ADVERTISEMENT
Market news, analysis & forecast powered by
Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Consumer duty
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Samer Alkhaldi Appointed as Regional Head of Middle East at HFM
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Samer Alkhaldi Appointed as Regional Head of Middle East at HFM
Thought Leadership
ADVERTISEMENT
Consumer Duty
Search for a tag
Retail FX
Consumer Duty Impacted 85% of The UK Advisers, Study Shows
2024-05-23T10:56:29.723+02:00
The report highlights the profound impact of Consumer Duty regulations.
It also shows decreased satisfaction with existing platforms and a strategic shift towards richer clients.
T
h
u
r
s
d
a
y
,
2
3
/
0
5
/
2
0
2
4
|
0
8
:
5
6
G
M
T
by
Damian Chmiel
Retail FX
How Financial Firms Are Handling New Consumer Duty Rules: FCA Investigates
2024-02-15T11:44:41.549+02:00
Regulator investigates UK financial advice firms for Consumer Duty compliance.
It sent a survey to the 20 biggest advice companies in the country.
T
h
u
r
s
d
a
y
,
1
5
/
0
2
/
2
0
2
4
|
0
9
:
4
4
G
M
T
by
Damian Chmiel
Retail FX
FCA Cancels 1,266 Unauthorized Firms, Imposes Record Fines in 2023
2023-12-28T16:10:25.037+02:00
FCA intensifies actions against misleading financial ads and unauthorized firms in the UK.
Record fines and firm cancellations mark FCA's robust approach to protect consumers.
T
h
u
r
s
d
a
y
,
2
8
/
1
2
/
2
0
2
3
|
1
4
:
1
0
G
M
T
by
Damian Chmiel
Retail FX
'Double Dipping': FCA Wants Investment Platform to Cease the Controversial Practice
2023-12-12T10:20:00.000+02:00
Many investment firms retain interest in customers' cash balances and charge fees for cash management.
UK firms have until 29 February to address the issues raised by the FCA.
T
u
e
s
d
a
y
,
1
2
/
1
2
/
2
0
2
3
|
0
8
:
2
0
G
M
T
by
Arnab Shome
ADVERTISEMENT
CryptoCurrency
FCA Unveils Fresh Guidance amidst Crypto Marketing Turmoil in the UK
2023-11-02T15:31:18.954+02:00
The new crypto marketing rules have been in effect in the UK for a month.
Many firms still fail to meet the requirements, so the FCA is publishing new guidance.
T
h
u
r
s
d
a
y
,
0
2
/
1
1
/
2
0
2
3
|
1
3
:
3
1
G
M
T
by
Damian Chmiel
Retail FX
Consumer Duty Comes into Effect in the UK
2023-07-31T08:01:34.580+02:00
Consumer duty rules for products and services that are open for sale and renewal have become effective.
A survey found that a third of the firms would not fully comply with the rules by the deadline.
M
o
n
d
a
y
,
3
1
/
0
7
/
2
0
2
3
|
0
6
:
0
1
G
M
T
by
Arnab Shome
Retail FX
Weekly Poll: Do the Long-Term Benefits of UK Consumer Duty Outweigh Short-Term Costs?
2023-07-04T13:11:53.751+02:00
Catch this week's poll on Finance Magnates' Linkedin.
Industry execs last week overwhelmingly supported multiple licenses among brokers.
T
u
e
s
d
a
y
,
0
4
/
0
7
/
2
0
2
3
|
1
1
:
1
1
G
M
T
by
Finance Magnates Staff
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}