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Investment firms
Europe's Economic Crossroads: Recession Fears and S&P Global's
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investment firms
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Trending
Should Investors Stop Listening to Cathie Wood?
2023-09-13T15:31:51.141+02:00
A look into Cathie Wood's investment strategy.
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FinTech
SEC Slams Fundrise for Soliciting Clients through 200 Social Media Influencers
2023-08-22T23:50:48.856+02:00
The regulator said the investment firm has agreed to pay $250K to settle the charges.
Financial watchdogs are increasingly cracking down on so-called 'fininfluencers'.
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Trending
Should Normal Investors Really Trust Cathie Wood?
2023-08-22T19:52:52.963+02:00
Market disruptor or wild speculator? Assessing the controversies surrounding Cathie Wood
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FinTech
Capital Outflows Top $50B as Economic Uncertainty Hits Six Largest Investment Firms
2023-03-16T22:54:12.975+02:00
Some of the affected firms include Berkshire Hathaway, BlackRock and IHC, among others.
However, Blackstone Group, Prologis and others generated significant capital inflows.
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FinTech
UK Regulator Clamps Down on 1,400% More Rogue Financial Ads in 2022
2023-02-03T21:27:15.869+02:00
The FCA published over 1,800 scam alerts last year.
The regulator says it will introduce new consumer duty obligations in July.
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FinTech
CySEC Investment Managers’ AUM Drops 7.2% to €9.9 Billion in Q3 2022
2023-01-23T17:37:01.309+02:00
CySEC attributed the decrease to devaluation of assets and other factors.
Investment managers regulated by CySEC increased to 303 during Q3 2022.
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FinTech
UK FCA Extends 10% Depreciation Notifications Rule Pending Alternative
2022-12-22T18:42:05.035+02:00
The regulator initially planned to stop enforcing the policy by December 31, 2022.
The FCA started adapting the temporary measure in March 2020.
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Solomon Oladipupo
Executives
Maple Finance Hires Katherine Kirkpatrick and Quinn Thompson to Continue Business Growth
2022-02-07T20:00:00.000+02:00
Maple Finance hires the General Counsel and Head of Growth experts.
The appointments will help the company to continue its business development.
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Nicholas Otieno
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CryptoCurrency
Serena Williams Invests in Nestcoin to Make Crypto Mainstream in Africa
2022-02-02T09:33:55.489+02:00
Nestcoin Raised $6.45 Million in the latest funding round
The funding will enable the African crypto firm to drive crypto adoption.
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Nicholas Otieno
FinTech
DueDil Partners with Umazi to Accelerate SME Corporate Due Diligence
2022-02-02T09:22:45.379+02:00
DueDil has formed a partnership with Umazi.
The partnership aims to accelerate automation of businesses’ KYC processes.
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Institutional FX
CySEC Reports €1.9Bn as 2020 Annual Income by Cyprus’ Investment Firms
2021-12-21T09:13:09.518+02:00
CySEC provides insights concerning Cyprus Investment Firms (CIF).
The report helps clients, partners and associates to avoid business risks.
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Nicholas Otieno
News
Investment App M1 Finance Secures $150 Million in Funding
2021-07-15T10:08:09.000+02:00
The company received a valuation of $1.45 billion.
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Bilal Jafar
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Executive Moves
Morningstar Appoints Andrew Lill CIO for the Americas
2018-11-13T09:46:33.000+02:00
Matt Wacher will replace Lill as CIO for the Asia-Pacific region.
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David Kimberley
Regulation
Thomson Reuters Launches Reporting Solution for Investment Firms
2018-09-03T18:23:33.000+02:00
RTS 27 Now will help systematic internalisers complete their first regulatory report.
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Celeste Skinner
Executive Moves
Macquarie Group Goes on Hiring Spree, Appoints Three New Senior Employees
2018-07-10T16:20:21.000+02:00
The new employees are an investment by the firm to strengthen and diversify its US cash equities business.
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Celeste Skinner
Brokers
RoboMarkets Receives Approval for Tied Agent in Spain
2018-06-21T16:26:12.000+02:00
The tied agent is part of the company’s plan to open more branches in Central and Western Europe.
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Celeste Skinner
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Regulation
Report Suggests Macquarie Will Lay Off EU Research Analysts
2018-05-08T08:51:42.000+02:00
The Australian investment bank looks set to reorganise its analyst teams in response to MiFID II regulation
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David Kimberley
News
Blockchain Investment Firm Pantera Goes Long On ‘Cypherium’
2018-02-15T09:50:03.000+02:00
Cypherium has branded itself as 'a highly scalable & permission-less hybrid blockchain platform.'
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Rachel McIntosh
Regulation
Japan’s MoF Issues Warnings over Investment Firm and Questionable ICO
2018-02-13T10:03:11.000+02:00
The warning encompasses both an illegitimate investment firm, as well as a blockchain company attempting to issue a questionable ICO.
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Brokers
KB Asset Management Partners with Eze Software for Launch of Offshore Fund
2017-12-28T19:20:42.000+02:00
Eze Software will provide support during the launch process.
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Regulation
Firms Given 6-Month Transition Period to Shore up LEI Obligations
2017-12-20T17:25:53.000+02:00
The move was largely expected with many investment firms unable to meet their obligations ahead of January 3.
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Jeff Patterson
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