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Financial Conduct Authority

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Regulation

FCA Flags Two Entities as Unauthorized in Fight Against Scams

  • The regulator has published a warning against Bealgo and 10 Capital.
Wednesday, 15/05/2019 | 14:09 GMT by Celeste Skinner
Executive Moves

TIOmarkets Appoints Head of Affiliates & Partnerships

  • Eleni Nicolaou has taken on the role at the forex broker.
Tuesday, 14/05/2019 | 15:39 GMT by Celeste Skinner
Execution

Interactive Brokers UK Profit for 2018 Rises by 11.3% YoY

  • The company also managed to report a solid increase in turnover for the financial year.
Wednesday, 01/05/2019 | 09:17 GMT by Celeste Skinner
Regulation

FCA Makes Binary Options Ban for Retail Investors Permanent

  • The permanent measures will come into effect from the 2nd of April, 2019.
Friday, 29/03/2019 | 11:40 GMT by Celeste Skinner
Regulation

FCA Fines Goldman Sachs £34 Million for Reporting Failures

  • Goldman Sachs International did not provide accurate and timely reporting for 220.2 million transaction reports.
Thursday, 28/03/2019 | 10:58 GMT by Celeste Skinner
Regulation

Regulators Keep an Eye on Scams, FCA & AMF Flag New Entities

  • The FCA flagged a clone firm of Fortrade Limited, whereas the AMF blacklisted five unauthorised entities.
Wednesday, 27/03/2019 | 14:12 GMT by Celeste Skinner
Executive Moves

KVB Prime UK Limited Terminates Jiandu Wang as a Director

  • According to a filing through UK Companies House, Wang’s position was terminated this Tuesday.
Tuesday, 26/03/2019 | 14:55 GMT by Celeste Skinner
Exchanges

ESMA Registers LSEG Trade Repository UnaVista TRADEcho B.V.

  • The trade repository is the group’s Brexit contingency plan if a hard Brexit occurs.
Monday, 25/03/2019 | 09:37 GMT by Celeste Skinner
Regulation

1,000 EU Firms Sign Up for FCA Passporting Contingency Plan

  • The FCA will grant firms who have signed up to the contingency plan a grace period to seek authorization post-Brexit.
Thursday, 21/03/2019 | 13:30 GMT by Celeste Skinner
Regulation

Beware of Sucden Financial Limited Clone Firm, FCA Warns

  • An entity by the name of Sucdens Financial/Sucden Financial is claiming to be associated with the London Broker.
Tuesday, 19/03/2019 | 10:47 GMT by Celeste Skinner
Regulation

FCA Flags Clone Firm Schurz Helmut as FX Scams Plague Market

  • The entity is claiming to be associated with an FCA-authorised firm with the same name.
Monday, 18/03/2019 | 14:49 GMT by Celeste Skinner
Regulation

FCA Calls Out Clone Firm of the London Metal Exchange

  • The regulator has flagged the Financial Exchange as a clone firm.
Monday, 18/03/2019 | 09:46 GMT by Celeste Skinner
Brokers

FXDD to Buy MahiFX UK Retail FX Business and FCA License

  • According to the FCA register, FXDD has been trading under MahiFX’s license since February.
Wednesday, 06/03/2019 | 09:59 GMT by Celeste Skinner
Brokers

Breaking: MahiFX is Selling Regulatory Licenses Portfolio

  • The company will focus on providing technology for the FX space.
Tuesday, 05/03/2019 | 14:15 GMT by Celeste Skinner
Regulation

ESMA to Recognise the UK CSD if No-Deal Brexit Occurs

  • Euroclear UK and Ireland Limited will continue operating in the EU in the event of a no-deal Brexit.
Friday, 01/03/2019 | 08:16 GMT by Celeste Skinner
Regulation

Gold FX Trading Identified as Clone Firm of Gain Capital UK

  • The FCA has flagged the company for fraudulently copying the licence details of a legitimate firm.
Wednesday, 27/02/2019 | 14:05 GMT by Celeste Skinner
Execution

FCA, BoE, CFTC Agree on Derivatives Market Post-Brexit Measures

  • The three agencies have agreed on measures to ensure a smooth transition of the derivatives markets after Brexit.
Monday, 25/02/2019 | 11:19 GMT by Celeste Skinner
Products

Argentex Signs FX Partnership Deal with Sports Firm ISM

  • Argentex will provide the players with investment advice and give them access to its forex services.
Thursday, 21/02/2019 | 11:04 GMT by Celeste Skinner
Regulation

Another Clone Surfaces, FCA Flags SpectraFX Investment Team

  • SpectraFX Investment Team is falsely claiming to be associated with FCA-authorised firm Spectra FX Solutions LLP.
Friday, 15/02/2019 | 13:16 GMT by Celeste Skinner
Regulation

ASIC Lays Out Brexit Plan Ahead of Upcoming Deadline

  • ASIC is working closely with the FCA and BoE to set up new relationships between Australia and the UK.
Friday, 08/02/2019 | 07:53 GMT by Celeste Skinner
Regulation

UK Investors Lost Over £197 Million in Investment Scams in 2018

  • The most common scams reported were in forex, cryptocurrency, shares and bond investments.
Wednesday, 06/02/2019 | 11:22 GMT by Celeste Skinner
Brokers

Exclusive: FIXI PLC Starts Contacting Clients about Withdrawals

  • The brokerage is slowly starting to process withdrawal requests and confirm balances with its clients.
Tuesday, 29/01/2019 | 16:46 GMT by Victor Golovtchenko
Regulation

FCA Catches Another ETX Capital Clone Firm, ETbrokers

  • This is at least the second clone firm of ETX Capital the regulator has warned against in under a year.
Monday, 28/01/2019 | 14:59 GMT by Celeste Skinner
Regulation

FCA Launches Consultation Paper on Crypto Asset Guidance

  • Once finalised the “Guidance of Cryptoassets” will outline the crypto asset activities the FCA regulates.
Wednesday, 23/01/2019 | 11:09 GMT by Celeste Skinner
Brokers

Adam Toro Heads New FCA-Regulated Subsidiary of HotForex

  • This is the second financial licence for the group in little over a month.
Monday, 21/01/2019 | 13:59 GMT by Celeste Skinner
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