivatives regulations come under question by industry.
Thursday, 05/12/2013 | 17:28 GMT by
Steven Hatzakis
NFA hits FXDD with an administrative complaint over AML policies
Tuesday, 23/10/2012 | 22:49 GMT by
Michael Greenberg
NFA audits Gain, finds many severe violations, fails itself!
Friday, 02/07/2010 | 06:45 GMT by
Michael Greenberg
!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}