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Regulation
Equifax Former CIO Hit by Lawsuit Over Alleged Insider Trading
2018-03-14T18:17:56.000+02:00
Jun Ying exercised all of his vested stock options and then sold the shares, reaping proceeds of nearly $1 million.
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Regulation
SFC Restricts Interactive Brokers HK on Accounts Linked to Insider Trading
2018-03-09T14:04:02.000+02:00
The restriction is in response to suspected insider dealing in the shares of Bloomage BioTechnology Corporation.
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News
Coinbase Now Fighting (Legal) War on Two Fronts
2018-03-04T15:58:22.000+02:00
The first lawsuit accuses the exchange of insider trading, the second of illegally claiming unredeemed funds.
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South Korea Insider Trading: Employee Made Profit of 700,000 Won
2018-01-19T11:04:20.000+02:00
The action was not technically illegal; the authorities are deciding what to do.
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News
Crypto Enthusiast Pinpoints Reddit Post as Evidence of BCH Insider Trading
2017-12-26T18:43:10.000+02:00
The publication was called “"Bitcoin Cash coming in the next few days."
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Executive Moves
Deutsche Börse CEO Carsten Kengeter Resigns Amid Insider-Trading Probes
2017-10-26T19:00:38.000+02:00
Kengeter bought shares worth €4.8 million just over two months before the merger talks with LSE were publicly announced.
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Regulation
Deutsche Börse CEO’s Trading Probe Continues Despite $12m Settlement
2017-07-20T12:16:12.000+02:00
BaFin has opened its own investigation into Deutsche Börse potentially misleading the public.
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Regulation
Former Portfolio Manager at BlackRock Sentenced for Insider Trading
2016-12-21T21:09:32.000+02:00
Mark Lyttleton pleaded guilty to two counts of insider dealing in relation shares of EnCore Oil and Cairn Energy.
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Exchanges
Börse Berlin Deploys Scila Surveillance to Protect Investors
2016-12-09T12:17:52.000+02:00
Börse Berlin will use the surveillance solution to monitor and prevent market abuse and insider dealing.
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Regulation
SFC Initiates Tribunal Proceedings Over Insider Dealing in Titan Shares
2016-12-06T13:20:40.000+02:00
The watchdog is seeking orders for the offenders to repay $2.5m losses they avoided from their disposal of the shares.
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Regulation
Sydney Resident Fined $10,000 for Insider Trading after ASIC Investigation
2016-11-17T09:50:05.000+02:00
Fei Yu has been convicted for insider trading and is disqualified from managing a company for 5 years.
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Regulation
Georgia Broker Guilty Of Hacking Corporate News Releases
2016-08-03T10:46:39.000+02:00
Momotok is alleged to have made at least $1.2 million in illegal profits executing trades in advance of news.
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Regulation
Former Investment Banker Accused of Insider Trading with Father
2016-07-25T09:48:54.000+02:00
Sean Stewart is accused of insider trader after supplying information about unannounced mergers to his father.
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Regulation
ASIC Charges Two Traders for Insider Trading
2016-06-06T08:58:46.000+02:00
In separate cases, two Australian traders have been found guilty of insider trading conspiracies.
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Regulation
Insider Trading and the Dude Driving Istanbul Mad
2016-04-29T16:01:31.000+02:00
Our editors' picks for the weekend shed light on some darker and more mysterious sides of trading and investment.
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Regulation
What if You Were Getting Scoops from Tomorrow's Newspaper Today?
2016-04-08T09:00:39.000+02:00
‘Mad Punter’ insider trader says he was gathering prospective scoops from his conversations with journalists
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Regulation
SEC Charges Ex-Goldman Sachs Employee with Insider Trading
2015-11-26T10:05:10.000+02:00
Yue Hun abused his access to confidential advisory information gained while developing a misconduct monitoring system.
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Regulation
Ex-broker Pleads Guilty to Insider Trading, Evidence Eaten
2015-09-16T22:55:52.000+02:00
An accomplice to the guilty ex-Morgan Stanley broker provided stolen stock tips on napkins and notes - and then ate the evidence.
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Regulation
Ukrainian Hackers Made $100M from Insider Trading on Stolen Information
2015-08-12T10:08:14.000+02:00
Watch: The traders who collaborated with the hackers hid their activity by trading in stock CFDs.
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Avi Mizrahi
Regulation
ASIC to Investigate Insider Trading on Forex Market
2015-04-07T06:34:41.000+02:00
Just before the unchanged interest rates announcement today, a spike higher in the Aussie prompts insider trading investigation
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