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MiFID II
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Brokers
Rising Client Acquisition Costs Squeezing Small Brokers
2019-02-22T10:26:57.000+02:00
The increase in client acquisition costs driven by capital-rich brokers is reshaping the industry in the EU
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Technology
TRAction Delivers to Clients Best Execution Reporting Service
2018-12-19T11:10:35.000+02:00
As the due dates for best execution reporting are approaching the company is responding to client demand
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Regulation
Over 60% Of Firms Don’t Properly Tackle MiFID II Best Execution
2018-11-13T10:56:12.000+02:00
The findings reflect MiFID II’s complexity and that the delay of implementation is still a major risk.
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Regulation
ESMA Updates Portfolio Management and Robo-Advisor Guidelines
2018-11-06T16:45:24.000+02:00
Firms need to highlight to clients the importance of providing accurate information so they can determine suitable investments.
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Brokers
A Question of Loyalty: Brokers Demand More From Their Employees
2018-10-29T17:10:52.000+02:00
In the wake of a changing regulatory environment, brokers want loyalty in potential candidates.
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Technology
Itiviti Launches Trading Solution for FX Markets
2018-10-12T09:19:44.000+02:00
The solution has been designed to be compliant with recent regulatory changes, including MiFID II.
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Brokers
OANDA Almost Doubled Profits YoY for its European Operations in 2017
2018-10-04T09:50:04.000+02:00
The firm managed to increase its profits by 40 percent to £2.1 million.
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Brokers
CMC Markets Shares Plunge as Firm Downgrades Revenue Forecast
2018-09-25T09:55:36.000+02:00
After previously forecasting a yearly revenues drop between 10 and 15 percent, the company revisits its forecast
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Interviews
Exclusive: TigerWit's CEO - It's 'Survival of the Fittest' for EU Brokers
2018-09-20T17:03:17.000+02:00
We sat down with Tim Hughes to find out how the firm is dealing with the changing EU regulatory environment.
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Regulation
Cappitech and Trax Join Forces to Provide MiFID II Reporting Services
2018-09-20T10:11:18.000+02:00
The two firms have integrated their separate services to provide tailor-made solutions.
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Brokers
Brokers 'Exploiting Loopholes' Following 2018 Regulations
2018-09-17T09:14:21.000+02:00
Natallia Hunik lays out the current playing field and the secrets that brokers need to be aware of regarding M&A
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Jeff Patterson
News
Broadridge Launches Ex-Post Reporting Solution for MiFID II
2018-09-10T10:42:15.000+02:00
This is the latest of a suite of MiFID II-related services developed by Broadridge's FundAssist business.
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Analysis
Market Data Compliance: a New Headache for CFD Firms?
2018-09-04T08:28:39.000+02:00
"If you haven’t been contacted, then the chances are you will."
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Rod Martenstyn
Regulation
Thomson Reuters Launches Reporting Solution for Investment Firms
2018-09-03T18:23:33.000+02:00
RTS 27 Now will help systematic internalisers complete their first regulatory report.
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Brokers
Why Brokers Need to 'Keep Calm and Carry On'
2018-08-20T15:44:27.000+02:00
Is now the time for brokers to panic or is there light at the end of the tunnel?
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Finance Magnates Staff
Thought Leaders
Financial Commission Encourages Best Execution Standards for Members
2018-08-07T10:07:38.000+02:00
The Financial Commission has developed a new trade execution certification service with one of its partners.
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Regulation
ESMA Updates Reporting Demands, Adds Sub-Categories to CFDs
2018-08-06T14:56:55.000+02:00
As part of MiFID II/MiFIR regulations, ESMA has created the subclasses to better determine the liquidity of certain CFDs.
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Regulation
ESMA Clarifies How MiFID II and MiFIR Apply to non-EU Traders
2018-07-12T12:40:14.000+02:00
The updated Q&A clarifies the role of non-EU traders under its temporary restrictions on binary options and CFDs.
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Regulation
FlexTrade Boosts MiFID II Reporting Solutions with SmartStream Partnership
2018-07-10T12:00:05.000+02:00
The new service will be of particular use to hedge funds and asset managers that haven't built adequate compliance facilities
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David Kimberley
Technology
AI, Alternative Data and MiFID II: the Shifting Face of Investment Research
2018-06-28T16:09:04.000+02:00
Technological change and regulatory requirements are sparking massive change in buy-side firms' investment research efforts
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Regulation
ESMA Warns Grace Period for Firms to Meet LEI Obligations Will End in July
2018-06-20T14:50:30.000+02:00
ESMA has concluded it’s not necessary to extend the period due to a significant increase in LEI coverage.
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Exchanges
Nasdaq Joins SmartStream's Systematic Internalizer Registry
2018-06-13T12:15:15.000+02:00
Deutsche Boerse and Bloomberg are already a part of the registry which was formed in the wake of MiFID II requirements
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Regulation
Asset Managers Say MiFID Research Unbundling Will Expand to US and Asia
2018-06-12T19:45:43.000+02:00
83% of asset managers in US expect to be compliant with the MiFID II within the next four years.
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Execution
SIX Survey Shows Split Over MiFID II Capability to Change Liquidity Landscape
2018-05-29T22:10:36.000+02:00
Only 26 percent of those surveyed believed that only a handful of dark liquidity pools are ready shift to lit markets.
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Aziz Abdel-Qader
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Regulation
ESMA Provides Updates on 15 Minute Reporting Rules for Trading Venues
2018-05-29T16:11:12.000+02:00
Firms will have to make all published data machine readable
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See more
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