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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
Embattled ex-HSBC Johnson Pushes Back on Allegations, ‘Fair all around’
2017-10-12T12:19:39.000+02:00
Johnson continues to affirm his innocence surrounding the Cairn Energy deal despite mounting evidence against him.
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Regulation
Arab Global Commodities DMCC Settles Spoofing Charges with CFTC
2017-10-11T09:03:37.000+02:00
AGC reached a $300k settlement with the CFTC after one of its traders engaged in copper spoofing in 2016.
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Executive Moves
ActivTrades Secures Patrick Storey as Non-Executive Director
2017-10-10T12:10:52.000+02:00
Mr. Storey will advise ActivTrades after three decades at Grant Thornton.
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Brokers
London Summit Hits 1,000 Attendees as Reduced Prices Expire Soon
2017-10-10T10:23:59.000+02:00
With attendance already up 60% since last year, don't miss out on the last week of reduced prices.
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Prime Brokerage
Deutsche Bank's CEO Cryan on the Hot Seat as Investor Patience Wanes
2017-10-10T08:38:32.000+02:00
Key investors have opened the door to a potential replacement as early as May 2018.
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Execution
ASIC, RBA Endorse New ASX BBSW Trade Reporting Guidelines
2017-10-10T08:05:42.000+02:00
The BBSW methodology will now be utilizing a larger sample size of market transactions.
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Regulation
ESMA Stressing LEIs Under MiFID II, Urging Groups to Obtain Compliance
2017-10-09T11:12:54.000+02:00
LEIs are central to matching and aggregating market data obligations under MiFID II.
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Regulation
HSBC Traders Tip Each Other Off Using Coded Lingo
2017-10-06T11:29:25.000+02:00
Mark Johnson allegedly tipped off other traders using code words ‘my watch is off’, netting nearly $8m in trades.
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Regulation
Malta’s FX and CFDs Brokers May Need to Upgrade Their Licence Ahead of MiFID II
2017-10-05T19:37:53.000+02:00
Firms will carefully review their trading behaviour to limit any unnecessary exposure as a result of becoming an SI.
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News
US' Extradition Request of Alexander Vinnik Cleared by Greek Court
2017-10-05T09:19:13.000+02:00
Vinnik's fate now is up to the Greek justice minister, with his extradition to the US quickly becoming a reality
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Bloggers
SEC’s Warning Shots Over ICOs
2017-10-03T20:03:18.000+02:00
ICOs have drawn the attention of regulatory authorities in the US.
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Brokers
AJF Financial Services Renounces its CySEC CIF Authorization
2017-10-03T15:46:18.000+02:00
UPADTE: a previous version of this article has incorrectly stated that AJF's license was renounced by CySEC.
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News
SEC Stonewalls Two Proposals for Bitcoin Listings
2017-09-29T07:53:33.000+02:00
ICE's NYSE Arca and Van Eck Associates Corp have both withdrawn applications for Bitcoin listings.
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Blogs
Preparing For MiFID II – Is Your Content Marketing Up To Scratch?
2017-09-28T12:00:47.000+02:00
All eyes will be on smooth execution with MiFID II rules affecting firms in multiple ways.
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Regulation
OpenMarkets Australia Pays $200,000 Penalty Following ASIC Notice
2017-09-28T07:56:09.000+02:00
OpenMarkets Australia was deemed to have breached market integrity rules with ASX and Chi-X Australia Market.
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Brokers
Georgian Forex Broker HDForex Joins the Financial Commission
2017-09-27T23:35:03.000+02:00
HDForex is one of a handful of brokerage firms that offer forex and binary options in the Georgian market.
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Execution
MarketAxess Expands Asian Footprint with Regulatory Approval in Singapore
2017-09-25T11:51:08.000+02:00
MarketAxess has been approved as a Recognised Market Operator by the Monetary Authority of Singapore.
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Regulation
ETrade HK Fined for Unauthorized Marketing in Hong Kong
2017-09-22T17:03:59.000+02:00
ETrade US was fined for licensing lapses by the Hong Kong regulator.
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News
FINMA Shuts Down E-Coin Racket Amidst Domestic Crackdown
2017-09-19T13:34:48.000+02:00
QUID PRO QUO Association has been closed down for providing nearly $4.2m in fake cryptocurrency.
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Regulation
Brokers, Proprietary Traders Facing New Regulatory Obligations Under MiFID II
2017-09-18T12:23:36.000+02:00
UK-regulated venues may require an additional round of authorization ahead of MiFID's implementation this January.
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Brokers
London Summit 2017: Already 600 Attendees and Counting
2017-09-14T09:04:47.000+02:00
This year's London Summit looks to be the largest to date with attendance already 30 percent higher than in 2016.
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Bloggers
Should Brokers Be Cashing In On the Cryptocurrency Craze?
2017-09-12T15:36:16.000+02:00
Brokers face are a number of significant challenges when offering cryptocurrencies.
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Regulation
Exclusive: eToro Stops Offering FX Trading in Russia
2017-09-12T14:20:38.000+02:00
eToro’s clients in Russia will still be able to trade CFDs on shares, commodities and cryptocurrencies.
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News
Breaking: FCA Warns of ICOs, Focusing on Firms Engaging in Regulated Activities
2017-09-12T12:35:39.000+02:00
Companies listing via ICO and providing services that are normally regulated will be specifically targeted.
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Regulation
Asset Managers Poised to Absorb Research Burdens Imposed Under MiFID II
2017-09-07T10:54:17.000+02:00
New rules under MiFID II are causing asset managers to internalize research costs.
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