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Brokers

Breaking: Polish Regulators Accuse XTB of Fraud as Share Prices Plunge 35%

  • XTB has already pushed back on the KNF's assessment, submitting legal objections in their defense.
Monday, 13/11/2017 | 12:12 GMT by Jeff Patterson
Execution

Cappitech Launches New Best Execution Platform Ahead of MiFID II

  • New regulation this January means new headaches and costs for investment firms.
Monday, 13/11/2017 | 10:52 GMT by Jeff Patterson
Thought Leaders

Serenity Financial Offering Unrivaled Level of Customer Protection

  • Serenity Financial will help shore up a regulatory blind spot for traders with the full protection of their funds.
Monday, 13/11/2017 | 09:00 GMT by Jeff Patterson
Regulation

Dragon Options and Tao Trade Renounce CySEC License, Get Term to Repay

  • CySEC has presented the company operating Dragon Options and Tao Trade with 3 months to settle obligations.
Friday, 10/11/2017 | 14:46 GMT by Victor Golovtchenko
Brokers

Final Countdown: London Summit Edges Towards 2K Attendees

  • With only a few days remaining until the summit, it's time to pack your bags and finalize your plans!
Friday, 10/11/2017 | 10:10 GMT by Jeff Patterson
Regulation

ANZ Reaches $50m Settlement with ASIC Following Breach in Trading Conduct

  • A small group of ANZ traders engaged in misconduct on the BBSW market between 2010-12.
Friday, 10/11/2017 | 09:05 GMT by Jeff Patterson
Brokers

China to Scrap Foreign Ownership Rules for Fintech Companies

  • In a major turn of events, the online trading industry should perhaps be hailing... Donald Trump.
Friday, 10/11/2017 | 08:51 GMT by Victor Golovtchenko
News

SEC Chair Blasts ICOs, Warns Some Tokens Resemble Securities

  • ICOs which provide investors with a stake in a given company may be subject to Uncle Sam’s far-reaching arm.
Thursday, 09/11/2017 | 20:45 GMT by Victor Golovtchenko
News

Germany's BaFin Takes Aim at ICOs, Warns Public Against Investment Risks

  • German authorities have taken steps to inform the public about ICOs and the risks tied to them.
Thursday, 09/11/2017 | 14:13 GMT by Jeff Patterson
Execution

NEX Regulatory Reporting Embarks on Bid to Become an SFTR Trade Repository

  • The broader initiative will look to bridge multiple elements of NEX's services suite, connecting BrokerTec and ENSO.
Thursday, 09/11/2017 | 11:57 GMT by Jeff Patterson
Blogs

Two Months Until MiFID II Goes Live: What Should you be Doing?

  • With the deadline fast approaching for MiFID II, firms would be well served to take a few crucial steps.
Wednesday, 08/11/2017 | 08:59 GMT by Sophie Gerber
Thought Leaders

Why Content Marketing is Instrumental for ICOs

  • What is an ICO and why is content marketing for ICOs important?
Wednesday, 01/11/2017 | 10:54 GMT by FM
Brokers

London Summit to See Over 2,000 Attendees!

  • 1,600 have already registered to Europe's largest trading event.
Wednesday, 01/11/2017 | 08:48 GMT by Jeff Patterson
Regulation

BestX Adds Regulatory Reporting Module for FX to its Platform

  • The provider of one of the most advanced analytics solutions for best execution is upgrading its product.
Friday, 27/10/2017 | 17:10 GMT by Victor Golovtchenko
Blogs

Top of Book a Top Concern for Compliance Officers at Australian FX Brokers

  • ASIC-regulated brokers should evaluate their procedures to ensure that they are compliant with Australian laws.
Wednesday, 25/10/2017 | 09:58 GMT by Guest Contributors
Regulation

FCA Complaints about FX, CFDs and Spreadbetting are 0.1% of Total

  • This is the first time that the FCA has published such data relating to the online retail trading industry.
Monday, 23/10/2017 | 19:00 GMT by Victor Golovtchenko
Regulation

FCA Issues £34.5m Fine Against Merrill Lynch International

  • The fine represents a hardened stance by the FCA and its first enforcement action against a firm for an EMIR lapse.
Monday, 23/10/2017 | 14:24 GMT by Jeff Patterson
News

FCA Issues Sandbox Report Outlining Firms' Progress

  • The report outlines the progress of fifty participating firms in its latest cohort analysis.
Friday, 20/10/2017 | 11:19 GMT by Jeff Patterson
Regulation

Ex-HSBC Trader Mark Johnson Awaits Final Verdict After Closing Arguments

  • Johnson faces jail time if convicted, setting a historic precedent for market abuse
Thursday, 19/10/2017 | 13:39 GMT by Jeff Patterson
Regulation

Firms Continuing to Tap Duco for MiFID II Reconciliation Ahead of January

  • Three new firms have launched a partnership to utilize Duco Cube for their MiFID II reporting obligations.
Thursday, 19/10/2017 | 08:08 GMT by Jeff Patterson
Regulation

FIX Trading Community Addresses MiFID II Obligations with New Release

  • The new document outlines obligations for Best Execution Reporting under MiFID II, namely RTS 27 and 28.
Wednesday, 18/10/2017 | 09:20 GMT by Jeff Patterson
Brokers

What People Say About #LondonSummit17

  • It's free, it's engaging, and will boost your brand awareness. So why not?
Tuesday, 17/10/2017 | 10:53 GMT by Jeff Patterson
Regulation

FCA Issues Warning Against Clone Firm RTC Finance

  • RTC Finance is operating as a clone of EEA-registered Spot Capital Markets, drawing the latest FCA warning.
Tuesday, 17/10/2017 | 09:03 GMT by Jeff Patterson
FinTech

What Can RegTech Do For You?

  • It is almost impossible to keep up with the surge of regulation without utilizing new technology.
Monday, 16/10/2017 | 09:31 GMT by Jeff Patterson
Regulation

NZ's FMA Issues Warning Against the Financial Service Provider Commission

  • The FMA has uncovered a clone group posing as its own Financial Service Providers Register.
Friday, 13/10/2017 | 07:13 GMT by Jeff Patterson
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