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Esma
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Capitalize Announcing Prop Trading with One-Step Evaluation
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
ESMA Upgrades Public Register With Aggregated Category 1 Clearing Members
2016-02-19T16:52:41.000+02:00
ESMA’s Public Register for Clearing Obligations has been modified to include all Category 1 clearing members ahead of a June 21, 2016 deadline.
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Regulation
ESMA Warns of Unauthorized Use of its Identity and Credentials
2016-02-18T11:39:59.000+02:00
ESMA’s logo and identity have been utilized in communications and transcripts, targeting employees or individuals to solicit money via transfers.
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Executive Moves
ESMA Appoints Giuseppe Vegas to Its Market Integrity Standing Committee
2015-12-14T14:01:06.000+02:00
Mr. Vegas’s will help contribute on the group’s Market Integrity Standing Committee for the next two years of his appointment.
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Technology
FIX Protocol Upgraded to Support MiFID II Time Stamps Requirements
2015-12-02T11:48:50.000+02:00
The enhancement to support microseconds will be backwardly compatible and is relevant to all supported versions of FIX.
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Regulation
MiFID II Could Be Delayed to 2018: European Commission
2015-11-11T15:58:26.000+02:00
The European Commission and the European Securities and Markets Authority are waking up to the strain new regulation is putting on the finance industry
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Expert Insights
The MiFID 2/MIFIR Primer
2015-09-29T19:50:15.000+02:00
The reporting burden on regulated firms from MIFIR will be greater than for MiFID and EMIR put together.
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Regulation
Deutsche Börse Teams Up With REGIS-TR Ahead of MiFID II Legislation
2015-09-29T16:09:05.000+02:00
Both groups will lead a series of efforts to help clients meet MiFID II obligations ahead of the 2017 enforcement and passage.
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Regulation
ESMA Inks Technical Standards Ahead of MiFID II, MAR, CSDR Implementation
2015-09-29T11:21:18.000+02:00
ESMA hopes the legislation will ultimately heighten levels of transparency and fortitude, whilst also granting a level of investor protection.
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Executive Moves
ESMA’s Board Extends Office of Its Chair and Executive Director
2015-09-25T11:07:22.000+02:00
The decision to extend both terms comes after successful respective tenures that have seen a number of directives put out from the group.
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Regulation
FIX Trading Community Creates Six Subgroups To Address MiFID II Regulation
2015-08-12T06:40:17.000+02:00
In order to better grapple with a period of regulatory change and upheaval, FIX has devoted six new specialized subgroups to MiFID II regulation.
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Regulation
Progress and Challenges Five Years on from Dodd-Frank
2015-07-22T15:02:19.000+02:00
Signed in 2010, the historic law, which sought to make the financial system safer, is two-thirds implemented - yet challenges remain.
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Andy Traveller
Regulation
ESMA Extends Short Selling Ban on Greek Equity Markets
2015-07-13T23:22:19.000+02:00
The measure will remain in place for another week as the disruption of the financial system in the country continues
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Regulation
ESMA Continues Ban On Short Selling as Greece Uncertainty Lingers
2015-07-07T17:48:59.000+02:00
ESMA states that it “considers that adverse developments ... still persist and that the proposed measure is appropriate and proportionate."
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Regulation
ESMA Report Clarifies MiFID II/MiFIR Technical Standards
2015-06-30T17:25:23.000+02:00
With the consultation process complete, the final report provides updates on the draft regulatory and implementing technical standards.
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Andy Traveller
Regulation
ESMA Short Selling Ban to Take Effect Midnight CET
2015-06-30T00:08:16.000+02:00
As the threat of a Grexit becomes more real, the European financial watchdog has agreed to a short selling ban, proposed by the Greek HCMC.
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Regulation
Over Half of April's Reported OTC Trades under EMIR Are FX Related
2015-05-29T15:45:35.000+02:00
Exchange-traded derivatives continue to have the biggest share of over 200 million trades reported to European trade repositories
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Expert Insights
EMIR Reporting - Further IT Challenges
2015-05-14T09:18:31.000+02:00
This recent publication of the ESMA Q&;A on April 27th dispelled a lot of rumours surrounding the Level 2 validation requirement.
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News
ESMA Makes Call for Evidence on Virtual Currency Investments
2015-04-22T14:19:40.000+02:00
The European Securities and Markets Authority (ESMA) has issued a Call for Evidence on virtual currency as it applies to investments.
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Regulation
European Regulators Focus on Automated Trading Ahead of MiFID II
2015-03-19T13:03:46.000+02:00
The majority of EU regulators have integrated the European Securities and Markets Authority guidelines into their supervisory methods and increased their level of supervision over automated trading activity.
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Technology
NDFs Given Relief under ESMA’s Clearing Consultation
2015-02-04T22:33:44.000+02:00
Non-Deliverable Forwards will not require mandatory clearing as EU regulators provide feedback on ESMA's consultation published last year. The 28-member region will not take action on the currency derivative.
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Brokers
European Regulator Invites Consultations on MiFID II Implementation
2014-12-19T16:43:50.000+02:00
The European Securities and Markets Authority has announced that it is launching a consultation period on the implementation of Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
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Exchanges
ESMA Grants Trade Repository Access to Australian Financial Regulator
2014-12-05T11:30:37.000+02:00
The European Securities and Markets Authority signed two Memorandum of Understanding agreements which are enhancing cross-border cooperation with Australian authorities on trade repositories and CCPs.
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Expert Insights
ESMA Latest Consultation Paper on EMIR
2014-12-03T02:01:54.000+02:00
As per market participants’ feedback there is struggle amongst reporting counterparties with the major issues.
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Andreas Roussos
Expert Insights
Does ESMA Have Jurisdiction in the US or is That Strictly Dodd-Frank?
2014-11-18T13:23:29.000+02:00
EMIR doesn’t have many extraterritorial demands when it comes to reporting aspects.
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Mark Kelly
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Regulation
ESMA Convenes on Revamped Trade Repository Reporting Standards
2014-11-10T20:14:46.000+02:00
The European Securities and Markets Authority (ESMA) has published its latest consultation paper on the revision of its Regulatory Technical Standards (RTS) in relation to EMIR.
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See more
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