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Retail FX

Regulatory Sloth: FCA Sluggish in Adapting to Financial Market Crimes

  • The FCA is undergoing major reform to combat financial crime faster.
  • A National Audit Office report has highlighted the need to effectively manage these changes.
Monday, 11/12/2023 | 10:39 GMT by Damian Chmiel
CryptoCurrency

CFTC Tightens the Cryptocurrency Screw: In FY23, 50% of Cases Were Crypto-Related.

  • 49% of all regulatory actions concerned the digital assets market.
  • As part of the whistleblower program, the CFTC paid out $16 million in a year.
Wednesday, 08/11/2023 | 11:52 GMT by Damian Chmiel
Retail FX

FCA's Big Screen Debut Targets Investment Hype

  • The FCA launched a cinema ad campaign to educate the public about the risks of investment hype.
  • The ad will be shown before the new film ‘Dumb Money’, which explores the GameStop saga.
Monday, 25/09/2023 | 14:28 GMT by Damian Chmiel
CryptoCurrency

BaFin Doubles Crypto Regulatory Activities in 2023, Eyes AI

  • The regulator aims to build more trust in the cryptocurrency sector.
  • On top of that, it wants to leverage the opportunities offered by AI.
Thursday, 21/09/2023 | 08:55 GMT by Damian Chmiel
CryptoCurrency

JPEX's Legal Woes Could Signal Trouble for Hong Kong Crypto

  • HK authorities have arrested six people linked to an unlicensed cryptocurrency exchange.
  • The SFC has flagged complaints against JPEX involving more than $127.9 million in losses.
Tuesday, 19/09/2023 | 08:50 GMT by Damian Chmiel
FM-Events

Innovation vs Regulation: Who Drives the Future of the Payments Landscape?

  • Who is in charge of navigating innovation and regulation in the payments sphere?
Thursday, 07/09/2023 | 09:51 GMT by Jeff Patterson
Retail FX

No AFS License Needed until 2025: ASIC Extends FFSPs Transitional Relief Again

  • The Australian regulator extends the deadline for foreign firms.
  • The date has been set for 31 March 2025, pushing back the need for an Australian license.
Tuesday, 08/08/2023 | 05:08 GMT by Damian Chmiel
Retail FX

Your Gain, Their Pain: The UK Regulators Paying for Missteps in New Complaints Scheme

  • Three entities have concluded an overhaul of their regulatory complaints system.
  • Changes aim for enhanced transparency and clearer compensation guidelines.
Thursday, 27/07/2023 | 09:20 GMT by Damian Chmiel
Regulation

Legal Challenges in the Metaverse: Navigating Intellectual Property Rights

  • The regulatory landscape seems to be getting increasingly complex.
Tuesday, 25/07/2023 | 17:32 GMT by FM Contributors
Retail FX

FCA to Control 'Finfluencers' and Illegal Promotions on Social Media

  • The FCA wants to modernize the information that firms use in social media promotions.
  • The regulator continues its fight against rogue service providers.
Monday, 17/07/2023 | 08:53 GMT by Damian Chmiel
Institutional FX

ESMA Lauds National Regulators for Improving Oversight Roles

  • The regulators reviewed are from Cyprus, Greece, Iceland, the Netherlands, and Slovenia.
  • The report follows a peer review conducted in 2017.
Thursday, 13/07/2023 | 11:55 GMT by Jared Kirui
Institutional FX

ESMA Unveils Measures to Curb Securities Lending to Retail Investors

  • The new rules aim to protect traders in the securities markets.
  • The guidelines prevent the use of clients' financial instruments without their consent.
Wednesday, 12/07/2023 | 19:33 GMT by Jared Kirui
Retail FX

FCA Unveils Consolidated Tape to Lower Trading Costs in the UK Financial Market

  • The consolidated tape should provide low-cost and clear trading data.
  • The new measure will be implemented for bonds and later for equities.
Wednesday, 05/07/2023 | 09:37 GMT by Damian Chmiel
Regulation

Regtech Innovations: Transforming Compliance in the Digital Age

  • The pros and cons of Regtech
Wednesday, 28/06/2023 | 14:12 GMT by FM Contributors
Education Center

The Efficacy and Effectiveness of Fintech Sandboxes

  • The pros and cons of sandboxes.
Monday, 26/06/2023 | 23:00 GMT by FM Contributors
CryptoCurrency

CoinEX to Exit New York, Pay $1.7M in Settlement

  • Attorney General Letitia James has accused the exchange of failing to register.
  • CoinEX is to refund investors and cease operations in New York.
Friday, 16/06/2023 | 15:03 GMT by Jared Kirui
CryptoCurrency

Bankrupt Bittrex to Begin Customer Payouts despite US Objections

  • The withdrawal process will start on Thursday, 15 June.
  • However, US says Bittrex should pay penalties and settlements first.
Wednesday, 14/06/2023 | 10:12 GMT by Damian Chmiel
Regulation

Regulatory Changes in CFD Trading: What Traders Need to Know

  • Why regulation matters?
Wednesday, 17/05/2023 | 15:56 GMT by FM Contributors
Institutional FX

Goldman Sachs Fined $3M for Mismarking 60M Short Sale Orders

  • The mismarking was caused by a coding error.
  • The global bank agreed to the fine without admitting or denying FINRA findings.
Wednesday, 05/04/2023 | 12:43 GMT by Solomon Oladipupo
Retail FX

The FCA Wants Greater Investor Protection. This is Their Plan

  • The FCA has entered the second year of its three-year strategy.
  • It accelerates its work in four main areas, focusing on further investment and increased resources.
Wednesday, 05/04/2023 | 11:16 GMT by Damian Chmiel
Op-ed
Op-ed
FinTech
Op-ed
Op-ed

The Fall of Credit Suisse Gives Wings to PSD2

  • The directive that regulates the field of electronic money institutions is the cornerstone of open banking licensing.
  • The collapse of Credit Suisse has similar indicators in the US to Silvergate and Silicon Valley Bank.
Tuesday, 04/04/2023 | 08:26 GMT by Ella Rosenberg
Institutional FX

European Regulator Slammed 225 Securities Issuers in 2022

  • Issuers' biggest failing relates to accounting for financial instruments, ESMA says.
  • The regulator examined 640 IFRS-compliant financial statements in 2022.
Wednesday, 29/03/2023 | 14:04 GMT by Solomon Oladipupo
Retail FX

ESMA Criticizes Fractional Shares, Says They Mislead Investors

  • ESMA warns about fractional shares misrepresentation.
  • The supervisor urges firms to implement additional measures for investor protection.
Tuesday, 28/03/2023 | 11:32 GMT by Damian Chmiel
CryptoCurrency

Hong Kong to Start Regulating Crypto in June 2023, 80 Companies Want to Join

  • More than 80 companies are waiting in line to join Hong Kong's web3 ecosystem.
  • The region is preparing to launch VA regulations in June 2023.
Monday, 20/03/2023 | 09:25 GMT by Damian Chmiel
FinTech

FCA Scolds Payment Firms over 'Lack of Controls'

  • The regulator said some firms are posing "unacceptable risks" to customers.
  • The FCA has also seen evidence of "elevated fraud rates" among some firms.
Friday, 17/03/2023 | 20:43 GMT by Solomon Oladipupo
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