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Regulation

US Watchdog Issues New Complaint Against ZuluTrade

  • ZuluTrade was given 30 days to respond to the complaint; failure to respond will be considered an admission of guilt.
Sunday, 01/05/2016 | 09:03 GMT by Avi Mizrahi
Regulation

NFA Surprised During Surprise Audit, Bars CTA over Failure to Cooperate

  • NFA bars CTA Accusigma Corporation and its sole Principal Brent Parks.
Wednesday, 23/03/2016 | 20:28 GMT by Steven Hatzakis
Regulation

NFA Settles with California IB for $125000 over a Fabricated Email

  • Hollencrest Securities gets NFA fine after ex-employee fabricated email.
Thursday, 17/03/2016 | 15:55 GMT by Steven Hatzakis
Regulation

Breaking: NFA Forced Out IBFX from US Retail FX Market

  • The acquisition of U.S. and Australian accounts by OANDA couldn’t have been very costly.
Tuesday, 15/03/2016 | 16:54 GMT by Victor Golovtchenko
Products

FundSeeder Eyes Qualified Investor Capital for its Social Trading Network

  • Social trading effort sees synergetic offering through sister company to raise money from qualified investors and match them with traders.
Friday, 04/03/2016 | 21:54 GMT by Steven Hatzakis
Brokers

Investor Suing over Losses Led Avail Trading Corp to File Chapter 11

  • Investor losses drove Avial Trading Corp to seek chapter 11 protection.
Tuesday, 01/03/2016 | 15:36 GMT by Steven Hatzakis
Brokers

Avail Trading Corp Files for Chapter 11 in California

  • Avail Trading Corp filed for bankruptcy in the US while the UK business continues as a separate entity.
Monday, 29/02/2016 | 13:20 GMT by Steven Hatzakis
Regulation

When it's Time to Pull Out Before Getting Barred - NFA Bars CTA

  • NFA member firm TGI Capital Management Limited barred over repeated late filings and failure to respond, has 15 days to respond and appeal.
Thursday, 25/02/2016 | 22:08 GMT by Steven Hatzakis
Regulation

When it's time to Pull-out, Before Getting Barred, NFA Bars CTA

  • NFA member firm TGI Capital Management Limited barred over repeated late filings and unresponsiveness, has 15 days to appeal and respond.
Thursday, 25/02/2016 | 22:08 GMT by Steven Hatzakis
Regulation

NFA Imposes New Reporting Requirements On U.S Forex Dealers

  • FDMs are also now required to disclose the total liability owed to retail customers and to all ECP counterparties on their websites.
Wednesday, 09/12/2015 | 22:11 GMT by Avi Mizrahi
Regulation

NFA’s New Cybersecurity Guidance: What In-House Counsel Need to Know

  • The NFA is signaling that it expects either compliance with the “guidance” or an explanation as to why alternative methods are sufficient.
Tuesday, 03/11/2015 | 13:00 GMT by Guest Contributors
Regulation

American Watchdog Imposes New Cybersecurity Regulations

  • The newly approved information protection program includes several measures meant to prevent identity theft and hacking.
Sunday, 25/10/2015 | 12:14 GMT by Avi Mizrahi
Regulation

NFA Permanently Bans Philip Mack Worley and McElhannon Group After FX Fraud

  • Mr. Worley and the McElhannon Group were found to be using misleading promotional materials that guaranteed unrealistic returns.
Thursday, 22/10/2015 | 08:55 GMT by Jeff Patterson
Brokers

Financial Watchdogs Reshape Face of Retail Forex Industry Worldwide

  • IG Group, TradeKing, Saxo Bank, Exness and ACM Gold all appear in the passing week's top articles.
Sunday, 18/10/2015 | 10:03 GMT by Avi Mizrahi
Analysis

Dukascopy On the Hunt for Acquisitions as Volatility Returns

  • Additionally making the headlines over the past week are the stricter new security rules on American brokers and new website domain options.
Sunday, 06/09/2015 | 09:19 GMT by Avi Mizrahi
Brokers

Daily FX Brokers’ News: New US Capital Requirements, New Darwinex Filters

  • In the meantime, Alpari has taken an innovative approach towards stimulating its clients to generate trading volumes
Wednesday, 02/09/2015 | 11:34 GMT by Victor Golovtchenko
Regulation

NFA Proposes New Information Security Rules

  • The cybersecurity plan includes measures meant to prevent identity theft and hacking.
Monday, 31/08/2015 | 19:42 GMT by Avi Mizrahi
Regulation

CFTC Approves NFA Amended Rules to Better Protect Retail Forex Traders

  • The new rules require NFA forex dealer members to ramp up a range of risk management practices, including increasing capital requirements.
Thursday, 27/08/2015 | 20:50 GMT by Andy Traveller
Analysis

Analysis: Industry Comments on New NFA Regulatory Proposal

  • After the game-changing black swan from January this year, we are witnessing the first major consequences for U.S. regulated brokers
Tuesday, 02/06/2015 | 14:06 GMT by Victor Golovtchenko
Regulation

NFA Issues Complaint Against McElhannon Group Following Violations

Tuesday, 02/06/2015 | 11:54 GMT by Jeff Patterson
Regulation

NFA Ramps up Regulations in Reaction to the SNB Storm

  • Higher capital requirements and tighter risk management standards are around the corner for Futures Commission Merchants
Friday, 29/05/2015 | 08:44 GMT by Victor Golovtchenko
Brokers

How the First U.S Regulated Binary Brand Emerged and the Problem with NADEX

  • Exclusive first interview with the founder of Forest Park FX on the launch of the new CFTC-regulated binary options offering.
Monday, 27/04/2015 | 17:15 GMT by Avi Mizrahi
Brokers

Exclusive: Forest Park is SpotOption's First CFTC-Licensed U.S. Brand

  • Forest Park BX is the first introducing broker referring traders to the Cantor Exchange via a custom SpotOption white label.
Wednesday, 22/04/2015 | 18:18 GMT by Avi Mizrahi
Regulation

Emphatic FX Managed Account Suspended Whilst NFA Digs Deep during Investigation

Friday, 06/03/2015 | 07:23 GMT by Adil Siddiqui
Regulation

Global Futures Exchange Settles with NFA for $65,000

  • Global Futures settles with the NFA in a case about "failure to maintain complete and accurate financial records, prepare accurate net capital computations, and comply with the equity withdrawal restriction."
Tuesday, 10/02/2015 | 08:36 GMT by Ron Finberg
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