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Retail FX

News Nuggets | 28 November: Ledger Partners with YouHodler; KX Launches AI Server

  • Also, FCA warned against two clone firms; Mastercard and Warply teamed up in MENA.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Tuesday, 28/11/2023 | 11:42 GMT by Damian Chmiel
CryptoCurrency

BlackRock Files Prospectus for Spot Ether ETF with SEC

  • Ether briefly surged on the news amid optimism about ETF developments.
  • BlackRock is anticipating SEC's feedback on its application for a spot Bitcoin ETF.
Thursday, 16/11/2023 | 17:28 GMT by Jared Kirui
Retail FX

News Nuggets | 16 November: Fortex Integrates with StoneX; XS.com Appoints Country Manager

  • Wedbush Securities was fined $350,000; the SEC charged traders following a fraud valued at $1.5 million.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 16/11/2023 | 11:17 GMT by Damian Chmiel
Retail FX

SEC Distributes $1 Billion to Harmed Investors in 2023

  • SEC escalates enforcement with 784 actions in FY23.
  • The regulator also paid out a record number of rewards to whistleblowers.
Wednesday, 15/11/2023 | 09:22 GMT by Damian Chmiel
CryptoCurrency

SEC Accuses Bitwise's Ex-CEOs of Alleged $70 Million Deception Scheme

  • The allegations revealed the extent of deception as the startup faced financial turmoil.
  • Criminal charges were also filed by the US Attorney's office in a separate charge.
Thursday, 09/11/2023 | 19:34 GMT by Jared Kirui
CryptoCurrency

Ripple Capitalizes on SEC Victory, Bolsters Cross-Border Payment Services

  • The company aims to enhance crypto financial infrastructure for businesses.
  • Ripple offers access to a vast network of over 70 cryptocurrencies.
Wednesday, 08/11/2023 | 21:21 GMT by Jared Kirui
CryptoCurrency

SEC's Plan to Expedite Trades Casts Uncertainty over ETFs: Report

  • The upcoming SEC's change of rules aims to speed up settlement time for securities.
  • Approximately $1 trillion in ETFs are at risk due to the changes.
Monday, 06/11/2023 | 18:28 GMT by Jared Kirui
Institutional FX

SEC Unveils New Rules to Boost Security-Based Swap Market Transparency

  • Entities that qualify as SBSEFs must apply for registration with the SEC.
  • The SEC seeks to align the new regulations with the CFTC.
Thursday, 02/11/2023 | 19:54 GMT by Jared Kirui
CryptoCurrency

SafeMoon Executives Hit with SEC Charges for Alleged "Massive Fraudulent Scheme"

  • The regulator is accusing SafeMoon's team of unregistered sale of SFM tokens.
  • SFM price surged over 55,000 percent in 2021.
Wednesday, 01/11/2023 | 21:19 GMT by Jared Kirui
Retail FX

Gain Capital’s $236 Million Deal That Led to an Insider Trading Scandal

  • The former executive at StoneX Financial has settled insider trading charges.
  • They stem from trading activities involving GAIN Capital Holdings before its acquisition.
Tuesday, 31/10/2023 | 09:30 GMT by Damian Chmiel
Retail FX

SEC to Prohibit Volume-Based Transaction Pricing among Stock Brokers

  • The regulator had introduced a new proposal aimed at enhancing transparency.
  • The SEC seeks to level the playing field for broker-dealers of all sizes.
Wednesday, 18/10/2023 | 20:37 GMT by Jared Kirui
Retail FX

News Nuggets | 4 October: SEC Halts Ponzi Scheme; FCA Updates Warning List

  • Also, ClearBank broadens its Board; ABN Amro sells a stake in EMS to Fiserv.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 04/10/2023 | 09:28 GMT by Finance Magnates Staff
Institutional FX

SEC's $79 Million Crackdown: 10 Firms Hit with Recordkeeping Failures

  • The SEC charged the financial firms for alleged electronic communication failures.
  • The regulator discovered widespread off-channel communications within the companies.
Friday, 29/09/2023 | 20:52 GMT by Jared Kirui
CryptoCurrency

