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Fma
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
New Zealand’s FMA Lifts License Suspension on AxiCorp (Axi)
2021-12-09T10:07:15.010+02:00
The broker’s license was suspended in June 2019.
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Regulation
Austria’s FMA Cancels Registration of Crypto ATM Provider BTM Services
2021-11-29T14:51:00.000+02:00
Now, the company cannot provide crypto-fiat transactions
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Regulation
Austria’s FMA Revokes Crypto License of ATIRA, Flags StormGain
2021-11-11T14:41:27.000+02:00
Crypto firms in the country need to register themselves for local operations.
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Brokers
New Zealand FMA Censures Jarden Securities for DI License Breaches
2021-10-14T08:19:24.000+02:00
The breaches were made by OML before Jarden bought the company.
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Regulation
New Zealand’s FMA Issues Guidance on Financial Product Ads
2021-10-13T10:47:26.000+02:00
The rules focused on the accuracy of the claims of financial services firms.
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Brokers
New Zealand’s FMA Censures Firma NZ for Multiple Violations
2021-10-11T09:04:45.000+02:00
“Firma’s breaches are highly concerning,” FMA Director of Supervision said.
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Brokers
CLSA Premium NZ to Pay NZ$770K in Fine for AML Breaches
2021-09-13T09:52:04.000+02:00
The broker and the regulator were fighting in court for months to settle for the penalty amount.
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Thought Leaders
FMA Vanuatu Eyes Brighter Future for the Nation’s Financial Industry
2021-01-14T07:00:47.000+02:00
The regulatory authority is empowering licensees operating in Vanuatu, promoting awareness and transparency.
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News
New Zealand Issues Cryptocurrency Warning
2021-01-12T15:11:57.000+02:00
The Financial Markets Authority (FMA) warned citizens about high volatility and extreme risks in the cryptocurrency market.
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Regulation
FMA Finds Significant Weaknesses in Derivative Issuers Client Assessments
2020-09-24T07:30:51.000+02:00
The NZ regulator has published a report on its supervision activities taken place over the past 18 months.
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Regulation
FMA Imposes Additional Conditions on CLSA Premium’s NZ Licence
2020-09-22T07:18:49.000+02:00
CLSAP NZ can’t make an offer to or receive further funds from retail investors in relation to derivatives.
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Regulation
Pegasus Markets Found Guilty of Charges Brought by New Zealand’s FMA
2020-09-11T08:37:26.000+02:00
The company and its NZ-based director, Michael Reps, have been found guilty of all criminal charges.
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Regulation
FMA Warns of Fraudsters Impersonating Regulator in COVID-19 Scam
2020-09-08T08:43:54.000+02:00
Scammers are impersonating the regulator, trying to exploit people affected by COVID-19.
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Executive Moves
NZ’s FMA Names Paul Gregory as Director of Investment Management
2020-08-27T07:02:19.000+02:00
Gregory will take on the newly created role in early November.
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Brokers
Exclusive: BlackBull Markets Secures Licence from New Zealand’s FMA
2020-08-12T06:45:39.000+02:00
The multi-asset broker secured the licence on the 12th of August 2020.
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Regulation
FMA Calls Out Forex Insiders as Potential Scam
2020-07-13T08:12:40.000+02:00
The company is not authorised to offer its services within New Zealand.
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Exchanges
FMA: NZX Met its Statutory Obligations as Market Operator in 2019
2020-06-30T05:14:07.000+02:00
The regulator has identified areas of improvement for the exchange.
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News
Austrian FMA Flags Four Unlicensed Financial Firms
2020-06-25T14:26:11.000+02:00
The companies made it to the regulator’s long list of blacklisted firms.
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Regulation
FMA Survey Shows Investor Confidence Remains Steady Amid COVID-19
2020-06-25T05:41:45.000+02:00
Investors who were very confident in New Zealand’s financial markets reached an eight-year high.
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Brokers
FMA Sues CLSA Premium NZ from AML and CFT Breaches
2020-06-24T02:59:24.000+02:00
CLSA Premium NZ was formerly known as KVB Kunlun New Zealand Limited.
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Regulation
European Regulators Remove Temporary Short-Selling Bans
2020-05-18T11:43:52.000+02:00
The measures will expire on the 18th or 19th of May 2020.
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Regulation
New Zealand’s FMA Suspends EncoreFX Derivatives Issuer Licence
2020-04-29T09:04:42.000+02:00
The licence was suspended after its Canadian parent placed it into voluntary administration.
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Regulation
FMA Extends Short-Selling Ban, Focuses on New Net Short Positions
2020-04-16T14:33:08.000+02:00
The prohibitions have been extended until the 18th of May 2020.
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News
New Zealand’s FMA Warns Against Profit Bitcoin
2020-04-06T11:47:04.000+02:00
The platform resembles classic get-rich-quick scams.
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Brokers
New Zealand’s FMA Flags Tiger Brokers for Weak AML Protections
2020-04-06T09:09:03.000+02:00
The regulator also flagged a further six entities for their AML practices.
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See more
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