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Ontario
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Brokers
Ontario OSC Adds Status Markets to Its Warning List
2021-11-29T21:32:00.000+02:00
Status Markets is the most recent broker to be added to the OSC warning list.
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Regulation
Ontario OSC Fines Caldwell $2 Million for Best Execution Lapses
2019-07-19T21:56:58.000+02:00
Toronto-based firm executed most of its trades through an affiliated investment dealer, Caldwell Securities.
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News
New Extra-Simple Cryptocurrency Exchange for Canadians Launched in Toronto
2018-07-18T15:56:08.000+02:00
CoinSmart was "built by and for Canadians".
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Regulation
Ontario Securities Commission Warns Against Admiral Global
2017-01-17T19:03:48.000+02:00
OSC has updated its blacklist of companies that are illegally conducting financial services targeting provincial residents.
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Regulation
Ontario Securities Commission Adds B4Binary to its Warning List
2016-11-01T19:24:22.000+02:00
Canadian investors have been advised by the OSC to refrain from dealings with B4Binary.
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Regulation
Ontario Securities Commission Bans RBOptions 'Without Exceptions’
2016-09-29T18:02:53.000+02:00
RBOptions is a Canadian broker with a history of raising the hackles of financial regulators.
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Brokers
Ontario Securities Commission Adds Trade24 to its Warning List
2016-09-23T21:03:32.000+02:00
Canadian investors have been advised by OSC to refrain from dealings with Trade24.
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Brokers
OSC Warns of ‘High’ Returns in Forex, Binary Options and Marijuana
2014-07-21T17:45:40.000+02:00
The Ontario Securities Commission marked ‘hot’ investment trends in a report titled “Beware of the latest thing”. On the list are marijuana, Forex, and binary options investments: "big payouts come with big risks".
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Regulation
Belgian Regulator Warns against Binary Options, OSC against Optionrally
2014-05-06T12:02:12.000+02:00
The Belgian FSMA is warning potential investors in the product about the risks associated with trading binary options contracts, while Canadian regional regulators express their willingness to consolidate.
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Brokers
Binary Options Crackdown BCSC Warns of RBOptions, 24Options, GOoptions and TradeRush
2014-01-11T15:58:23.000+02:00
After its August warning of binary options providers, urging residents in its province of the risks, the latest warning about RBOptions comes from the British Columbia Securities Commission, as a wave of warnings builds.
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Regulation
North Of The Border: Ontario Securities Commission Sets Out Trade Reporting Rules
2013-11-15T12:41:30.000+02:00
The Ontario Securities Commission has announced a scope rule relating to the means by which OTC derivatives firms must provide transparent data to trade repositories, in order to achieve greater transparency
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Executive Moves
Ex-SunGard Executive Janice Robson Appointed CEO of Embium
2013-07-31T09:44:35.000+02:00
Canadian cloud-based automated trading technology company Embium yesterday announced the appointment of Ex-SunGard executive Janice Robson as Chief Executive Officer with the remit of expanding the business.
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Regulation
Complete Developments, Incomplete Integrity. Forex Ponzi Scheme Operators Prosecuted
2013-05-14T08:40:14.000+02:00
Fraudsters Hit with $23 million Civil Restitution Penalty after CFTC uncovers forex Ponzi Scheme, further demonstrating the continued efforts by the US regulatory authorities to root out the bad apples.
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Analysis
Dominion Investments Club - a Canadian Forez Ponzi scheme
2010-09-22T09:25:31.000+02:00
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