Gemini’s Founders Face Scrutiny over $280M Crypto Withdrawal amid Genesis Crisis

  • This move raised questions about whether the funds were personal or corporate assets.
  • The timing of their withdrawal, just before the Genesis crisis, has raised controversy.
Thursday, 28/09/2023 | 17:06 GMT by Jared Kirui
CryptoCurrency

Do Kwon Fights Back: Opposes SEC's Terraform Labs Probe

  • Kwon's lawyers argue that bringing him to the US for questioning is impossible.
  • The SEC seeks to interview Kwon regarding the collapse of TerraUSD stablecoin.
Thursday, 28/09/2023 | 14:14 GMT by Jared Kirui
Retail FX

News Nuggets | 28 September: NiceHash Exits UK; CFTC Awards Whistleblower over $300,000

  • Also, ASIC secures financial penalties for reporting failures; SEC charges for insider trading.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 28/09/2023 | 08:44 GMT by Damian Chmiel
CryptoCurrency

SEC under Fire: Congress Considers Subpoena for FTX Documents

  • The US House Committee has accused the SEC of a lack of transparency in FTX's case.
  • Gensler has defended the Commission's actions, saying they protect investors.
Wednesday, 27/09/2023 | 18:46 GMT by Jared Kirui
Institutional FX

Wall Street Faces SEC Heat over WhatsApp Use

  • The regulator has expanded its probe into Wall Street's use of private messaging apps.
  • The Institution collected thousands of staff messages from major investment firms.
Monday, 25/09/2023 | 17:55 GMT by Damian Chmiel
CryptoCurrency

Citadel Securities Slapped with $7M Fine for Coding Error, SEC Says

  • The coding error allegedly led to millions of mismarked orders over five years.
  • Citadel has agreed to censure, penalty, and remediation in the settlement.
Friday, 22/09/2023 | 17:42 GMT by Jared Kirui
CryptoCurrency

Binance.US Clashes with SEC in Ongoing Probe: Denies Use of Ceffu

  • The SEC is investigating Binance’s custody (Ceffu) amid concerns over asset transfers.
  • Binance.US has denied using Ceffu or Binance Custody, contradicting prior claims.
Tuesday, 19/09/2023 | 19:15 GMT by Jared Kirui
CryptoCurrency

SEC Demands Extensive Probe into Binance.US: Asset Custody under Scrutiny

  • Binance's use of the custody platform Ceffu caused concerns about moving funds abroad.
  • Binance.US faces investigations over alleged suspicious asset custody services.
Monday, 18/09/2023 | 18:12 GMT by Jared Kirui
Retail FX

News Nuggets | 13 September: SEC Charges Virtu, YieldStreet; HK Warns against Crypto Firm

  • Also, Frangou leaves payabl.; Simpson joins Broadridge; TS Imagine partners with eflow.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 13/09/2023 | 09:32 GMT by Finance Magnates Staff
CryptoCurrency

Franklin Templeton Joins BlackRock and Fidelity in Spot Bitcoin ETF Pursuit

  • Bitcoin surged this year following growing institutional interest in spot Bitcoin ETFs.
  • Companies have shifted focus to Ethereum ETFs amid delayed approvals by the SEC.
Tuesday, 12/09/2023 | 19:35 GMT by Jared Kirui
CryptoCurrency

Invesco, WisdomTree, Valkyrie Left Hanging as SEC Delays Bitcoin ETF Ruling

  • The SEC delays its decision on spot Bitcoin ETF proposals.
  • The postponement comes after a court ruling to review a similar application.
Friday, 01/09/2023 | 07:37 GMT by Damian Chmiel
Retail FX

News Nuggets | 30 August: SEC Charges Citigroup; FMA and FCA Warn against Clone Websites

  • Also, Bybit launches revamped 'Launchpad 3.0'; Nasdaq Announces CFO Transition.
  • Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 30/08/2023 | 09:33 GMT by Finance Magnates Staff
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