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Regulation

BaFin Considering Cybersecurity Stress Tests

  • Speaking in Frankfrut, Willam Hufeld said that the regulator is working on new rules with the German central bank.
Tuesday, 20/11/2018 | 15:49 GMT by David Kimberley
News

FMA Warns Against Trading with Bitcoin Profit

  • The Austrian regulator says the firm is offering its services without the requisite licenses.
Friday, 09/11/2018 | 11:56 GMT by David Kimberley
Regulation

SEC Fines EtherDelta Founder Almost $400,000

  • The US regulator said Zachary Coburn had been operating an exchange without a license
Thursday, 08/11/2018 | 17:11 GMT by David Kimberley
Regulation

JP Morgan & Citibank Still Being Investigated by Korean Regulators

  • The two companies may have been involved in rigging currency derivatives prices
Monday, 05/11/2018 | 13:55 GMT by David Kimberley
Exchanges

CME Group Secures Final Regulatory Approval Needed to Complete NEX Takover

  • The suspension of trading in NEX Shares is expected to come into effect on November 1, 2018.
Wednesday, 31/10/2018 | 08:12 GMT by Celeste Skinner
Regulation

CySEC Warning List Helps to Put Fraudsters Out of Action

  • 75 percent of the sites on the regulator's non-approved domain list have shut down
Thursday, 25/10/2018 | 14:34 GMT by David Kimberley
Brokers

CNMV Warns Against Trading With TradeBNP

  • The Spanish regulator says the unregulated broker has been trying to onboard clients in Spain.
Monday, 22/10/2018 | 13:34 GMT by David Kimberley
Regulation

Kenyan CMA Warns Against Unregulated FX Brokers

  • The East African nation has been trying to establish a legal framework for brokers to operate in
Monday, 22/10/2018 | 10:05 GMT by David Kimberley
Regulation

Central Bank of Russia May Ban Leveraged Trading for Non-Professionals

  • Deputy Chairman Sergei Shvetsov told reporters a draft law was already in place that would ban leveraged trading
Monday, 22/10/2018 | 08:43 GMT by David Kimberley
Regulation

NASAA 'Cryptosweep' Leads to Over 200 Investigations in US and Canada

  • The NASAA announced this Tuesday that its efforts to clamp down on cryptocurrency fraud have been successful.
Tuesday, 28/08/2018 | 15:56 GMT by David Kimberley
Regulation

Tracking Down Clone Firms: a Trip to BlackRock Crypto Asset Management

  • This Friday afternoon, Finance Magnates paid a visit to the offices of the latest firm on the FCA's warning list.
Friday, 24/08/2018 | 16:21 GMT by David Kimberley
Regulation

EU Regulators Charge Credit Suisse with Rigging FX Markets

  • The charges could see a five-year investigation come to a close in the coming months.
Wednesday, 01/08/2018 | 07:09 GMT by Celeste Skinner
Regulation

CySEC to Establish FinTech Innovation Hub with Focus on Blockchain

  • The Cypriot regulator wants to establish a two-way working relationship with FinTech and RegTech firms
Friday, 27/07/2018 | 10:34 GMT by David Kimberley
Brokers

FCA Warns Investors Against Trading with BCG Wealth Group

  • The British regulator noted that the wealth management firm has been offering unregulated services to UK residents
Tuesday, 24/07/2018 | 14:43 GMT by David Kimberley
Regulation

CONSOB Warns against New Set of Unregulated Brokers

  • The Italian regulator warned investors against trading with 100XFX, Centro Banc and Capital Markets Banc
Monday, 18/06/2018 | 08:01 GMT by David Kimberley
Regulation

SFC Signs Memorandum of Understanding with German Regulator

  • The deal will see the two regulators sharing an increasing amount of information
Friday, 01/06/2018 | 13:03 GMT by David Kimberley
Regulation

SFC Fines Investment Manager HK$5 Million Over Risk Assessment Failures

  • The Hong Kong regulator says Noah Holdings failed to adequately assign risk appetite to investors
Tuesday, 29/05/2018 | 09:53 GMT by David Kimberley
Brokers

Exclusive: Hardline Regulatory Stance in China Pushes Some Brokers to Relocate

  • Three brokerage houses were recentl raided by police and staff were arrested.
Thursday, 08/03/2018 | 10:17 GMT by Victor Golovtchenko
Regulation

Exclusive: MiFID II Off to a Messy Start, Multiple Regulators Unprepared

  • Despite being delayed for a year, the regulatory framework is still catching major institutions unprepared.
Thursday, 11/01/2018 | 15:22 GMT by Victor Golovtchenko
Regulation

Are European Regulators Ready for MiFID II Tomorrow? Sites Crash

  • As an early indicator of the increase of load handling, two important MiFID II sites have crashed today.
Tuesday, 02/01/2018 | 18:01 GMT by Guest Contributors Fintech
Brokers

OANDA Launches Expanded Education Portal

  • The new education portal of OANDA elaborates on the basics, tools and strategies and capital management.
Monday, 27/11/2017 | 10:51 GMT by Victor Golovtchenko
Executive Moves

Financial Commission Adds Valery Dolgov to Dispute Resolution Committee

  • Dolgov’s hands-on experience and knowledge is also backed by academic studies.
Friday, 29/09/2017 | 21:32 GMT by Aziz Abdel-Qader
Executive Moves

Encik Danial Mah Appointed New Director-General of Labuan FSA

  • Encik Danial Mah has over 20 years of experience in finance.
Tuesday, 26/09/2017 | 10:01 GMT by Colin Firth
News

Malaysian Regulator Outlines ICO Risks to Investors

  • Malaysian regulator takes steps to inform public about ICOs given the potential for abuse and fraud.
Thursday, 07/09/2017 | 12:32 GMT by Jeff Patterson
Exchanges

Deutsche Börse, LSE Merger on Track Despite Few Concessions Offered

  • The merger is entering its final phase despite little room for compromise from all parties.
Wednesday, 08/02/2017 | 10:22 GMT by Jeff Patterson
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