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Regulation

FINMA Adds Marcus Korsten Clone to Warning List

  • Fraudsters appear to have been posing as the FCA-regulated financial services firm
Thursday, 13/12/2018 | 17:12 GMT by David Kimberley
Brokers

Plus500 'Not Impacted' By FCA's Proposed CFD Restrictions

  • The broker said it is already operating in accordance with the proposed rule changes
Friday, 07/12/2018 | 11:16 GMT by David Kimberley
Brokers

Breaking: IG Group Reports 20% EU Revenue Drop Since ESMA

  • IG Group is moderately affected by a 20% decline in revenue from Europe and the UK.
Tuesday, 04/12/2018 | 07:21 GMT by Victor Golovtchenko
News

Jay Clayton: ICOs Are Subject to SEC Regulation

  • The SEC Chairman also discussed problems the regulator has with a Bitcoin ETF
Tuesday, 27/11/2018 | 10:30 GMT by David Kimberley
News

AMF Criticizes Tobacconists' Bitcoin Scheme

  • The French regulator said Keplerk is unregulated and its products are unsuited to retail investors.
Monday, 26/11/2018 | 10:02 GMT by David Kimberley
Regulation

FCA Mulls Ban on Sale of Cryptocurrency Derivatives

  • Speaking at a conference, Executive Director Christopher Woolard said crypto CFDs pose a threat to retail investors.
Tuesday, 20/11/2018 | 11:36 GMT by David Kimberley
Regulation

Complyport and EIMF Partner for Compliance Training

  • The two companies will be providing face-to-face and online education sessions
Tuesday, 20/11/2018 | 09:37 GMT by David Kimberley
Regulation

Singapore Includes Cryptocurrency in New Payments Regulations

  • The new Payment Services Bill aims to foster innovation and reduce risk in the payment cycle.
Monday, 19/11/2018 | 13:55 GMT by David Kimberley
Regulation

ESMA Issues Update on EMIR Clearing Obligations

  • The regulator says NFCs will only have to adhere to clearing obligations if they meet certain thresholds
Wednesday, 31/10/2018 | 15:43 GMT by David Kimberley
News

Taming the Dragon: China's First Attempt to Regulate the Crypto Industry

  • Last week, the Cybersecurity Administration of China published a draft of new regulations for the blockchain industry.
Monday, 29/10/2018 | 10:05 GMT by Rachel McIntosh
Brokers

Analysis: ESMA's 'Loss-Making' Numbers Are Misleading

  • Ayondo's revelations that more than 70 percent of its loss-making clients lose less than £100 raises questions about ESMA rules
Tuesday, 25/09/2018 | 16:39 GMT by David Kimberley
Regulation

Analysis: ESMA's Regulations Weren't Wanted and Won't Protect Traders

  • The regulator's caps on leverage were not asked for and are forcing traders seeking it to use dodgy, offshore brokers
Thursday, 13/09/2018 | 14:15 GMT by David Kimberley
Brokers

'I Don’t See an Attempt to Find New Jurisdictions as a Long-Term Solution'

  • Are these new FX regulations just the tip of the iceberg?
Thursday, 23/08/2018 | 14:28 GMT by Jeff Patterson
Regulation

Winds of Change: Russian Retail Traders Flood Offshore as Regulation Bites

  • Brokers inability to hedge against client trades has caused an exodus in the Russian retail market
Wednesday, 22/08/2018 | 15:24 GMT by David Kimberley
Regulation

The Challenging Role of a Compliance Officer in the New Regulatory Landscape

  • A progressive value-added compliance officer should be forward thinking and commercially minded
Tuesday, 14/08/2018 | 15:49 GMT by Rod Martenstyn
Interviews

Exclusive: It's Comply or Die for Small Brokers, Says Muinmos' Nielsen

  • We spoke to the RegTech firm exec about their efforts to help brokers with the professional reclassification process
Wednesday, 01/08/2018 | 07:58 GMT by David Kimberley
Brokers

Darwinex Launches D-Score to Maintain Commission Fee Discounts

  • The broker's D-Score system will provide commission fee discounts based on clients' trading ability
Thursday, 26/07/2018 | 15:44 GMT by David Kimberley
Analysis

Analysis: ESMA and the Professionalisation of the Retail Industry

  • With leverage restrictions soon to be implemented, we examine the efforts brokers are making to reshape their client base
Tuesday, 24/07/2018 | 10:03 GMT by David Kimberley
Regulation

ASIC Proposes Changes to Securities and Futures Markets Regulation

  • If the proposals are put into law, firms' risk management systems will have to change significantly
Wednesday, 04/07/2018 | 08:54 GMT by David Kimberley
Regulation

Ready for Anything: FCA Announces Details of its Brexit Preparations

  • The British regulator will be responsible for amending and maintaining the EU's binding technical standards
Thursday, 28/06/2018 | 10:58 GMT by David Kimberley
Regulation

SFC Updates its OTC Derivatives Regulation

  • Legal entity identifiers will not become mandatory but their use will expand
Wednesday, 27/06/2018 | 15:39 GMT by David Kimberley
Regulation

NFA to Develop Required Testing for Swaps Traders

  • The proficiency requirements program is unlikely to be ready before early 2020
Wednesday, 06/06/2018 | 09:14 GMT by David Kimberley
Regulation

Exclusive: US Authorities to Launch Major Crackdown Against Binary Options

  • The impending clampdown is most likely the product of a legal saga against several affiliate marketers
Wednesday, 06/06/2018 | 05:44 GMT by Finance Magnates Staff
News

French Government Might Regulate ICOs By Year's End

  • The AMF has drafted a bill to offer credibility to ICO holders.
Monday, 04/06/2018 | 10:40 GMT by Rachel McIntosh
Regulation

SFC Fines Hang Seng Investment HK$3 Million for Regulatory Failings

  • The firm failed to pay adequate interest on a number of its funds' cash deposits
Thursday, 31/05/2018 | 12:32 GMT by David Kimberley
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