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Hong Kong Watchdog Fined Market Wrongdoers $49.9 Million in 2023/2024
- The agency is using new surveillance tools to crack down on financial crimes.
- It is also celebrating the 35th anniversary of its founding in response to a local stock market crisis.
Wednesday, 19/06/2024 | 07:48 GMT by
Damian Chmiel
Singapore's MAS Comes Out Swinging with $20M in Fines for Financial Misconduct
- MAS has released its 4th Enforcement Report, highlighting a stricter approach to financial misconduct.
- The report unveils a focus on regulating digital assets in the coming years.
Tuesday, 19/09/2023 | 09:26 GMT by
Damian Chmiel
FMA Drawing on New Powers to Go after Firms Out of Court
- A report published by the New Zealand financial watchdog highlights its approach to enforcement and investigations activities.
Friday, 28/08/2015 | 07:02 GMT by
Andy Traveller
NADEX Undergoes Rule Enforcement Review By CFTC - Clean Bill Of Health Confirmed
- The US Commodity Futures Trading Commission has today released the results of an enforcement review which it conducted within binary options exchange NADEX, concluding that the company maintains adequate practices.
Tuesday, 19/11/2013 | 18:40 GMT by
Andrew Saks McLeod
CFTC Loses Chief of Enforcement Responsible For Bringing Hundreds of Cases in Recent Years
- The CFTC says goodbye to Chief of Enforcement David Meister, who during his three year tenure was responsible for a plethora of enforcement actions. Ms. Gretchen L. Lowe is to succeed his position.
Tuesday, 01/10/2013 | 09:29 GMT by
Steven Hatzakis
Regulatory Veteran Vincent A. McGonagle Appointed Director of CFTC Division of Market Oversight
- Continuing his 16 year career at the US Commodity Futures Trading Commission, it was yesterday announced that Vicent A. McGonagle has been appointed Director of the CFTC's Division of Market Oversight.
Tuesday, 17/09/2013 | 09:21 GMT by
Andrew Saks McLeod
Fraudulent Commodity Trader Gets $7.5 million Fine
- A federal court in Illinois has ordered a fraudulent money manager to pay $7.5 million in restitution. Chicago based Bradley Scott duped innocent investors for a total $7.8 million to trade in commodity futures.
Tuesday, 06/08/2013 | 21:24 GMT by
Adil Siddiqui
Enforceable Undertaking Accepted By ASIC Following Investigation of Halifax Securities Risk Management Procedure
Thursday, 04/04/2013 | 06:50 GMT by
Andrew Saks McLeod
To Regulate or Not Too Regulate - CFTC Fines 200+ in 2 Years
Friday, 05/10/2012 | 18:19 GMT by
Adil Siddiqui
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