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FinTech

EU's Gatekeeper Status and Media Dynamics

  • From DMA to information governance?
Monday, 20/11/2023 | 16:17 GMT by Pedro Ferreira
FinTech

The Great Wall of Algorithms: US-China Relations and the Future of Global AI Governance

  • Can divergent paths have converging codes?
Friday, 17/11/2023 | 14:05 GMT by Pedro Ferreira
Retail FX

Cyprus Police Warn of Telephone Scam as Fraudsters Pose as Market Watchdogs

  • Fraudsters are posing as officials from Capital Market Commission in telephone scams.
  • CySEC has cautioned against fraudsters impersonating its officers.
Thursday, 16/11/2023 | 15:07 GMT by Jared Kirui
CryptoCurrency

FCA Unveils Fresh Guidance amidst Crypto Marketing Turmoil in the UK

  • The new crypto marketing rules have been in effect in the UK for a month.
  • Many firms still fail to meet the requirements, so the FCA is publishing new guidance.
Thursday, 02/11/2023 | 13:31 GMT by Damian Chmiel
FinTech

EU and Canada Blaze Trail with New AI Laws, While US Holds Back

  • Finance Magnates maps the stance of top countries on laws around AI.
  • EU remains at the forefront with the proposed AI act.
Thursday, 19/10/2023 | 13:40 GMT by Sam White
Retail FX

SEC to Prohibit Volume-Based Transaction Pricing among Stock Brokers

  • The regulator had introduced a new proposal aimed at enhancing transparency.
  • The SEC seeks to level the playing field for broker-dealers of all sizes.
Wednesday, 18/10/2023 | 20:37 GMT by Jared Kirui
Institutional FX

How ESMA's New Rules Could Tame the Market's Wild Rides

  • ESMA issues new guidelines to improve circuit breakers for market stability.
  • New rules aim to manage volatility after recent market shocks.
Thursday, 12/10/2023 | 10:07 GMT by Damian Chmiel
Institutional FX

FSMA: Scammers Pose as Major Banks to Defraud Unsuspecting Consumers

  • Victims are lured with promises of high returns but end up losing their money.
  • The FSMA has issued warnings about fraudsters who use fake bank identities.
Monday, 09/10/2023 | 19:23 GMT by Jared Kirui
Institutional FX

Canada Adopts International Standards to Regulate Derivatives Dealers

  • The new regulation includes mandates on fair dealing and managing conflict of interest.
  • The business conduct rule will become effective on September 28, 2024.
Thursday, 28/09/2023 | 20:50 GMT by Jared Kirui
CryptoCurrency

Hong Kong's Biggest Crypto Scam? Influencer Joseph Lam Severs Ties with JPEX

  • Lam’s disassociation with JPEX has raised concerns among investors.
  • The case in question involves a staggering HK$1.37 billion.
Friday, 22/09/2023 | 21:19 GMT by Jared Kirui
CryptoCurrency

Citadel Securities Slapped with $7M Fine for Coding Error, SEC Says

  • The coding error allegedly led to millions of mismarked orders over five years.
  • Citadel has agreed to censure, penalty, and remediation in the settlement.
Friday, 22/09/2023 | 17:42 GMT by Jared Kirui
Regulation

What Does the CFTC Mean When it Says it Wants to Modernize Investor Protection?

  • A look into the latest CFTC proposal.
Friday, 15/09/2023 | 13:25 GMT by Pedro Ferreira
Retail FX

CySEC Counters Investment Scams: Warns against Impersonators and Fake Websites

  • This alert involves individuals impersonating CySEC's representatives.
  • The fraudsters allegedly solicit fees from investors for fake compensation claims.
Thursday, 07/09/2023 | 14:04 GMT by Jared Kirui
Institutional FX

Swiss FINMA Licensing Surge: 950 Portfolio Managers and Trustees Get the Green Light

  • The regulator received 1,749 license applications as of June 30.
  • The licensing process involves registration, application preparation, and supervision confirmation.
Friday, 18/08/2023 | 15:53 GMT by Jared Kirui
FinTech

Regtech Trends: Why Data Architecture Matters

  • Get to know the evolution of data management
Wednesday, 09/08/2023 | 20:54 GMT by Pedro Ferreira
Institutional FX

SEC Fines 11 Wall Street Firms for Alleged Recordkeeping Violations

  • The companies were fined a combined penalty of USD $289 million.
  • Separately, similar charges have been raised by the CFTC.
Tuesday, 08/08/2023 | 19:43 GMT by Jared Kirui
Regulation

Navigating the Regulatory Landscape for Fintech Companies

  • Is a collaborative regulatory framework possible?
Wednesday, 26/07/2023 | 15:23 GMT by FM Contributors
FM-Events

Regulatory Compliance Events: Navigating the Complexities of Financial Regulations

  • How might these events help financial firms navigate the complexities of financial rules?
Tuesday, 25/07/2023 | 14:47 GMT by Jeff Patterson
Regulation

Regulatory Challenges in Crypto Sponsorships: Navigating the Legal Landscape

  • A fresh look into crypto sponsorships.
Tuesday, 18/07/2023 | 00:00 GMT by FM Contributors
CryptoCurrency

ESMA Seeks Crypto Industry Input on MiCA Regulatory Framework

  • ESMA invites stakeholders' comments on rules for crypto-asset service providers.
  • This consultation aims to understand EU crypto markets better.
Wednesday, 12/07/2023 | 09:21 GMT by Damian Chmiel
Regulation

The Role of Robotic Process Automation (RPA) in Streamlining Regulatory Compliance

  • Compliance reimagined.
Monday, 10/07/2023 | 16:07 GMT by FM Contributors
FinTech

Revolut Reportedly Lost $20M to Criminals Due to System Flaws

  • The security challenge started in 2021.
  • The issue reportedly affected the fintech's corporate accounts.
Monday, 10/07/2023 | 12:36 GMT by Jared Kirui
Regulation

Regulatory Sandboxes: Fostering Innovation in the Regtech Space

  • A fresh look into sandboxes
Friday, 07/07/2023 | 00:15 GMT by FM Contributors
Regulation

The Revolutionary Impact of Machine-Readable Regulations

  • The potential is there, but why aren't regulators pushing for them?
Tuesday, 04/07/2023 | 12:50 GMT by FM Contributors
Regulation

Regtech Solutions for AML and KYC: Streamlining Compliance Efforts

  • Compliance reinvented.
Thursday, 29/06/2023 | 23:00 GMT by Jeff Patterson
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