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FinTech

2 GlobeNewswire Employees Are Suspected of Insider Trading by the OSC

  • Two Canadian programmers that worked for Intrado Corporation are the prime suspects.
  • 250 instances were found by the Ontario Securities Commission.
Wednesday, 13/04/2022 | 09:38 GMT by Matti Williamson
Regulation

Bloomberg Platforms Settle with OSC for $3M over Registration Lapses

  • In addition to paying a fine of $2.5 million, Bloomberg units disgorged $663,000 in fees earned from Ontario-based investors.
Friday, 18/12/2020 | 21:52 GMT by Aziz Abdel-Qader
Regulation

Canada’s OSC Flags Forex Broker Axe Invest

  • Australian regulator ASIC has also warned against the entity.
Monday, 21/10/2019 | 19:57 GMT by Celeste Skinner
Regulation

Ontario Securities Commission Pays $5.6m to 3 Whistleblowers

  • This is the first time the Canadian regulator has paid whistleblowers for their help
Wednesday, 27/02/2019 | 17:24 GMT by David Kimberley
Education Center

OSC Launches Cryptocurrency Education Initiative

  • The Canadian regulator has written a guide to cryptocurrency and created a fake ICO website.
Friday, 02/11/2018 | 11:26 GMT by David Kimberley
Regulation

Canada’s OSC Alerts Public of Unlicensed FX Firm HQBroker

  • This is not the first time that HQBroker has been red-flagged for soliciting traders without regulatory permissions.
Friday, 13/07/2018 | 18:15 GMT by Aziz Abdel-Qader
Executive Moves

Canada’s OSC Appoints New Three Commissioners

  • OSC seeks to protect investors while promoting fair and efficient capital ‎markets throughout the province.
Friday, 26/01/2018 | 20:18 GMT by Aziz Abdel-Qader
Regulation

Canadian Binary Options Scams Utilize Kevin O’Leary Imagery to Dupe Investors

  • Binary options scammers are using the image of Canadian businessman Kevin O’Leary to legitimize their products.
Monday, 30/01/2017 | 18:39 GMT by Jeff Patterson
Regulation

Ontario Securities Commission Warns Against Admiral Global

  • OSC has updated its blacklist of companies that are illegally conducting financial services targeting provincial residents.
Tuesday, 17/01/2017 | 17:03 GMT by Aziz Abdel-Qader
Regulation

Canada's OSC Charges Vernon Smith with Multiple Securities Act Breaches

  • The Canadian watchdog has flagged another local resident for violating the law.
Thursday, 12/01/2017 | 09:16 GMT by Finance Magnates Staff
Regulation

Canadian Regulator OSC Warns Against Zurich Prime

  • The mandate of the OSC is to provide protection to investors from unfair and fraudulent practices in Ontario.
Friday, 25/11/2016 | 18:11 GMT by Aziz Abdel-Qader
News

ASIC and OSC Sign Agreement to Support Innovative Fintech Companies

  • The Canadian and Australian financial watchdogs have joined forces to encourage fintech firms realise their potential.
Wednesday, 02/11/2016 | 10:09 GMT by Finance Magnates Staff
News

OSC Launches Canada’s First Regulatory Sandbox for Fintech

  • The program has a dedicated website and already accepting now requests from eligible fintech businesses.
Monday, 24/10/2016 | 16:13 GMT by Aziz Abdel-Qader
Brokers

Canada’s OSC Warns against Two Unregistered Brokers

  • The brokers offer trading on a wide range of financial instruments including FX, options, CFD and precious metals.
Friday, 07/10/2016 | 21:23 GMT by Aziz Abdel-Qader
Regulation

Forex Broker AlfaTrade Exposed Again, This Time by Canada's OSC

  • This is the second warning from Canada’s regulators about the firm’s unlicensed activities.
Friday, 07/10/2016 | 06:57 GMT by Finance Magnates Staff
Executive Moves

Canada’s OSC Taps Jeff Kehoe as Enforcement Director

  • The mandate of the OSC is to provide protection to investors from unfair and fraudulent practices in Ontario.
Tuesday, 04/10/2016 | 18:20 GMT by Aziz Abdel-Qader
Brokers

Canadian Regulator OSC Warns Against MaxOptions

  • The binary options broker was also exposed by the Australian watchdog ASIC last month.
Wednesday, 27/07/2016 | 19:54 GMT by Aziz Abdel-Qader
Regulation

Canada’s OSC Charges Michelle Dunk for Fraudulent Trading Activities

  • Ontario resident Michelle Dunk has been charged for a series of violations of the law and is scheduled to appear in court.
Friday, 01/07/2016 | 12:16 GMT by Finance Magnates Staff
Executive Moves

Trading Places: New Faces at Top Lenders

  • Executive moves of the week.
Sunday, 19/06/2016 | 07:16 GMT by Jeff Patterson
Executive Moves

OSC Launches New Whistleblower Program Headed by Kelly Gorman

  • The OSC will be launching the country's first whistleblower-dedicated office, led by veteran Kelly Gorman.
Thursday, 16/06/2016 | 14:20 GMT by Jeff Patterson
Regulation

Canadian OSC Adds CherryTrade To Its Warning List

  • Another binary options broker is blacklisted by Ontario Securities Commission.
Thursday, 24/03/2016 | 09:07 GMT by Finance Magnates Staff
Regulation

Bloombex Options Exposed by Canadian OSC

  • Ontario Securities Commission adds another binary options broker to its warning list.
Tuesday, 08/03/2016 | 16:54 GMT by Victor Golovtchenko
Regulation

Ontario Securities Commission Issues Warning Against Costa Rican Chikara FX

  • Canadian investors have been advised by regional financial watchdog, Ontario Securities Commission, to refrain from dealings with the international managed and non-discretionary forex accounts provider Chikara FX.
Thursday, 12/02/2015 | 21:54 GMT by Adil Siddiqui
Regulation

OSC Changes Course, Proposes Fee Structure Reversal for Dealers & Fund Managers

  • The Ontario Securities Commission (OSC) has proposed a series of changes that if passed, will overtly change fee structures based on current market conditions in Canada for dealers and fund managers.
Friday, 19/09/2014 | 08:23 GMT by Jeff Patterson
Trending

FCA Clamps Down, Monex’s Toshihiko Katsuya Talks Japanese Volumes

  • The FCA and other regulators had an eventful week as numerous clones and unregistered forex entities permeated the market.
Friday, 25/07/2014 | 00:05 GMT by Jeff Patterson
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