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Institutional FX

Deutsche Bank's 'Project Teal' Probe on FX Mis-Selling to End after 3 Years

  • ECB and BaFin are "not satisfied" with Deutsche Banks' internal probe.
  • The investigation may lead to another round of financial penalties.
Monday, 20/02/2023 | 12:47 GMT by Damian Chmiel
Regulation

Hong Kong’s SFC Signs MoU with ICAC to Fight Financial Crime

  • The MoU aims to strengthen collaboration between the two entities in order to combat illegal activity.
Monday, 19/08/2019 | 11:22 GMT by Celeste Skinner
Regulation

MAS to Focus on Helping Brokers Detect Customer Market Abuse

  • The regulator plans to do this by helping firms strengthen their internal controls.
Wednesday, 20/03/2019 | 07:23 GMT by Celeste Skinner
Regulation

Former Barclays FX Trader Acquitted of Market Manipulation

  • A US judge determined that the options markets aren’t government by clearly defined rules of trust.
Tuesday, 05/03/2019 | 08:05 GMT by Celeste Skinner
Regulation

SFC Issues Further Notices to Brokers for Client Misconduct

  • The three brokers have been issued the restriction notices as some of their clients are suspected of market misconduct.
Friday, 15/02/2019 | 09:52 GMT by Celeste Skinner
Brokers

SFC Issues Restriction Notices to Brokers for Client Misconduct

  • Clients from three brokers are suspected by the SFC of market misconduct.
Friday, 04/01/2019 | 10:13 GMT by Celeste Skinner
Regulation

FCA Fines Former Deutsche Bank Trader £180,000, Issues Indefinite Ban

  • Former interest rate derivatives trader at Deutsche, Guillaume Adolph, has been fined £180,000 and banned by the FCA.
Monday, 05/03/2018 | 14:13 GMT by Finance Magnates Staff
Regulation

Report on Global Regulation Shows Sanctions on the Rise in 2017

  • US regulatory bodies remain the lead enforcers of sanctions pertaining to market conduct violations.
Friday, 12/01/2018 | 13:53 GMT by Finance Magnates Staff
Regulation

ANZ Reaches $50m Settlement with ASIC Following Breach in Trading Conduct

  • A small group of ANZ traders engaged in misconduct on the BBSW market between 2010-12.
Friday, 10/11/2017 | 09:05 GMT by Jeff Patterson
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