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Regulation

ESMA Assesses German Financial Reporting System After Wirecard Collapse

  • The assessment will be completed by 30 October 2020.
Wednesday, 15/07/2020 | 12:32 GMT by Finance Magnates Staff
Brokers

FXCM UK Sees 71.6% Drop in Turnover YoY in 2019, Reduces Losses

  • FXCM UK posted a loss of $1.04 million for the year ended 31st December 2019.
Wednesday, 15/07/2020 | 08:19 GMT by Celeste Skinner
Analysis

The Future of Offshore: ESMA Threat, Regions to Watch, According to Experts

  • Finance Magnates met with three industry experts to discuss the future of offshore jurisdictions.
Wednesday, 01/07/2020 | 08:44 GMT by Celeste Skinner
Regulation

ESMA Reacts to European Commission Consultation on Digital Finance Strategy

  • Cooperation around financial innovation at EU level key to remove fragmentation in digital financial services market - ESMA.
Monday, 29/06/2020 | 11:44 GMT by Finance Magnates Staff
Regulation

ESMA Sets Out Guidance on Cloud Outsourcing  

  • New guidelines to help firms and authorities identify risks related to cloud outsourcing arrangements
Wednesday, 03/06/2020 | 12:50 GMT by Finance Magnates Staff
Brokers

Libertex Parent Pays €160,000 to Settle Violations with CySEC

  • CySEC referenced ESMA’s rules regrading the leverage limits offered to retail clients, as well as the margin close out rule.
Friday, 29/05/2020 | 15:51 GMT by Aziz Abdel-Qader
Regulation

ESMA Needs Transparency on Covid-19 Impact in Half-Yearly Financial Reports

  • The regulator highlights the importance of providing relevant and reliable information in a statement published today
Wednesday, 20/05/2020 | 10:02 GMT by Finance Magnates Staff
Regulation

Dutch Regulator AFM Provides Policy Recommendations for MiFID II

  • The AFM has carried out its own study on MiFID II and put forth its own recommendations.
Tuesday, 19/05/2020 | 11:31 GMT by Celeste Skinner
Regulation

European Regulators Remove Temporary Short-Selling Bans

  • The measures will expire on the 18th or 19th of May 2020.
Monday, 18/05/2020 | 09:43 GMT by Celeste Skinner
Regulation

ESMA Reminds Firms of Conduct of Business Obligations Under MiFIDII

  • A statement on trading risks for retail investors caused by the Covid-19 crisis has been issued
Wednesday, 06/05/2020 | 13:37 GMT by Finance Magnates Staff
Regulation

ESMA Extends Registrations of 4 Trade Repositories to Include SFT Reporting

  • The TRs concerned are UnaVista TRADEcho, REGIS-TR, DTCC Derivatives Repository and Krajowy Depozyt Papierów Wartościowych
Wednesday, 06/05/2020 | 11:47 GMT by Finance Magnates Staff
Interviews

Upcoming Market Abuse Regulation Changes, How Can Brokers Prepare?

  • Spot FX contracts might be brought into the scope, which will create more compliance costs for brokers.
Tuesday, 07/04/2020 | 10:14 GMT by Celeste Skinner
Regulation

ESMA Clarifies Position on Call Taping During COVID-19 Outbreak

  • ESMA reminds firms of the MiFID II requirements on the recording of telephone conversations
Saturday, 21/03/2020 | 17:51 GMT by Finance Magnates Staff
Regulation

ESMA Issues Positive Opinion on France’s Short-Selling Ban

  • The AMF has issued a one-month short-selling ban, which will be lifted on the 16th of April, 2020.
Thursday, 19/03/2020 | 06:12 GMT by Celeste Skinner
Regulation

ESMA Lowers Reporting Threshold for Net Short Positions

  • The regulator has implemented the measures as a precautionary action regarding coronavirus.
Monday, 16/03/2020 | 13:52 GMT by Celeste Skinner
Regulation

ESMA Introduces COVID-19 Action Plan

  • Market participants need to prepare for the impact of COVID-19
Thursday, 12/03/2020 | 11:38 GMT by Finance Magnates Staff
Brokers

Admiral Markets Denies Media Reports on Poland Exit

  • Admiral said it actually switches the affiliation of its Polish branch from the Estonian arm to its CySEC-regulated subsidiary
Wednesday, 11/03/2020 | 21:49 GMT by Aziz Abdel-Qader
Analysis

The Confusion of Client Categorization Needs to Be Addressed

  • In an exclusive op-ed, Remonda Z. Kirketerp-Møller tackles why the confusion of client categorization needs to be addressed.
Wednesday, 19/02/2020 | 09:35 GMT by Remonda Kirketerp-Møller
Analysis

Virtu Pays $125K FINRA Fine, ESMA to Crack Down on Crypto: Editor’s Pick

  • Stay up to date with the most interesting developments in the crypto and FX space.
Sunday, 12/01/2020 | 12:57 GMT by Celeste Skinner
Regulation

ESMA to Push for Crypto Regulations in EU Markets

  • The agency is concerned with the rising cyber threats targeting retail customers.
Thursday, 09/01/2020 | 13:51 GMT by Arnab Shome
Brokers

Infinox Capital UK Reports Drop in Turnover for Fiscal 2019

  • Overall, the Group managed to report an increase in turnover.
Thursday, 02/01/2020 | 11:23 GMT by Celeste Skinner
Analysis

2019: A Year of Migration for Brokers and Traders - Where did They Go?

  • With tightening regulation, traders and brokers moved across the globe, here’s where they went.
Monday, 30/12/2019 | 11:53 GMT by Celeste Skinner
Regulation

ESMA Prepares for Brexit; Extends Recognition of Three UK CCPs

  • European investors were worried about being cut off from Britain’s financial markets in event of no-deal Brexit.
Monday, 23/12/2019 | 12:58 GMT by Aziz Abdel-Qader
Analysis

Are Turbo Certificates the Answer to CFD Restrictions?

  • With CFDs now heavily regulated in Europe, can Turbo certificates be an alternative for retail traders?
Wednesday, 11/12/2019 | 07:48 GMT by Celeste Skinner
Brokers

CMC Markets PBT Soars by 318% YoY in H1 of Fiscal 2020

  • The company also reported a 45 percent year-on-year uptick in net operating income.
Thursday, 21/11/2019 | 09:35 GMT by Celeste Skinner
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