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Regulation

The Role of Robotic Process Automation (RPA) in Streamlining Regulatory Compliance

  • Compliance reimagined.
Monday, 10/07/2023 | 16:07 GMT by FM Contributors
Regulation

How is Technology Revolutionizing Regulatory Compliance?

  • Compliance reimagined
Wednesday, 05/07/2023 | 15:40 GMT by Jeff Patterson
Education Center

Regulatory Compliance in the Financial Industry: Why It Matters in 2023

  • Get to know what's needed to operate with confidence.
Thursday, 23/02/2023 | 16:22 GMT by Finance Magnates Staff
CryptoCurrency

Binance Talks about Compliance Gaps and Expects to Pay Penalties

  • The company's CSO confirmed that in the past, Binance had small "gaps" in its regulatory compliance.
  • Crypto exchange expects to pay penalties to resolve the US investigations.
Thursday, 16/02/2023 | 12:40 GMT by Damian Chmiel
FinTech

8 AML Guidelines Every Compliance Team Should Be Using

  • There are some AML rules which should be universal to nearly every compliance team.
Monday, 23/01/2023 | 09:28 GMT by Pedro Ferreira
FinTech

AML Requirements and Best Compliance Practices for Payment Processors

  • Keep an eye out for AML compliance. It can save your business.
Friday, 30/12/2022 | 09:35 GMT by Finance Magnates Staff
Thought Leaders

ZuluTrade Growth Plan Does Not Include Unlicensed Brokers

  • ZuluTrade will focus on dealing with only licensed brokers as part of a new transition.
Friday, 04/11/2022 | 09:22 GMT by FM
Thought Leaders

Eliminating Inefficiencies in the Compliance World—the idclear Vision

  • AML compliance means large teams, high costs, and masses of personal data to manage.
Monday, 24/10/2022 | 14:25 GMT by James Clifford
Institutional FX

US Data Analytics Firm BXS Launches New Trade Surveillance Platform

  • The platform helps to streamline alerts, investigations and case management.
  • FINRA fined E*TRADE $350k in January for surveillance failures.
Monday, 11/07/2022 | 14:45 GMT by Solomon Oladipupo
CryptoCurrency

Coinbase Intelligence to Safeguard Crypto against ‘Bad Actors’

  • Coinbase wants to help crypto institutions address their compliance needs.
  • The exchange has renamed Coinbase Analytics to Coinbase Tracer.
Thursday, 28/04/2022 | 21:25 GMT by Solomon Oladipupo
Retail FX

NFA Fines Interactive Brokers $250k for Retail FX, Supervisory Failures

  • Interactive failed to heed a warning issued in May 2021, NFA says.
  • The broker also ignored a directive from the NFA for three months after the deadline.
Saturday, 16/04/2022 | 09:56 GMT by Solomon Oladipupo
CryptoCurrency

Chagri Poyraz Now Leading Binance’s Global Compliance Efforts

  • Poyraz, ex-Coupang AML head, brings 17 years of experience to the new role.
  • He developed Coupang’s risk control framework for listing on NYSE.
Friday, 15/04/2022 | 05:40 GMT by Solomon Oladipupo
Op-ed
Op-ed
FinTech
Op-ed
Op-ed

How to Create a Neobank or Digital Bank

  • Without physical branches, neobanks are a smart alternative for financial institutions
  • However, you must address business, technology and compliance challenges.
Monday, 11/04/2022 | 09:34 GMT by Serge Beck
Op-ed
Op-ed
Institutional FX
Op-ed
Op-ed

Blueprint for AML 2022: Changing Focus to Entity Centric Detection

  • How technology advancement in 2021 laid the foundation for a more efficient AML landscape.
  • Why does the sector focus so much on individual events to identify suspicion?
Thursday, 24/03/2022 | 17:00 GMT by Aspectus Group
Thought Leaders

Unizen Beefs Up Compliance in CeDeFi, Takes Aim At Institutional Space

  • Stronger compliance will help to make CeDeFi more attractive to institutional investors.
Thursday, 24/03/2022 | 12:57 GMT by Unizen
News

Cross River Partners with Chainalysis for Crypto Compliance

  • The company will leverage Chainalysis KYT (Know Your Transaction).
  • The technology from Chainalysis will help in the detection and investigation of suspicious activity.
Thursday, 24/03/2022 | 10:48 GMT by Bilal Jafar
Executive Moves

MoonPay Onboards James Freis to Advise on Global Regulatory Compliance

  • Freis to advise MoonPay on tension management amidst Russia-Ukraine war.
  • To guide firm on regulatory compliance in US and abroad.
Thursday, 24/03/2022 | 09:15 GMT by Solomon Oladipupo
Regulation

Regs to Riches: Using Regulatory Reporting to Improve Your Business Processes and Revenue

  • Utilising Best Execution monitoring can help identify transactions that indicate scalpers.
  • It’s becoming increasingly difficult for traditional brokers to maintain a competitive advantage.
Monday, 28/02/2022 | 13:29 GMT by Sophie Gerber
Institutional FX

FINRA Fines StoneX $60,000 for Compliance Failures

  • StoneX neither accepted or denied the allegations, but consented to the order.
Tuesday, 23/11/2021 | 08:31 GMT by Arnab Shome
Thought Leaders

How Astra’s Decentralized Compliance Layer Fills a Legal Protection Gap

  • The realm of decentralized finance is very much appreciated by the people who take risks.
Monday, 18/10/2021 | 15:56 GMT by Finance Magnates Staff
News

Elliptic Announces Expansion of Its Platform

  • The company is launching full coverage of Polkadot and Algorand blockchains.
Thursday, 07/10/2021 | 12:56 GMT by Bilal Jafar
Thought Leaders

The Importance of Risk Management and Compliance

  • How do risk management services of a liquidity provider help maximise profitability of client flow?
Wednesday, 14/07/2021 | 07:54 GMT by INFINOX
Thought Leaders

Why You Must Boost Your Real-Time Personalization and Automation Processes

  • In order to reduce acquisition costs, grow customer base and increase revenues, brokers must maximize conversion rate.
Wednesday, 28/04/2021 | 08:15 GMT by Finance Magnates Staff
Thought Leaders

Sumsub Teams Up with Mercuryo to Help Crypto Businesses

  • The deal will optimize the compliance and risk departments routine of the platforms leveraging Mercuryo payment gateways.
Wednesday, 24/03/2021 | 09:00 GMT by Finance Magnates Staff
Regulation

Everything You Need to Know about Primary-Source Data for Corporate KYC

  • Making decisions based on primary-source data is an easy way to improve KYC compliance.
Monday, 15/02/2021 | 18:18 GMT by Ian Henderson
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