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Regulatory Round-Up: Japan's FSA and Canada's BCSC Issue Warnings
- A number of warnings came from the Japanese and Canadian watchdogs today against firms flouting regulations.
Friday, 18/09/2015 | 13:25 GMT by
Andy Traveller
Two More Firms Added to Japanese Regulator’s Blacklist
- Japan’s Financial Services Agency today added another two firms to its growing ‘blacklist’ continuing its quest to protect local investors
Friday, 12/06/2015 | 15:07 GMT by
Andy Traveller
FCA Warns against GMT Markets Limited and LCG Clone Tradignition
- The UK financial regulatory body has issued a couple of warnings against unauthorized firms providing broking services without authorization, with Tradeignition imposting as LCG when soliciting clients.
Wednesday, 25/03/2015 | 14:16 GMT by
Victor Golovtchenko
RBS Picks up yet Another Multi-Million Pound Fine - Business as Usual
- With the latest FCA penalty confirming ‘serious failings’ in advising 30,000 mortgage customers, the troubled bank is as far from a clean slate as ever, facing several forthcoming cases including FX manipulation.
Wednesday, 27/08/2014 | 13:40 GMT by
George Tchetvertakov
Benchmark Rates and FX Probe Grab Attention at FCA Public Talk
- The FCA held its first annual meeting since the 2012 regulatory overhaul. Its chairman has vowed protecting the British consumer and promoting free competition, while promising new FX probe findings in 2015
Thursday, 17/07/2014 | 19:30 GMT by
Adil Siddiqui
Former Lloyds Director, Alison Hewitt, Joins HSBC as European Head of Regulatory Compliance
- Europe’s largest bank, HSBC Holdings Plc, has announced the appointment of Alison Hewitt, formerly of Lloyds Banking Group, having recruiting her for the key role of Head of Regulatory Compliance in its European Division.
Monday, 23/06/2014 | 13:38 GMT by
Jeff Patterson
Is Japan Getting Closer to Becoming First Country to Regulate Bitcoin?
Wednesday, 05/03/2014 | 13:10 GMT by
Leon Pick
XM.com Gains ASIC Authorization Under a Subsidiary in Its Parent Company Structure
- The trading name XM.COM, belonging to Trading Point Holdings Ltd, which wholly owns several regulated entities offering online retail brokerage services around the world, just added an ASIC-approved entity to its list.
Wednesday, 19/02/2014 | 14:44 GMT by
Steven Hatzakis
FCA Fines State Street UK £22 Million On Hidden Markups and Overcharging Six Clients
- The Financial Conduct Authority's case shows that from June 2010 to September 2011, undisclosed fees and hidden mark-ups totaled $20,169,603, and associated misconduct from this merited a hefty fine to State Street UK.
Friday, 31/01/2014 | 21:36 GMT by
Steven Hatzakis
UK's FCA Fines South Africa's Standard Bank Subsidiary £7.6 Million Over AML Failures
- One of Africa's largest banks, with extensive operations in 18 African countries, and in 13 other countries outside of Africa, had its UK subsidiary served a fine by the Financial Conduct Authority over AML failures.
Thursday, 23/01/2014 | 18:15 GMT by
Steven Hatzakis
UBS, RBS in Talks with EU Antitrust Officials Over Swiss Franc Libor Probe
- UBS and three other banks, including RBS are negotiating with EU Antitrust officials to settle a third probe into the manipulation of benchmark rates, this time related to the Swiss Franc Libor rate.
Thursday, 23/01/2014 | 02:23 GMT by
Jeff Patterson
FCA Update, Full Story Behind January 1st, 2014 Rules, and Clone Website Warnings
- An extensive research by Forex Magnates informs readers of what is new and what is not, regarding recent rules that went into effect for firms authorised and/or registered with the UK's Financial Conduct Authority.
Tuesday, 07/01/2014 | 16:18 GMT by
Steven Hatzakis
Exclusive: FXOpen Launches UK site after Successful Regulation with FCA, Full Story
- With entities regulated in New Zealand, Australia and now the United Kingdom, the latest forex broker to launch a website in the esteemed financial capital of foreign exchange trading speaks with Forex Magnates.
Friday, 15/11/2013 | 13:33 GMT by
Steven Hatzakis
New Product Spotlight: Tradesmarter To Launch Strategix With User-Selectable Risk
- Binary options platform provider Tradesmarter has announced that it will launch its new Strategix product at Forex Magnates London SUMMIT next week, allowing users to vary the risk management strategy.
Thursday, 07/11/2013 | 12:49 GMT by
Andrew Saks McLeod
Exclusive: Platform Diversity Meets Binary Options as FXTrade Set To Offer Choice In Japan
- As binary options continues to follow in the footsteps of retail FX, MarketsPulse has today announced its provision of the Ladder Option product to Japan's FX Trade, with the company now offering two platforms.
Wednesday, 30/10/2013 | 10:46 GMT by
Andrew Saks McLeod
Protectionism In The Largest FX Market: Is Japan Extinguishing Overseas Competition?
- Since the Japanese FSA released new strict guidelines to FX firms in May this year, an underlying bete noire has surfaced as overseas firms wishing to attract Japanese clients are marginalized by the authorities.
Tuesday, 13/08/2013 | 09:47 GMT by
Andrew Saks McLeod
Brussels Reaches Out To Japan: EC's Michel Barnier Supports Japanese FSA In Regulatory Reform Synergy On OTC Derivatives
- European Commissioner Michel Barnier today further cemented his support for global synergy on the reformation of the regulatory structure for OTC derivatives in a letter to a senior Japanese FSA official.
Thursday, 01/08/2013 | 07:37 GMT by
Andrew Saks McLeod
The End Of An Era - Britain's FSA Releases Its Final Annual Report After 28 Years Overseeing The Nation's Financial Markets
- The last annual report from British financial markets regulator the Financial Services Authority was published today, charting regulatory efforts and directives performed during its final year in existence.
Wednesday, 10/07/2013 | 12:02 GMT by
Andrew Saks McLeod
Westward Ho! Admiral Markets Gains FCA Regulation; Seeks UK and European Client Base
- Estonian forex broker Admiral Markets today announced that the United Kingdom's Financial Conduct Authority has granted a license to the company, allowing expansion into Britain and Western Europe.
Monday, 17/06/2013 | 15:01 GMT by
Andrew Saks McLeod
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