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Regulation

Firms Given 6-Month Transition Period to Shore up LEI Obligations

  • The move was largely expected with many investment firms unable to meet their obligations ahead of January 3.
Wednesday, 20/12/2017 | 15:25 GMT by Jeff Patterson
Regulation

FXCM Reveals Take on Proposed ESMA‎ Rules, Deems Leverage Cap ‎Too Restrictive

  • Those not able to deposit the necessary margin capital might be tempted to ‎use offshore ‎firms.
Monday, 18/12/2017 | 19:38 GMT by Aziz Abdel-Qader
Brokers

Saxo Bank Endorses ESMA's Proposals, Avoiding Leverage ‘Arms Race’

  • Saxo Bank's stance is in line with the rest of the official statements from the industry
Monday, 18/12/2017 | 17:48 GMT by Jeff Patterson
Regulation

MiFID II Countdown: ESMA Releases Latest Q&As Ahead of January 3

  • The Q&As cover ten relevant topics detailing MiFID II and MIFIR.
Monday, 18/12/2017 | 16:55 GMT by Jeff Patterson
Brokers

GAIN Capital Adds to Broker Worries About Low Maximum Leverage

  • The company is outlining that a client push offshore is a big risk to brokers.
Monday, 18/12/2017 | 15:29 GMT by Victor Golovtchenko
Brokers

London-Listed Brokers Respond to ESMA and FCA Proposals as Shares Tank

  • CMC Markets, IG Group and Plus500 have all issued official statements to respond to the newly proposed regulations.
Monday, 18/12/2017 | 09:10 GMT by Victor Golovtchenko
Analysis

Salaries in Bitcoin and Poland Gets Tough: Best of the Week

  • Catch up on last week's top stories.
Sunday, 17/12/2017 | 13:54 GMT by Simon Golstein
Brokers

Breaking: ESMA Prepares to Prohibit Binary Options, Cut Forex Leverage to 1:30 or Lower

  • The supranational European regulator has issued a statement outlining the measures that it is considering.
Friday, 15/12/2017 | 22:12 GMT by Victor Golovtchenko
Regulation

NEX Abide Trade Repository Joins Short-List of TRs Under EMIR

  • The group becomes one of just eight trade repositories to be registered by ESMA.
Friday, 24/11/2017 | 14:28 GMT by Jeff Patterson
Execution

NEX Regulatory Reporting Embarks on Bid to Become an SFTR Trade Repository

  • The broader initiative will look to bridge multiple elements of NEX's services suite, connecting BrokerTec and ENSO.
Thursday, 09/11/2017 | 11:57 GMT by Jeff Patterson
Regulation

FIX Trading Community Addresses MiFID II Obligations with New Release

  • The new document outlines obligations for Best Execution Reporting under MiFID II, namely RTS 27 and 28.
Wednesday, 18/10/2017 | 09:20 GMT by Jeff Patterson
Regulation

Chief of French Regulator Mentions EU-Wide Ban on "Toxic" Products Ads

  • More EU-wide scrutiny over the FX industry may follow after the implementation of MiFID II/MiFIR.
Friday, 06/10/2017 | 17:24 GMT by Victor Golovtchenko
Regulation

Most Investment Firms in Ireland Fail Suitability Review

  • The review examined investment firms' approach to the suitability process and their readiness for MiFID II.
Tuesday, 29/08/2017 | 16:20 GMT by Colin Firth
Regulation

UCITS Funds Face Regulatory Crackdown in EU, Spurred by Brexit

  • Letterbox entities are being targeted in a new regulatory shakeup, which collectively hold up to $10.3 trillion in assets.
Thursday, 06/07/2017 | 08:44 GMT by Jeff Patterson
Regulation

FCA Chief Andrew Bailey Highlights Brexit Isolation at ESMA

  • The UK FCA is being shut out from some discussions at the European supranational regulator.
Monday, 03/07/2017 | 12:27 GMT by Victor Golovtchenko
Brokers

Plus500 Supports FCA and ESMA, Eyeing Stronger Revenues in H1

  • Plus500 endorses the joint effort by authorities, while the regulatory shift is postponed until 2018.
Monday, 03/07/2017 | 07:04 GMT by Jeff Patterson
Brokers

IG Group Endorses ESMA, FCA, Delaying CFD Regulations till 2018

  • The support follows IG Group's efforts to implement internal controls policing CFD use.
Thursday, 29/06/2017 | 11:40 GMT by Jeff Patterson
Brokers

Breaking: ESMA Contemplates Product Intervention Powers over Retail Brokers

  • ESMA is looking into using product intervention powers to curb malpractice in the industry.
Thursday, 29/06/2017 | 06:51 GMT by Victor Golovtchenko
Brokers

Breaking: FCA Delays New Forex and CFDs Regulations until 2018

  • The UK FCA has delayed its new restrictions on CFDs and forex trading as ESMA looks into its own measures.
Thursday, 29/06/2017 | 06:25 GMT by Victor Golovtchenko
Regulation

ESMA Issues Latest Update on IT Infrastructural Agenda Ahead of MiFID II

  • ESMA's publication of its IT agenda helps address numerous requests from market participants ahead of January.
Wednesday, 28/06/2017 | 15:57 GMT by Jeff Patterson
Crowd Funding

ESMA Shows Support for Fintech, Lays Down the Law for Future Framework

  • The European Securities and Markets Authority responded with regulatory guidelines to the fintech consultation paper.
Thursday, 08/06/2017 | 07:05 GMT by Finance Magnates Staff
Brokers

FXCM Updates 'Clients Only' Plus Portal with New Trading Analytics

  • Trading Analytics gets an upgrade with new account monitoring tools.
Wednesday, 07/06/2017 | 14:07 GMT by Victor Golovtchenko
Regulation

EU Fines Moody's for its Credit Rating of EU Financial Bodies

  • For the EU it seems that if you don't like the message, fine the messenger.
Thursday, 01/06/2017 | 09:32 GMT by Avi Mizrahi
Technology

Exclusive: MetaQuotes Working on a New Business Development Platform

  • The platform is expected to be focused on matching advertisers and websites.
Friday, 26/05/2017 | 12:56 GMT by Victor Golovtchenko
Regulation

CySEC Execution of MiFID Good Practices Deficient, Determines ESMA

  • ESMA's follow-up MiFID report shows that Cyprus is one of the NCAs that did not address all of its issues.
Monday, 22/05/2017 | 08:27 GMT by Finance Magnates Staff
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