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Regulation

New Zealand’s FMA Warns of Suspected Scam and Unauthorized Broker

  • The regulator has flagged Finance Group Corp, Cent Projects Ltd and Caxton Global.
Wednesday, 18/07/2018 | 07:58 GMT by Celeste Skinner
Regulation

Belize’s IFSC Issues Five Warnings Against Unlicensed Entities

  • The regulator has warned that all companies are using fraudulent licence numbers to trick investors.
Friday, 13/07/2018 | 08:37 GMT by Celeste Skinner
Technology

Fake CySEC Representatives Scam Investors

  • CySEC has warned that individuals are impersonating the regulator.
Monday, 02/07/2018 | 14:37 GMT by Celeste Skinner
Regulation

Italy’s CONSOB Issues Further Warnings Against Unregulated Brokers

  • The Italian regulator has issued warnings against six companies, operating through two websites.
Monday, 02/07/2018 | 12:23 GMT by Celeste Skinner
Regulation

Italy’s CONSOB Warns Against Four Unregulated Brokers

  • The Italian watchdog also warned against several companies ‎that ‎have been blacklisted by other global ‎regulators‎.
Monday, 25/06/2018 | 14:43 GMT by Celeste Skinner
News

Belgian Watchdog Adds 8 to List of Suspicious Cryptocurrency Firms

  • 50 such companies are now listed on the Financial Services and Markets Authority warning page.
Thursday, 21/06/2018 | 12:36 GMT by Simon Golstein
Regulation

All City Investments Fined $670,000 for Misleading Customers

  • Jamal Vance, the company owner, will also be fined $100,000
Thursday, 14/06/2018 | 07:09 GMT by David Kimberley
Regulation

AMFA Warns Against Unregulated Broker Sun Capital

  • The Austrian regulator says the firm is offering Austrian clients investment services without the requisite licenses
Tuesday, 12/06/2018 | 14:20 GMT by David Kimberley
Regulation

NFA Fines X-Change Financial Access $100,000

  • The firm was founded to have helped Jonathan Hansen execute trades despite a trading ban issued against him
Wednesday, 30/05/2018 | 07:15 GMT by David Kimberley
Regulation

Japanese Authorities Clamp Down on Unregulated FX Brokers

  • The Kanto Local Finance Bureau warned traders against using FX Mate and SimpleFX
Friday, 25/05/2018 | 08:55 GMT by David Kimberley
News

South Korean Regulator Orders 12 Cryptocurrency Exchanges to Revise Contracts

  • Meanwhile, local cryptocurrency exchanges reported huge profits in 2017.
Wednesday, 04/04/2018 | 14:23 GMT by Simon Golstein
News

GMO Coin to Improve Risk Management Following FSA Inspection

  • The exchange will report to the watchdog on the status of the improvements every month.
Monday, 02/04/2018 | 10:18 GMT by Simon Golstein
News

The CFTC Allows Employees to Trade in Cryptocurrencies

  • The decision already started to attract critics due to the direct role of the agency in market regulation.
Wednesday, 28/02/2018 | 14:34 GMT by Arnab Shome
Regulation

FCA Letter to Brokers Spells Tough Times Ahead for IB Arrangements

  • The UK regulator highlights a slew of worries after it reviewed the practices of 19 brokers and their distributors.
Wednesday, 10/01/2018 | 10:16 GMT by Victor Golovtchenko
Regulation

Exclusive: Israeli Supreme Court Questions Necessity of Binary Options Ban

  • The Knesset and the ISA will have to clarify why they didn't choose other, less extreme, measures.
Monday, 25/12/2017 | 18:37 GMT by Finance Magnates Staff
Brokers

Breaking: Germany Details Negative Balance Protection CFDs Rules

  • BaFin has published guidelines on its August ban for negative balance inducing CFDs for retail clients.
Wednesday, 29/11/2017 | 18:43 GMT by Victor Golovtchenko
Regulation

FSMA Issues Warning Against Trade Invest 90 for Unauthorised Activities

  • The company was sending spam emails to the Belgian public with the name and logo of the journal ‘De Standaard’.
Thursday, 28/09/2017 | 18:59 GMT by Colin Firth
News

Chilean Banking Regulator Joins Blockchain "Revolution in Evolution"

  • "Our times no longer allow for rigid, short-sighted and short-term regulations."
Thursday, 28/09/2017 | 13:41 GMT by Avi Mizrahi
Executive Moves

NZX Appoints David Flacks as RGC Chair Amid Season of Changes

  • NZX hopes that his appointment will assist in its dealings with the regulatory authorities.
Wednesday, 16/08/2017 | 07:15 GMT by Colin Firth
News

Israeli Regulator: ICOs Are a Challenge to Current Global Regulations

  • The ISA head calls for regulators to extend a greater degree of paternalism with regard to initial coin offerings.
Monday, 10/07/2017 | 09:42 GMT by Avi Mizrahi
Brokers

Exclusive: Russian Central Bank Shuts Down TeleTrade.ru Website

  • The Russian mega-regulator abruptly shut down the broker’s website, without any warnings.
Thursday, 22/06/2017 | 10:10 GMT by Victor Golovtchenko
Regulation

Barclays’ CEO Faces Probe, Pay Cut After Whistleblower Allegations

  • Jes Staley is facing a probe from US and UK regulators over his alleged unmasking of a whistleblower.
Monday, 10/04/2017 | 06:49 GMT by Jeff Patterson
Executive Moves

Hong Kong’s SFC Appoints Edward Cheng Wai-Sun as Non-Exec Director

  • Edward Cheng Wai-Sun will begin a two-year appointment at the SFC this January.
Friday, 09/12/2016 | 16:50 GMT by Jeff Patterson
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