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Regulation

FCA Issues COVID-19 Response and 2020 Expectations

  • On Thursday, the regulator said has two main priorities - operational and financial resilience.
Friday, 05/06/2020 | 05:40 GMT by Celeste Skinner
Analysis

Will The Bahamas Remain an Attractive Jurisdiction Post Leverage Caps?

  • What will be the after-effects of the new regulations?
Wednesday, 03/06/2020 | 09:39 GMT by Celeste Skinner
Regulation

ASIC Cancels AFS License of Australian Golden Securities

  • The cancellation is effective from the 21st of May 2020.
Monday, 01/06/2020 | 03:02 GMT by Celeste Skinner
Regulation

Breaking: SC of The Bahamas to Implement Massive Regulatory Changes

  • The regulator will ban binary options, implement leverage restrictions and more.
Friday, 29/05/2020 | 07:30 GMT by Celeste Skinner
Regulation

ASIC Suspends AFSL of Forex Plus for Six Months

  • According to ASIC, the company hadn’t been providing financial services for some time.
Thursday, 28/05/2020 | 06:39 GMT by Celeste Skinner
Regulation

Canadian Regulators Relax Filing Deadlines Amid COVID-19

  • The temporary relief is for investment funds and non-investment fund issuers.
Thursday, 21/05/2020 | 06:41 GMT by Celeste Skinner
Regulation

European Regulators Remove Temporary Short-Selling Bans

  • The measures will expire on the 18th or 19th of May 2020.
Monday, 18/05/2020 | 09:43 GMT by Celeste Skinner
Brokers

Exclusive: Pepperstone Responds to Brazil’s CVM Stop Order

  • The broker said that it is not licensed in Brazil and does not purport to be.
Thursday, 14/05/2020 | 08:08 GMT by Celeste Skinner
Regulation

Part Two: Must-Know Trends in Regulation for New Decade

  • Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
Tuesday, 12/05/2020 | 08:15 GMT by Quinn Perrott
Institutional FX

Turkish Regulator Lifts Lira Trading Ban with UBS, Citi, BNP

  • The three banks have now fulfilled their obligations in a reasonable time frame - BDDK
Monday, 11/05/2020 | 11:22 GMT by Finance Magnates Staff
Regulation

Part One: Must-Know Trends in Regulation for New Decade

  • Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
Monday, 11/05/2020 | 06:25 GMT by Quinn Perrott
Brokers

ASIC Cancels AFS License of Olive Financial Markets

  • Olive has appealed the decision with the Administrative Appeals Tribunal.
Tuesday, 05/05/2020 | 06:19 GMT by Celeste Skinner
Regulation

CySEC Proposes Enhancements to Client Fund Safeguarding by CIFs

  • The regulator has set out a number of ways in which the existing procedures could be strengthened.
Monday, 04/05/2020 | 11:32 GMT by Celeste Skinner
Regulation

Australian Inactive AFSL Holders at Risk of Forfeiting Licences

  • A number of AFSLs holding authorisations that cover retail FX brokerage operations are at risk of being cancelled.
Thursday, 23/04/2020 | 07:18 GMT by Celeste Skinner
Regulation

FMA Extends Short-Selling Ban, Focuses on New Net Short Positions

  • The prohibitions have been extended until the 18th of May 2020.
Thursday, 16/04/2020 | 12:33 GMT by Celeste Skinner
Regulation

ASIC Provides Further Guidance on Internal Market Making

  • The updated guidelines follow on from ASIC’s review of internal market-making in H2 of 2019.
Wednesday, 15/04/2020 | 06:54 GMT by Celeste Skinner
News

Revolut Transfers CEE Clients to Lithuanian Entity Ahead of Brexit

  • The challenger bank will be moving its Central and Eastern Europe clients to Revolut Payments UAB.
Tuesday, 14/04/2020 | 12:03 GMT by Celeste Skinner
Regulation

ASIC Steps up Market Supervision Amid COVID-19

  • The regulator wants to protect consumers who may be vulnerable to COVID-19 related scams.
Tuesday, 14/04/2020 | 08:07 GMT by Celeste Skinner
Brokers

How the Coronavirus Will Change Online Financial Services

  • The appeal of online trading is surging as volatility explodes across the markets.
Tuesday, 31/03/2020 | 10:10 GMT by Ben Myers
Exchanges

NZX Proposes to Structurally Separate Regulatory Function

  • The exchange is aiming to adopt a new regulatory operating and governance model.
Tuesday, 31/03/2020 | 06:02 GMT by Celeste Skinner
Regulation

FINRA Fines Morgan Stanley $300,000 for Reporting Failures

  • The regulator said the bank failed to timely report a number of fixed income transactions.
Thursday, 26/03/2020 | 08:35 GMT by Celeste Skinner
Thought Leaders

Can ODPs Bring Transparency to South Africa’s FX & Derivatives Industry?

  • The new regulations concerning ODPs are meant to ensure proper conduct by ODPs & protect investors
Thursday, 26/03/2020 | 08:00 GMT by Finance Magnates Staff
Regulation

FCA to Continue Short Selling Despite COVID-19 Volatility

  • Countries like France, Belgium, and Italy, have put an emergency ban on short selling.
Tuesday, 24/03/2020 | 08:01 GMT by Arnab Shome
Thought Leaders

CEO Spotlight: Alon Rajic on the Future of UK/EU Trade and Economics

  • Alon Rajic, founder and CEO of Finofin Ltd and owner of MoneyTransferComparison discusses the latest trends.
Monday, 24/02/2020 | 13:11 GMT by Finance Magnates Staff
News

Crypto Country: Singapore’s Bid to Become Fintech’s Largest Hub

  • The enforcement of Singapore's Payment Services Act has brought a new bout of attention to fintech in the country.
Friday, 21/02/2020 | 13:45 GMT by Rachel McIntosh
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