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Brokers

London Summit '17 Recap: What Was the Talk of the Town?

  • Couldn't make the London Summit? Find out what you missed!
Thursday, 16/11/2017 | 11:39 GMT by Jeff Patterson
Blogs

MIFID II Implications for IBs, Affiliates, and the FX Industry

  • Those hardest hit are small retail brokers whose client base is located within the European Union.
Thursday, 16/11/2017 | 10:12 GMT by Guest Contributors Institutional
Execution

Cappitech Launches New Best Execution Platform Ahead of MiFID II

  • New regulation this January means new headaches and costs for investment firms.
Monday, 13/11/2017 | 10:52 GMT by Jeff Patterson
Prime Brokerage

Exclusive: BNP Paribas’ Adrian Boehler Comments on the Hottest Industry Topics

  • The Global Co-Head of FXLM and Commodity Derivatives of BNP Paribas talks about the Global Code of Conduct, MiFID and more
Monday, 13/11/2017 | 09:00 GMT by Victor Golovtchenko
Execution

NEX Regulatory Reporting Embarks on Bid to Become an SFTR Trade Repository

  • The broader initiative will look to bridge multiple elements of NEX's services suite, connecting BrokerTec and ENSO.
Thursday, 09/11/2017 | 11:57 GMT by Jeff Patterson
Blogs

Two Months Until MiFID II Goes Live: What Should you be Doing?

  • With the deadline fast approaching for MiFID II, firms would be well served to take a few crucial steps.
Wednesday, 08/11/2017 | 08:59 GMT by Sophie Gerber
Regulation

BestX Adds Regulatory Reporting Module for FX to its Platform

  • The provider of one of the most advanced analytics solutions for best execution is upgrading its product.
Friday, 27/10/2017 | 17:10 GMT by Victor Golovtchenko
Exchanges

Spanish Exchange BME Adapts Fixed Income Market to Support MiFID II Reporting

  • BME is prepared to offer market members and their clients routing, trading and trade reporting services.
Wednesday, 25/10/2017 | 18:34 GMT by Aziz Abdel-Qader
Regulation

Lack of Awareness Surrounding MiFID II Deadline Could See €5m Fines

  • A study by NPL found that 34 percent of respondents were unable to pinpoint specific deadlines for compliance.
Monday, 23/10/2017 | 08:23 GMT by Jeff Patterson
Regulation

Firms Continuing to Tap Duco for MiFID II Reconciliation Ahead of January

  • Three new firms have launched a partnership to utilize Duco Cube for their MiFID II reporting obligations.
Thursday, 19/10/2017 | 08:08 GMT by Jeff Patterson
Regulation

FIX Trading Community Addresses MiFID II Obligations with New Release

  • The new document outlines obligations for Best Execution Reporting under MiFID II, namely RTS 27 and 28.
Wednesday, 18/10/2017 | 09:20 GMT by Jeff Patterson
Brokers

Latvian Financial Regulator Sends a Message to Cyprus Brokers

  • Brokers looking to operate in Latvia are asked to open a subsidiary or use a local tied agent.
Saturday, 14/10/2017 | 06:03 GMT by Victor Golovtchenko
Technology

Thomson Reuters Enhances MiFID II Research Management and Search Capabilities

  • These additions are part of a series of research solutions that Thomson Reuters continues to release in 2017.
Wednesday, 11/10/2017 | 15:50 GMT by Aziz Abdel-Qader
Brokers

London Summit Hits 1,000 Attendees as Reduced Prices Expire Soon

  • With attendance already up 60% since last year, don't miss out on the last week of reduced prices.
Tuesday, 10/10/2017 | 08:23 GMT by Jeff Patterson
Regulation

ESMA Stressing LEIs Under MiFID II, Urging Groups to Obtain Compliance

  • LEIs are central to matching and aggregating market data obligations under MiFID II.
Monday, 09/10/2017 | 09:12 GMT by Jeff Patterson
Regulation

Chief of French Regulator Mentions EU-Wide Ban on "Toxic" Products Ads

  • More EU-wide scrutiny over the FX industry may follow after the implementation of MiFID II/MiFIR.
Friday, 06/10/2017 | 17:24 GMT by Victor Golovtchenko
Regulation

Malta’s FX and CFDs Brokers May Need to Upgrade Their Licence Ahead of MiFID II

  • Firms will carefully review their trading behaviour to limit any unnecessary exposure as a result of becoming an SI.
Thursday, 05/10/2017 | 17:37 GMT by Aziz Abdel-Qader
Regulation

ANNA Derivatives Service Bureau Launches OTC Transactions Identification

  • MiFID II, which comes into force in January 2018, requires the use of unique ISIN numbers for certain OTC derivatives.
Monday, 02/10/2017 | 13:23 GMT by Aziz Abdel-Qader
Regulation

Bloomberg MiFID II Solution Secures FCA Approval for its ARM

  • The service has been certified by the FCA as an Approved Reporting Mechanism.
Friday, 29/09/2017 | 15:21 GMT by Aziz Abdel-Qader
Regulation

Thomson Reuters Adds MiFID II Solution to Address ‘No LEI, No Trade’ Mandate

  • The new service allows clients to identify those entities which have yet to request LEIs.
Thursday, 28/09/2017 | 18:52 GMT by Aziz Abdel-Qader
Blogs

Preparing For MiFID II – Is Your Content Marketing Up To Scratch?

  • All eyes will be on smooth execution with MiFID II rules affecting firms in multiple ways.
Thursday, 28/09/2017 | 10:00 GMT by Guest Contributors Institutional
Market News

Barings to Absorb External Research Cost Resulting from MiFID II Regulations

  • Firms are assessing the impact of rising costs resulting from the implementation of MiFID II.
Tuesday, 19/09/2017 | 18:05 GMT by Colin Firth
Regulation

Brokers, Proprietary Traders Facing New Regulatory Obligations Under MiFID II

  • UK-regulated venues may require an additional round of authorization ahead of MiFID's implementation this January.
Monday, 18/09/2017 | 10:23 GMT by Jeff Patterson
Brokers

London Summit 2017: Already 600 Attendees and Counting

  • This year's London Summit looks to be the largest to date with attendance already 30 percent higher than in 2016.
Thursday, 14/09/2017 | 07:04 GMT by Jeff Patterson
Brokers

London Summit 2017 : The Agenda Is Live!

  • Don't miss the biggest industry event of the year in London on November 14-15!
Thursday, 07/09/2017 | 09:03 GMT by Jeff Patterson
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