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Regulation

Exclusive: ayondo's BaFin License Took About One Year to Obtain

  • The company’s newly acquired portfolio management license will be used across the EU.
Tuesday, 05/09/2017 | 13:21 GMT by Victor Golovtchenko
News

Hong Kong Regulators Warn ICO Tokens May be Securities Under the Law

  • Unlike the regulators in mainland China, the SFC did not go the extra step and ban ICOs altogether.
Tuesday, 05/09/2017 | 10:07 GMT by Avi Mizrahi
Regulation

MoF Issues Warning Against Two Unauthorized Brokerages

  • The unlicensed forex and binary options brokers are HF Markets and M Carlo Capital.
Thursday, 31/08/2017 | 09:47 GMT by Finance Magnates Staff
Regulation

The Financial Commission Certifies RAMMFX Trading Platform

  • This trading platform is the latest to be approved by the dispute settlement organization.
Wednesday, 30/08/2017 | 17:30 GMT by Finance Magnates Staff
News

Tramonex and Now Money Join Bahrain Central Bank's Fintech Sandbox

  • This environment has been established with the intention of emphasizing Bahrain as a fintech hub.
Wednesday, 30/08/2017 | 12:57 GMT by Finance Magnates Staff
Regulation

IFSC Alerts Belizean Traders to Unlicensed Forex Brokerage

  • Individuals who encounter GNTFX representatives are strongly advised not to sign up with or transfer funds to this company.
Wednesday, 30/08/2017 | 12:34 GMT by Finance Magnates Staff
News

Financial Commission Will Now Serve Technology Certification to ICO Issuers

  • ICO issuers interested in a Financial Commission certificate will have to meet the regulator's demands.
Tuesday, 29/08/2017 | 17:11 GMT by Finance Magnates Staff
Regulation

TigerWit Obtains Broker Dealer License in the Bahamas

  • The Securities Commission of the Bahamas has a $300,000 capital requirement for market makers.
Tuesday, 29/08/2017 | 09:19 GMT by Victor Golovtchenko
Regulation

Trax Gains APA Authorization for its MiFID II Solutions Suite

  • Today's FCA authorization opens up new opportunities for Trax's offering as MiFID II looms.
Friday, 25/08/2017 | 12:35 GMT by Jeff Patterson
Regulation

NEX Regulatory Reporting Garners FCA Approval as APA Ahead of MiFID II

  • APA authorization will enable the provision of an upgraded MiFID II services suite.
Friday, 25/08/2017 | 09:03 GMT by Jeff Patterson
Regulation

SFC Issues Warning Against FHSG Capital Investments

  • The firm has been caught red handed soliciting and offering clients financial services despite being unauthorized.
Thursday, 24/08/2017 | 08:04 GMT by Finance Magnates Staff
Regulation

FCA Alerts Traders to FXCM Clone Company

  • The brokerage’s imitator claims offices in China, unlike the actual broker's address in the UK.
Tuesday, 22/08/2017 | 16:00 GMT by Finance Magnates Staff
Retail FX

FCA Warns Against Active Funds ICAV Copycat Brokerage

  • The British Financial watchdog has alerted traders that this online trading company may be running a scam operation.
Tuesday, 22/08/2017 | 13:09 GMT by Finance Magnates Staff
News

Australian Senators Launch Joint Blockchain Group

  • Blockchain's clout is growing in Australia, now boosted by bipartisan support.
Tuesday, 22/08/2017 | 11:01 GMT by Jeff Patterson
Prime Brokerage

Countdown to January: the Double-Edged Sword of MiFID II

  • Increased transparency and new regulations could come at a cost.
Tuesday, 22/08/2017 | 09:43 GMT by Jeff Patterson
Regulation

Japanese Kanto Local Finance Bureau Issues Warning against At.Dear

  • The Japanese regulator states that the unlicensed brokerage has been soliciting local clients.
Monday, 21/08/2017 | 13:19 GMT by Finance Magnates Staff
Regulation

ASIC Warns against 10 Unlicensed Firms

  • The Australian regulatory authority has alerted the local trading community that these firms could be scams.
Monday, 21/08/2017 | 12:06 GMT by Finance Magnates Staff
Regulation

Will Encrypted Social Apps Signal a New Era in Insider Trading Schemes?

  • White-collar criminals are using new mediums such as encrypted social apps to mask sensitive data sharing.
Monday, 21/08/2017 | 08:50 GMT by Jeff Patterson
Regulation

FSMA Warns Against Six New Boiler Room Scams Targeting Belgian Investors

  • Six new boiler rooms have been brought to light by the Belgian regulator.
Friday, 18/08/2017 | 10:09 GMT by Jeff Patterson
Regulation

Deutsche Börse Probe Expanding to Include Management

  • CEO Carsten Kengeter is no longer the only member of the group's senior management under investigation.
Thursday, 17/08/2017 | 10:25 GMT by Jeff Patterson
Regulation

CLS Backs FX Global Code, Launching Public Register for Settlement Members

  • CLS has issued a declaration of support for the code, with a new register disclosing settlement members' support.
Wednesday, 16/08/2017 | 10:27 GMT by Jeff Patterson
News

Italian Anti-Trust Body Fines OneCoin Promoters €2.6 Million

  • The Italian Competition Authority’s investigation found the OneCoin promoters guilty of making unrealistic promises.
Tuesday, 15/08/2017 | 12:50 GMT by Finance Magnates Staff
Blogs

Senior Managers Regime Compliance Could Usher in a New Era of Joint Working

  • The new SMR seeks to strengthen personal accountability in financial institutions.
Monday, 14/08/2017 | 19:59 GMT by Guest Contributors Institutional
Regulation

Analysis: What Impact Will MiFID II Have on Data Management?

  • What does MiFID II mean for data management and disclosures for investment firms?
Thursday, 10/08/2017 | 10:02 GMT by Jeff Patterson
Execution

NEX Optimisation Undergoes Network Upgrade for Harmony Ahead of MIFID II

  • The upgrade will strengthen transparency measures surrounding Traiana's Harmony messaging network.
Tuesday, 08/08/2017 | 10:51 GMT by Jeff Patterson
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