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Regulation

NFA to Develop Required Testing for Swaps Traders

  • The proficiency requirements program is unlikely to be ready before early 2020
Wednesday, 06/06/2018 | 09:14 GMT by David Kimberley
Regulation

NFA Fines X-Change Financial Access $100,000

  • The firm was founded to have helped Jonathan Hansen execute trades despite a trading ban issued against him
Wednesday, 30/05/2018 | 07:15 GMT by David Kimberley
Regulation

National Futures Association Issues AML Warning to FCMs and IBs

  • NFA requires an independent testing of the adequacy of FCM’s and ‎IB’s ‎compliance program at least once every 12 months‎
Tuesday, 22/05/2018 | 22:33 GMT by Aziz Abdel-Qader
Regulation

NFA Announces Effective Date for Amended Rules of Trade Costs Disclosure

  • The recent amendments will take effect on April 5, 2018‎.
Thursday, 11/01/2018 | 18:43 GMT by Aziz Abdel-Qader
Regulation

NFA Swells Futures, Options Fees to $0.02 for Each Trade Side

  • The latest hike marks only the fourth time in NFA's 31-year history that it has ‎increased the fee.
Wednesday, 06/12/2017 | 19:50 GMT by Aziz Abdel-Qader
Regulation

Breaking: NFA Mandates Forex Brokers to Disclose Costs per Trade to Clients

  • The National Futures Association in the US is imposing a new disclosure requirement on brokers
Wednesday, 06/12/2017 | 08:33 GMT by Victor Golovtchenko
Regulation

Wall Street Pirate Management Shows Any Name is Good for a Fraud

  • The company and its owner Gary Creagh operated a commodity pool while concealing it from the NFA.
Monday, 26/06/2017 | 21:42 GMT by Victor Golovtchenko
Executive Moves

Trading Places: IS Prime Sees New Hire, OANDA Europe Loses its Director

  • Catch up on the latest executive moves from around the industry.
Sunday, 26/02/2017 | 08:53 GMT by Jeff Patterson
Executive Moves

National Futures Association Re-Elects Michael Dawley as its Chairman

  • Dawley has re-elected as the group's chairman, along with a cadre of other public directors.
Wednesday, 22/02/2017 | 11:49 GMT by Jeff Patterson
Blogs

The Most Trusted Jurisdictions For FX Regulation

  • Which jurisdictions are the most trusted in terms of FX regulation?
Friday, 10/02/2017 | 14:56 GMT by Guest Contributors
Brokers

GAIN CEO States Increased Regulation a Long-Term Positive for Industry

  • Glenn Stevens predicts further consolidation around a smaller number of larger firms.
Thursday, 09/02/2017 | 14:19 GMT by Jeff Patterson
Executive Moves

FastMatch Board Replaces Drew Niv, William Ahdout with Leucadia Execs

  • FXCM's Drew Niv and William Ahdout have been replaced on FastMatch's board of directors.
Tuesday, 07/02/2017 | 17:50 GMT by Jeff Patterson
Brokers

Breaking: FXCM's Share Prices Shed 50% of Market Value at Open

  • FXCM's share prices are in the red as the company moves to partition its US business.
Tuesday, 07/02/2017 | 14:30 GMT by Jeff Patterson
Brokers

Exclusive: NFA Charged FXCM for Using Own LP for No Dealing Desk Execution

  • US regulator NFA filed charges against FXCM and its principles on multiple counts.
Tuesday, 07/02/2017 | 04:20 GMT by Victor Golovtchenko
Regulation

NFA Activates New Forex Dealers Transparency Rule in March

  • The new NFA rule mandates brokers to provide clients with execution data within 30 minutes.
Friday, 06/01/2017 | 07:52 GMT by Victor Golovtchenko
Brokers

NFA Fines Avail Trading, David Manoukian $30k for Multiple Violations

  • Avail Trading and David Manoukian have settled with the NFA following a complaint earlier this year.
Monday, 19/12/2016 | 22:08 GMT by Jeff Patterson
Regulation

NFA Changes Margin Requirements on Forex Trades

  • NFA lowered the margin required for CHF trading for the first time since the SNB's Black Swan in 2015.
Tuesday, 29/11/2016 | 09:52 GMT by Aziz Abdel-Qader
Executive Moves

Thomas Sexton Tapped as President and CEO of NFA, Succeeding Daniel Roth

  • Thomas Sexton will step into the new role in March, with Roth helping foster a transition for the new CEO.
Friday, 18/11/2016 | 18:54 GMT by Jeff Patterson
Regulation

NFA Calls For Increases in Margin Requirements for FX Ahead of Election

  • The NFA will require forex dealers to collect and maintain updated margin requirements ahead of tomorrow's election.
Monday, 07/11/2016 | 18:39 GMT by Jeff Patterson
Regulation

NFA Bans US-Based IB and Imposes $15,000 Penalty for Operational Failures

  • The registered IB, forex and swap firm failed to implement an adequate AML program, amongst other violations.
Wednesday, 05/10/2016 | 07:31 GMT by Finance Magnates Staff
Regulation

NFA Reaches Settlement with ZuluTrade, Fines Giohais $30,000

  • ZuluTrade and its CEO receive a slap on the wrist from US watchdog.
Sunday, 02/10/2016 | 06:06 GMT by Avi Mizrahi
Brokers

US Retail Forex Funds Dropped in June, Latest FCM Data Shows

  • The latest CFTC report shows that the size of the American retail forex industry contracted in June 2016.
Thursday, 11/08/2016 | 07:55 GMT by Avi Mizrahi
Regulation

NFA Charges U.S. Introducing Broker Avail Trading Corp in Latest Complaint

  • In addition to Avail Trading Corp, the NFA separately charged Vincent Capital Group LLC.
Monday, 04/07/2016 | 10:20 GMT by Steven Hatzakis
Regulation

The Board of the NFA Approves $91m Budget for Fiscal 2017

  • The board of directors of the National Futures Association has outlined a 10% increase, primarily due to rising staff .
Tuesday, 24/05/2016 | 17:00 GMT by Victor Golovtchenko
Regulation

NFA Starts Looking for New Chair as Daniel Roth Prepares to Retire

  • The National Futures Association is going to have to find a new chair in the coming year.
Monday, 23/05/2016 | 18:45 GMT by Victor Golovtchenko
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