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Institutional FX

FINRA Fines RBC Capital Markets $360k for Supervisory Failure

  • The failure occurred between June 2018 and February 2020.
  • FINRA recently fined RBC Capital Markets $90k over anticipatory hedging violations.
Tuesday, 01/11/2022 | 16:55 GMT by Solomon Oladipupo
Retail FX

How Big Tech May Impact Financial Industry Competiton? FCA Wants to Know

  • The FCA is waiting for views on possible harm and benefits from Big Tech companies.
  • Responses can be provided by 15 January, 2023.
Tuesday, 25/10/2022 | 16:01 GMT by Damian Chmiel
FinTech

Regulation Roundup: Everything You Need to Know for 2023

  • Leading experts in regulation and reporting to provide insight into the big picture.
Tuesday, 25/10/2022 | 14:08 GMT by Finance Magnates Staff
Thought Leaders

MultiBank Group Announces Two Additional Licenses in UAE and Singapore

  • The new licenses help consolidate MultiBank's position as one of the most trusted brokers.
Wednesday, 19/10/2022 | 14:56 GMT by FM
Payments

KYC and Why it Matters

  • KYC requirements do far more than just verify identity.
Wednesday, 19/10/2022 | 08:48 GMT by Finance Magnates Staff
Op-ed
Op-ed
Technology
Op-ed
Op-ed

New Operational Resilience Regulations Loom amid Financial Sector’s Ongoing Outage Problem

  • Serious outages have plagued Financial sector institutions over the last few years.
  • FSIs are now entering a new regulatory landscape that demands preparation and change.
Wednesday, 19/10/2022 | 07:36 GMT by Ali Moinuddin
Retail FX

CySEC Fines General Capital Brokers €120k for Possible License Offense

  • The settlement covers possible lapses between November 2020 and October 2021.
  • CySEC reached a €100k agreement with ICC Intercertus Capital in August.
Friday, 14/10/2022 | 16:05 GMT by Solomon Oladipupo
Thought Leaders

GLEEC Obtains Licenses to Provide Crypto Services in 8 Countries

  • The licenses it has secured will enable GLEEC to provide a range of new crypto services.
Thursday, 13/10/2022 | 13:37 GMT by FM
Retail FX

US Watchdog CFTC Slams $720k Fine on 2 Chinese Firms for Wash Trading

  • The companies were charged with position limit violations and reporting failures.
  • The violations occurred between April 22 and May 1, 2020.
Friday, 23/09/2022 | 19:38 GMT by Solomon Oladipupo
Thought Leaders

The Standard DAO is Pioneering Stablecoins as the Calls for Regulation Grow Louder

  • What can innovators in the space do to avoid external regulation?
Friday, 16/09/2022 | 12:55 GMT by FM
Thought Leaders

Three Types of Fintech Scams You Should Know About: An OctaFX Guide

  • Fintech is evolving its security measures but fraudsters are still present in the industry
Monday, 12/09/2022 | 12:45 GMT by FM
Thought Leaders

Fast-Growing Crypto Asset Custody Solution HyperBC Obtains Lithuanian Financial License

  • The leading crypto custody solution provider enables the safe circulation of crypto assets.
Monday, 12/09/2022 | 08:40 GMT by FM
Regulation

Liz Truss Elected as UK's Next Prime Minister

  • The race has officially been called after Ms Truss won 57.4% of votes from Conservatives.
Monday, 05/09/2022 | 12:56 GMT by Finance Magnates Staff
Thought Leaders

ATFX Expands Services to LEVANT via New Jordan Operation

  • This move into Jordan has always been planned as an organic extension of our rapid growth.
Tuesday, 30/08/2022 | 15:21 GMT by FM
FinTech

LiquiTrade Is Operating ‘Illegal Banking Services’ in Germany, BaFin Says

  • BaFin said content of latoken.com justifies the conclusion.
  • It added that LiquiTrade Ltd is not licensed under the German Banking Act.
Friday, 12/08/2022 | 16:39 GMT by Solomon Oladipupo
Thought Leaders

Virtual Pay International Limited Obtains License from the Central Bank of Kenya (CBK)

  • Virtual Pay's objective is to play a pivotal role in the growth of the financial sector.
Friday, 12/08/2022 | 11:40 GMT by FM
Thought Leaders

Why eCommerce Businesses Should Use a Neobank

  • eCommerce have come to rely on the advantages provided by neobanks.
Friday, 05/08/2022 | 10:54 GMT by FM
Payments

Interchange Fees: Everything You Need to Know

  • Interchange fees are used to keep the payment systems functioning as securely as possible.
Thursday, 04/08/2022 | 08:55 GMT by Finance Magnates Staff
Thought Leaders

Finalto Certified by Singapore FinTech Association (SFA)

  • The certification is a benchmark qualification for the fintech industry in Singapore
Monday, 01/08/2022 | 09:12 GMT by FM
Thought Leaders

Multiple Offshore Jurisdictions with Deneo Partners

  • Many reputable brokers have wisely diversified their regulatory portfolio.
Thursday, 28/07/2022 | 15:15 GMT by FM
Regulation

CySEC Warns against ‘Finfluencers’ and Trading ‘Gamification’

  • The regulator launched a campaign to better educate the investors.
  • Several other regulators issued similar warnings before.
Tuesday, 19/07/2022 | 11:21 GMT by Arnab Shome
Op-ed
Op-ed
FinTech
Op-ed
Op-ed

Regulator Scrutiny: How Can We Support DeFi’s Sustainability?

  • Nowadays, the legal framework governing DeFi is still patchy.
  • DeFi offers the chance to put financial instruments in reach of anyone with a smartphone.
Tuesday, 21/06/2022 | 10:03 GMT by Brian Pasfield
Analysis
Analysis
CryptoCurrency
Analysis
Analysis

The Metaverse: Should It Be Regulated?

  • Experts agree that there are challenges ahead on the regulatory side of the metaverse.
  • Can the metaverse be defined in a single concept?
Saturday, 11/06/2022 | 08:29 GMT by Felipe Erazo
Regulation

Vanuatu’s FMA Seeks Improved Regulation, Physical Presence of Financial Dealers

  • It will require FDL holders to establish a physical presence on the island.
  • Vanuatu has become a popular jurisdiction for brokerages to seek offshore licenses.
Thursday, 09/06/2022 | 08:24 GMT by Arnab Shome
Thought Leaders

Finvasia’s Expansion into Europe

  • Finvasia is always looking for opportunities to become licensed in every market they enter
Tuesday, 07/06/2022 | 06:23 GMT by Finvasia
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