introducing broker

Search for a tag

CryptoCurrency

Thailand Restricts Introducing Brokers to Only Promote Digital Token Services, Not Cryptos

The local regulator issued a warning to ensure cryptocurrency companies comply with regulations.
Cryptocurrency advertisements and promotions must display risk warnings.

Monday, 29/04/2024 | 05:30 GMT by Arnab Shome

Retail FX

LCG UK Is Now Only an ‘Introducing’ Broker

The spread betting and CFDs provider said the market in the UK is 'overcrowded'.
LCG has started contacting its clients to close their accounts.

Tuesday, 20/06/2023 | 18:42 GMT by Solomon Oladipupo

Retail FX

NFA Slaps $350K Fine on GMG Brokers and Its CEO

The company and the two employees settled by paying the penalty.
The other employee has been facing an NFA membership ban for four months.

Thursday, 02/03/2023 | 06:51 GMT by Arnab Shome

Institutional FX

FINRA Hits SageTrader with New $100k Fine for AML Failure

The violation allegedly occurred between April 2016 and December 2019.
FINRA fined SageTrader $775K for supervisory failures in July last year.

Wednesday, 08/02/2023 | 20:31 GMT by Solomon Oladipupo

!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|} !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}