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Regulation

Austria’s FMA Revokes Crypto License of ATIRA, Flags StormGain

  • Crypto firms in the country need to register themselves for local operations.
Thursday, 11/11/2021 | 12:41 GMT by Arnab Shome
Brokers

New Zealand FMA Censures Jarden Securities for DI License Breaches

  • The breaches were made by OML before Jarden bought the company.
Thursday, 14/10/2021 | 06:19 GMT by Arnab Shome
Regulation

New Zealand’s FMA Issues Guidance on Financial Product Ads

  • The rules focused on the accuracy of the claims of financial services firms.
Wednesday, 13/10/2021 | 08:47 GMT by Arnab Shome
Brokers

New Zealand’s FMA Censures Firma NZ for Multiple Violations

  • “Firma’s breaches are highly concerning,” FMA Director of Supervision said.
Monday, 11/10/2021 | 07:04 GMT by Arnab Shome
Brokers

CLSA Premium NZ to Pay NZ$770K in Fine for AML Breaches

  • The broker and the regulator were fighting in court for months to settle for the penalty amount.
Monday, 13/09/2021 | 07:52 GMT by Arnab Shome
Thought Leaders

FMA Vanuatu Eyes Brighter Future for the Nation’s Financial Industry

  • The regulatory authority is empowering licensees operating in Vanuatu, promoting awareness and transparency.
Thursday, 14/01/2021 | 05:00 GMT by Sponsored
News

New Zealand Issues Cryptocurrency Warning

  • The Financial Markets Authority (FMA) warned citizens about high volatility and extreme risks in the cryptocurrency market.
Tuesday, 12/01/2021 | 13:11 GMT by Bilal Jafar
Regulation

FMA Finds Significant Weaknesses in Derivative Issuers Client Assessments

  • The NZ regulator has published a report on its supervision activities taken place over the past 18 months.
Thursday, 24/09/2020 | 05:30 GMT by Celeste Skinner
Regulation

FMA Imposes Additional Conditions on CLSA Premium’s NZ Licence

  • CLSAP NZ can’t make an offer to or receive further funds from retail investors in relation to derivatives.
Tuesday, 22/09/2020 | 05:18 GMT by Celeste Skinner
Regulation

Pegasus Markets Found Guilty of Charges Brought by New Zealand’s FMA

  • The company and its NZ-based director, Michael Reps, have been found guilty of all criminal charges.
Friday, 11/09/2020 | 06:37 GMT by Celeste Skinner
Regulation

FMA Warns of Fraudsters Impersonating Regulator in COVID-19 Scam

  • Scammers are impersonating the regulator, trying to exploit people affected by COVID-19.
Tuesday, 08/09/2020 | 06:43 GMT by Celeste Skinner
Executive Moves

NZ’s FMA Names Paul Gregory as Director of Investment Management

  • Gregory will take on the newly created role in early November.
Thursday, 27/08/2020 | 05:02 GMT by Celeste Skinner
Brokers

Exclusive: BlackBull Markets Secures Licence from New Zealand’s FMA

  • The multi-asset broker secured the licence on the 12th of August 2020.
Wednesday, 12/08/2020 | 04:45 GMT by Celeste Skinner
Regulation

FMA Calls Out Forex Insiders as Potential Scam

  • The company is not authorised to offer its services within New Zealand.
Monday, 13/07/2020 | 06:12 GMT by Celeste Skinner
Exchanges

FMA: NZX Met its Statutory Obligations as Market Operator in 2019

  • The regulator has identified areas of improvement for the exchange.
Tuesday, 30/06/2020 | 03:14 GMT by Celeste Skinner
News

Austrian FMA Flags Four Unlicensed Financial Firms

  • The companies made it to the regulator’s long list of blacklisted firms.
Thursday, 25/06/2020 | 12:26 GMT by Arnab Shome
Regulation

FMA Survey Shows Investor Confidence Remains Steady Amid COVID-19

  • Investors who were very confident in New Zealand’s financial markets reached an eight-year high.
Thursday, 25/06/2020 | 03:41 GMT by Celeste Skinner
Brokers

FMA Sues CLSA Premium NZ from AML and CFT Breaches

  • CLSA Premium NZ was formerly known as KVB Kunlun New Zealand Limited.
Wednesday, 24/06/2020 | 00:59 GMT by Celeste Skinner
Regulation

European Regulators Remove Temporary Short-Selling Bans

  • The measures will expire on the 18th or 19th of May 2020.
Monday, 18/05/2020 | 09:43 GMT by Celeste Skinner
Regulation

New Zealand’s FMA Suspends EncoreFX Derivatives Issuer Licence

  • The licence was suspended after its Canadian parent placed it into voluntary administration.
Wednesday, 29/04/2020 | 07:04 GMT by Celeste Skinner
Regulation

FMA Extends Short-Selling Ban, Focuses on New Net Short Positions

  • The prohibitions have been extended until the 18th of May 2020.
Thursday, 16/04/2020 | 12:33 GMT by Celeste Skinner
News

New Zealand’s FMA Warns Against Profit Bitcoin

  • The platform resembles classic get-rich-quick scams.
Monday, 06/04/2020 | 09:47 GMT by Arnab Shome
Brokers

New Zealand’s FMA Flags Tiger Brokers for Weak AML Protections

  • The regulator also flagged a further six entities for their AML practices.
Monday, 06/04/2020 | 07:09 GMT by Celeste Skinner
Regulation

EU Regulators Ban Short-Selling Amid COVID-19 Volatility

  • The FSMA in Belgium and the FMA of Austria have both implemented emergency measures.
Thursday, 19/03/2020 | 12:41 GMT by Celeste Skinner
Regulation

Trade99 Has Hallmarks of Scam, New Zealand’s FMA Warns

  • Trade99 is withholding client funds, the regulator warned.
Thursday, 12/03/2020 | 06:49 GMT by Celeste Skinner
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