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Securities and Exchange Commission
SEC Updates Regulations for OTC Market Issues
- Brokers now have to do issuers' due diligence before accepting any quotes.
Thursday, 17/09/2020 | 07:03 GMT by
Arnab Shome
Burford Capital Updates on SEC Approval for US Listing
- The company stocks doubled in value since the March sell-off.
Monday, 14/09/2020 | 08:50 GMT by
Arnab Shome
SEC Seeks Binance Chain Scrutiny, Intends to Tap CipherTrace
- The regulator will finalize the one-year deal on July 31, 2020.
Thursday, 30/07/2020 | 18:15 GMT by
Arnab Shome
Peter Quick Purchases More Than 50,000 GAIN Capital Shares
- Quick has acquired 52,024 Common Stock on the 27th of July 2020.
Thursday, 30/07/2020 | 11:04 GMT by
Celeste Skinner
SEC Moves Against Tech Startup YouPlus for Defrauding Investors
- The founder of the company is also facing parallel criminal charges.
Tuesday, 21/07/2020 | 08:16 GMT by
Arnab Shome
US Supreme Court Limits SEC’s Penalties on Financial Crimes
- The regulator was imposing heavy fines with interest to many crypto scammers.
Wednesday, 24/06/2020 | 08:14 GMT by
Arnab Shome
WisdomTree Seeks ETF Fund Approval with 5% Bitcoin Share
- The fund will invest in various commodities.
Wednesday, 17/06/2020 | 07:06 GMT by
Arnab Shome
SEC-Approved Security Token Seeks Coinbase Listing
- The project received a Form D exemption from the regulator.
Tuesday, 12/05/2020 | 10:21 GMT by
Arnab Shome
SEC Moves Against Water-Backed ICO Dupping Minority Community
- The defendants aimed to raise $20 million with the fraudulent ICO.
Monday, 06/04/2020 | 07:23 GMT by
Arnab Shome
SEC Extends Decision Deadline on tZero-Affiliated BSTX
- The agency seeks more feedback over the next three weeks.
Thursday, 02/04/2020 | 12:41 GMT by
Arnab Shome
US Court Rejects Telegram’s Move to Distribute Gram Token
- The company promised its investors for token distribution by April.
Wednesday, 25/03/2020 | 08:45 GMT by
Arnab Shome
Interactive Brokers CEO's 2019 Compensation Exceeded $8m
- The brokerage revealed the figures via a regulatory filing with the SEC.
Thursday, 12/03/2020 | 07:58 GMT by
Celeste Skinner
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